MIRA INFORM REPORT

 

 

Report Date :

05.07.2012

 

IDENTIFICATION DETAILS

 

Name :

DAIW ASSET MANAGEMENT LTD

 

 

Registered Office :

2-10-5 Nihombashi-Kayabacho Chuoku Tokyo 103-0025

 

 

Country :

Japan

 

 

Financials (as on) :

31.03.2012

 

 

Date of Incorporation :

December 1959

 

 

Com. Reg. No.:

0100-01-049257 (Tokyo-Chuoku)

 

 

Legal Form :

Limited Company

 

 

Line of Business :

Asset Management Company

 

 

No. of Employees :

561

 

RATING & COMMENTS

 

MIRA’s Rating :

Ba

 

RATING

STATUS

PROPOSED CREDIT LINE

41-55

Ba

Overall operation is considered normal. Capable to meet normal commitments.

Satisfactory

 

Status :

Good

Payment Behaviour :

Regular

Litigation :

Clear

 

 

NOTES:

Any query related to this report can be made on e-mail: infodept@mirainform.com while quoting report number, name and date.

 

ECGC Country Risk Classification List – March 31st, 2012

 

Country Name

Previous Rating

(31.12.2011)

Current Rating

(31.03.2012)

Japan

A1

A1

 

Risk Category

ECGC Classification

Insignificant

 

A1

Low

 

A2

Moderate

 

B1

High

 

B2

Very High

 

C1

Restricted

 

C2

Off-credit

 

D


Company name

 

DAIW ASSET MANAGEMENT LTD

 

 

REGD NAME

 

Daiwa Shoken Toshi Shintaku Itaku KK

 

 

MAIN OFFICE

 

2-10-5 Nihombashi-Kayabacho Chuoku Tokyo 103-0025 JAPAN

Tel: 03-5695-2111

 

URL:                 http://www.daiwa-am.co.jp

E-Mail address:            (thru the URL)

 

 

ACTIVITIES  

 

Asset management company

 

 

BRANCHES

 

Nil

 

 

OVERSEAS

 

USA, UK, Hong Kong, Shanghai, Singapore, India (--subsidiaries)

 

 

OFFICERS

 

MAKOTO SHIRAKAWA,                        PRES   Masaki Yamane, v pres

Toshinao Matsushima, s/mgn dir Takuya Ikeda, s/mgn dir

Ikuo Shoda, s/mgn dir                            Toshiaki Kuwano, s/mgn dir

 

Yen Amount:     In million Yen, unless otherwise stated


SUMMARy

 

FINANCES        FAIR                 A/SALES          Yen 7,332 M

PAYMENTS REGULAR  CAPITAL           Yen 15,174 M

TREND UP                    WORTH            Yen 34,847 M

STARTED         1959                 EMPLOYES      561

 

 

COMMENT

 

ASSET MANAGEMENT COMPANY, OWNED BY DAIWA SECURITIES  GROUP INC.

 

FINANCIAL SITUATION CONSIDERED FAIR AND GOOD FOR ORDINARY BUSINESS ENGAGEMENTS.

 

           

HIGHLIGHTS

           

The subject company was established by Daiwa Securities Group Inc (See REGISTRATION) as its management company.   This is an asset management company of assets under management of publicly offered investment assets.  Total assets under management: Yen 9,125.4 billion as at Mar 30, 2012. 

 

 

FINANCIAL INFORMATION

           

The revenues for Mar/2012 fiscal term amounted to Yen 73,332 million, a 1% up from Yen 72,649 million in the previous term.  The recurring profit was posted at Yen 12,333 million and the net profit at Yen 7,023 million, respectively, compared with Yen 13,741 million recurring profit and Yen 9,206 million net profit, respectively, a year ago.

 

For the current term ending Mar 2013 the recurring profit is projected at Yen 12,500 million and the net profit at Yen 7,100 million, respectively, on a 1% rise in turnover, to Yen 75,000 million.  Figures could change depending upon the market fluctuations/conditions. 

 

The financial situation is considered FAIR and good for ORDINARY business engagements.

