MIRA
INFORM REPORT
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Report Date : |
02.09.2011 |
IDENTIFICATION DETAILS
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Name : |
PENTA INVESTMENT ADVISERS KK |
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Registered Office : |
TTS Minami-Aoyama Bldg 5F, 6-12-1 Minami-Aoyama Minatoku Tokyo 107-0062 |
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Country : |
Japan |
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Date of Incorporation : |
April 1998 |
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Com. Reg. No.: |
0104-01-036054 (Tokyo-Minatoku) |
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Legal Form : |
Limited Company |
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Line of Business : |
Investment & hedge fund management |
RATING & COMMENTS
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MIRA’s Rating : |
C |
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RATING |
STATUS |
PROPOSED CREDIT LINE |
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<10 |
C |
Absolute credit risk exists. Caution needed to be exercised |
Credit not
recommended |
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Status : |
Dissolved |
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Payment Behaviour : |
-- |
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Litigation : |
-- |
NOTES :
Any query related to this report can be made
on e-mail: infodept@mirainform.com
while quoting report number, name and date.
ECGC Country Risk Classification List – March 31st, 2011
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Country Name |
Previous Rating (31.12.2010) |
Current Rating (31.03.2011) |
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Japan |
A1 |
A1 |
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Risk Category |
ECGC Classification |
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Insignificant |
A1 |
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Low |
A2 |
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Moderate |
B1 |
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High |
B2 |
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Very High |
C1 |
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Restricted |
C2 |
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Off-credit |
D |
Company name and address
PENTA INVESTMENT ADVISERS KK
REGD NAME: Penta
Investment Advisers KK
MAIN OFFICE: TTS Minami-Aoyama Bldg 5F, 6-12-1 Minami-Aoyama
Minatoku Tokyo 107-0062 JAPAN
MANAGER: White & Case Law Office
Kandabashi
Park Bldg, 1-19-1 Kanda-Nishikicho Chiyodaku Tokyo 101-0054
Tel: 03-3259-0200 Fax: 03-3259-0150
URL: http://www.whitecase.com/
ACTIVITIES
Investment &
hedge fund management
BRANCHES
Nil
OFFICER(S)
JOHN ZWAANSTRA,
PRES
FINDINGS
The firm was dissolved on 22/Nov/2002 and
registered as closed on 04/Dec/2003 with the Registration Office under
jurisdiction (This is from the
Registration Certificate No. 0104-01-036054)
T
Hereunder
is the firm’s history
HIGHLIGHTS
The subject company was established
by John Zwaanstra in order to make most of his experience as a fund manager of
George Soros Fund Management, originally as Penta Japan Fund Ltd. The firm is managed by White & Case Law
Office as mentioned above. The subject
and the Law Office refused to disclose any of its operations and financials. Contents here are all collected from outside
sources and from the financial market information. Kanto FSA says the firm is not licensed as
investment adviser. The operating funds
as of 2008 were reported as US$5 billion.
John Zwaanstra divides his time between Tokyo & Hawaii, as
reported. Most of the investment stocks
are of Chinese corporations through Hong Kong.
The subject Fund’s primary broker is reported as Goldman Sachs Group
Inc, which remains to be confirmed.
REGISTRATION
Date Registered:
Apr 1998
Regd No.:
0104-01-036054 (Tokyo-Minatoku)
Dissolved: 04/Dec/2003
Legal Status: Limited Company (Kabushiki Kaisha)
Authorized: 4,000 shares
Issued:
1,000 shares
Sum: Yen 55 million
Major
shareholders (%): John Zwaanstra (100)
Nothing
detrimental is known as to his commercial morality.
OPERATION
Activities: Investment &
hedge fund asset management firm, but not licensed from FSA (--100%).
Clients: Individual investors, other
No. of accounts:
Unavailable
Domestic areas of
activities: Nationwide
Suppliers: Investors,
others. Primarily operated by Goldman
Sachs Group Inc.
Location: Business area in
Tokyo. Office premises at the caption
address are leased and maintained satisfactorily.
Bank References:
SMBC, MUFG, Mizuho Bank, other
Relations: Money deposits &
transfers only
FINANCES
(In Million Yen)
NOT DISCLOSED
FOREIGN EXCHANGE RATES
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Currency |
Unit
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Indian Rupees |
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US Dollar |
1 |
Rs.46.01 |
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1 |
Rs.75.42 |
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Euro |
1 |
Rs.66.69 |
RATING EXPLANATIONS
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RATING |
STATUS |
PROPOSED CREDIT LINE |
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>86 |
Aaa |
Possesses an extremely sound financial base with the strongest
capability for timely payment of interest and principal sums |
Unlimited |
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71-85 |
Aa |
Possesses adequate working capital. No caution needed for credit
transaction. It has above average (strong) capability for payment of interest
and principal sums |
Large |
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56-70 |
A |
Financial & operational base are regarded healthy. General
unfavourable factors will not cause fatal effect. Satisfactory capability for
payment of interest and principal sums |
Fairly Large |
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41-55 |
Ba |
Overall operation is considered normal. Capable to meet normal
commitments. |
Satisfactory |
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26-40 |
B |
Capability to overcome financial difficulties seems comparatively
below average. |
Small |
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11-25 |
Ca |
Adverse factors are apparent. Repayment of interest and principal sums
in default or expected to be in default upon maturity |
Limited with
full security |
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<10 |
C |
Absolute credit risk exists. Caution needed to be exercised |
Credit not
recommended |
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-- |
NB |
New Business |
-- |
This score serves as a reference to assess SC’s credit risk
and to set the amount of credit to be extended. It is calculated from a
composite of weighted scores obtained from each of the major sections of this
report. The assessed factors and their relative weights (as indicated through
%) are as follows:
Financial
condition (40%) Ownership
background (20%) Payment
record (10%)
Credit history
(10%) Market trend
(10%) Operational
size (10%)
This report is issued at your request without any
risk and responsibility on the part of MIRA INFORM PRIVATE LIMITED (MIPL)
or its officials.