 

 

REGISTRATION

 

Date Registered:  Dec 1959

Regd No.:         0100-01-049257 (Tokyo-Chuoku)

Legal Status:      Limited Company (Kabushiki Kaisha)

Authorized:         2,608,525 shares

Issued:                2,608,525 shares

Sum:                   Yen 15,174 million

Major shareholders (%): Daiwa Securities Group Inc* (100)

 

*.. One of Big 3 securities firms, Tokyo, founded 1943, listed Tokyo, Osaka, Nagoya S/E’s, Capital Yen 247,397 million, sales Yen 422,374 million, operating loss Yen 23,713 million,

 

Recurring loss Yen 12,200 million, net loss Yen 39,434 million, total assets Yen 18,924,038 million, net worth Yen 951,702 million, employees 14,904, pres Takashi Hibino

 

Consolidated Financials are attached (See SUPPLEMENTS)

 

Nothing detrimental is known as to the commercial morality of executives.

 

 

OPERATION

           

Activities: Asset management company, with total assets under management at Yen 9,125.4 billion as at Mar/30/2012 (--100%)

 

Clients: Securities firms, banks, Pension Funds, other 

            No. of accounts: Unavailable

            Domestic areas of activities: Nationwide

 

Payment record: Regular

 

Location: Business area in Tokyo.  Office premises at the caption address are owned and maintained satisfactorily.

 

Bank References:

SMBC (H/O)

Sumitomo Mitsui Trust Bank (H/O)

Relations: Satisfactory

 

 

FINANCES

(In Million Yen)

 

       Terms Ending:

31/03/2013

31/03/2012

31/03/2011

31/03/2010

Annual Sales

 

75,000

73,332

72,649

63,795

Recur. Profit

 

12,500

12,333

13,741

9,929

Net Profit

 

7,100

7,023

9,206

5,920

Total Assets

 

 

51,157

50,833

53,406

Current Assets

 

 

30,908

28,626

 

Current Liabs

 

 

12,789

10,485

 

Net Worth

 

 

34,847

36,900

38,856

Capital, Paid-Up

 

 

15,174

15,174

15,174

Div.P.Share(¥)

 

 

 

3520.00

4300.00

<Analytical Data>

(%)

(%)

(%)

(%)

    S.Growth Rate

2.27

0.94

13.88

-6.40

    Current Ratio

 

..

241.68

273.02

..

    N.Worth Ratio

..

68.12

72.59

72.76

    R.Profit/Sales

 

16.67

16.82

18.91

15.56

    N.Profit/Sales

9.47

9.58

12.67

9.28

    Return On Equity

..

20.15

24.95

15.24

 

Notes: Forecast (or estimated) figures for the 31/03/2013 fiscal term.

 

 

SUPPLEMENTS

 

CONSOLIDATED FINANCIALS OF THE PARENT, DAIWA SECURITIES GROUP INC

FINANCES: (Consolidated in million yen)

 

 

 

Terms Ending:

31/03/2012

31/03/2011

INCOME STATEMENT

 

 

 

  Annual Sales

 

422,374

403,042

 

  Cost of Sales

86,358

84,478

 

      GROSS PROFIT

336,016

318,564

 

  Selling & Adm Costs

359,729

363,919

 

      OPERATING PROFIT

-23,713

-45,355

 

  Non-Operating P/L

11,513

12,753

 

      RECURRING PROFIT

-12,200

-32,602

 

      NET PROFIT

-39,434

-37,331

BALANCE SHEET

 

 

 

 

  Cash

 

1,050,468

1,025,239

 

  Receivables

 

13,135

11,538

 

  Inventory

 

8,876,950

6,770,478

 

  Securities, Marketable

1,474,395

84,435

 

  Other Current Assets

6,802,211

8,419,741

 

      TOTAL CURRENT ASSETS

18,217,159

16,311,431

 

  Property & Equipment

394,415

133,226

 

  Intangibles

 

102,887

135,680

 

  Investments, Other Fixed Assets

209,577

262,074

 

      TOTAL ASSETS

18,924,038

16,842,411

 

  Payables

 

4,412

5,869

 

  Short-Term Bank Loans

1,794,254

2,660,492

 

 

 

 

 

 

  Other Current Liabs

14,204,980

11,272,780

 

      TOTAL CURRENT LIABS

16,003,646

13,939,141

 

  Debentures

 

1,282,479

1,334,141

 

  Long-Term Bank Loans

623,297

592,640

 

  Reserve for Retirement Allw

29,983

29,948

 

  Other Debts

 

32,931

25,143

 

      TOTAL LIABILITIES

17,972,336

15,921,013

 

      MINORITY INTERESTS

 

 

 

Common stock

247,397

247,397

 

Additional paid-in capital

230,655

230,632

 

Retained earnings

345,983

395,751

 

Evaluation p/l on investments/securities

23,338

23,135

 

Others

 

127,010

51,537

 

Treasury stock, at cost

(22,681)

(27,054)

 

      TOTAL S/HOLDERS` EQUITY

951,702

921,398

 

      TOTAL EQUITIES

18,924,038

16,842,411

CONSOLIDATED CASH FLOWS

 

 

 

 

Terms ending:

31/03/2012

31/03/2011

 

Cash Flows from Operating Activities

 

2,032,677

1,676,882

 

Cash Flows from Investment Activities

-973,494

-79,466

 

Cash Flows from Financing Activities

-106,022

-1,301,657

 

Cash, Bank Deposits at the Term End

 

1,038,981

1,043,463

ANALYTICAL RATIOS            Terms ending:

31/03/2012

31/03/2011

 

 

Net Worth (S/Holders' Equity)

951,702

921,398

 

 

Current Ratio (%)

113.83

117.02

 

 

Net Worth Ratio (%)

5.03

5.47

 

 

Recurring Profit Ratio (%)

-2.89

-8.09

 

 

Net Profit Ratio (%)

-9.34

-9.26

 

 

Return On Equity (%)

-4.14

-4.05


FOREIGN EXCHANGE RATES

 

Currency

Unit

Indian Rupees

US Dollar

1

Rs.54.55

UK Pound

1

Rs.85.48

Euro

1

Rs.68.70

 

INFORMATION DETAILS

 

Report Prepared by :

MNL

 

RATING EXPLANATIONS

 

RATING

STATUS

 

 

PROPOSED CREDIT LINE

>86

Aaa

Possesses an extremely sound financial base with the strongest capability for timely payment of interest and principal sums

 

Unlimited

71-85

Aa

Possesses adequate working capital. No caution needed for credit transaction. It has above average (strong) capability for payment of interest and principal sums

 

Large

56-70

A

Financial & operational base are regarded healthy. General unfavourable factors will not cause fatal effect. Satisfactory capability for payment of interest and principal sums

 

Fairly Large

41-55

Ba

Overall operation is considered normal. Capable to meet normal commitments.

 

Satisfactory

26-40

B

Capability to overcome financial difficulties seems comparatively below average.

 

Small

11-25

Ca

Adverse factors are apparent. Repayment of interest and principal sums in default or expected to be in default upon maturity

 

Limited with full security

<10

C

Absolute credit risk exists. Caution needed to be exercised

 

 

Credit not recommended

----

NB

New Business

----

 

This score serves as a reference to assess SC’s credit risk and to set the amount of credit to be extended. It is calculated from a composite of weighted scores obtained from each of the major sections of this report. The assessed factors and their relative weights (as indicated through %) are as follows:

 

Financial condition (40%)            Ownership background (20%)                 Payment record (10%)

Credit history (10%)                    Market trend (10%)                                Operational size (10%)

PRIVATE & CONFIDENTIAL : This information is provided to you at your request, you having employed MIPL for such purpose. You will use the information as aid only in determining the propriety of giving credit and generally as an aid to your business and for no other purpose. You will hold the information in strict confidence, and shall not reveal it or make it known to the subject persons, firms or corporations or to any other. MIPL does not warrant the correctness of the information as you hold it free of any liability whatsoever. You will be liable to and indemnify MIPL for any loss, damage or expense, occasioned by your breach or non observance of any one, or more of these conditions

This report is issued at your request without any risk and responsibility on the part of MIRA INFORM PRIVATE LIMITED (MIPL) or its officials.