MIRA INFORM REPORT

 

 

Report Date :

06.12.2013

 

IDENTIFICATION DETAILS

 

Name :

THE RATNAKAR BANK LIMITED

 

 

Registered Office :

1st Lane, Shahupuri, Kolhapur – 416001, Maharashtra

 

 

Country :

India

 

 

Financials (as on) :

31.03.2013

 

 

Date of Incorporation :

14.06.1943

 

 

Com. Reg. No.:

11-007308

 

 

Capital Investment / Paid-up Capital :

Rs. 2529.247 Millions

 

 

CIN No.:

[Company Identification No.]

U65191PN1943PLC007308

 

 

TAN No.:

[Tax Deduction & Collection Account No.]

KLPT01764A/ MUMT09278D/ KLPT01905B/ KLPT01845E/ KLPT01800B/ KLPT01797F/ KLPT01864C/ KLPT081858D/ PNET08057A/ PNET07964F/ MUMT09900C/ PNET03925F/ KLPT01783F/ MUMT03234A/ KLPT01940B/ KLPT01924G

 

 

PAN No.:

[Permanent Account No.]

AABCT3335M

 

 

Legal Form :

A Closely Held Public Limited Liability Company

 

 

Line of Business :

Banking Activities.

 

 

No. of Employees :

1859 (Approximately)

 

 

RATING & COMMENTS

 

MIRA’s Rating :

A (70)

 

RATING

STATUS

PROPOSED CREDIT LINE

56-70

A

Financial & operational base are regarded healthy. General unfavourable factors will not cause fatal effect. Satisfactory capability for payment of interest and principal sums

Fairly Large

 

Maximum Credit Limit :

USD 64270000

 

 

Status :

Good

 

 

Payment Behaviour :

Regular

 

 

Litigation :

Exist

 

 

Comments :

Subject is a scheduled commercial bank. It is a well established bank having fine track record.

 

The rating is supported by the bank’s long track record, experienced senior management team, strong regulatory capitalization level and the recent announcement of acquisition of certain portfolio/ businesses of Royal Bank of Scotland’s Indian branches by Ratnakar Bank.

 

Trade relations are reported to be decent. Business is active. Payments are reported to be regular and as per commitment.

 

The bank can be considered good for any business dealings at usual trade terms and conditions.

 

NOTES :

Any query related to this report can be made on e-mail : infodept@mirainform.com while quoting report number, name and date.

 

 

INDIAN ECONOMIC OVERVIEW

 

The current downturn provides an opportunity to push ahead with reforms to accelerate growth, says the latest India Development Update report released by the World Bank. The report says that the adverse effects of rupee depreciation are likely to be offset by the gains in the exports performance due to improved external competitiveness. Since May this year, the local currency has depreciated substantially and fell to a record level of Rs 68.85 to a dollar on August, 28.

 

A stagflation like situation appears to have arisen as inflation jumped to an eight month high of 6.46 % for the month of September. It is up from 6.10 % in August. Growth continues to be muted with factory output plunging to 0.6  % in August. Onion prices have risen nearly 300 % from last September. Vegetables cost nearly 90 % more than they did last year. Wake up to the economic contribution of slum dwellers. They contribute more than 7.5 % to the country’s gross domestic product, according to a recent study conducted in 50 top cities.

 

136000 estimated number of jobs created during the second quarter of the current financial year. 50000 estimated number of additional jobs in the field of corporate social responsibility in the coming years.

 

The International Finance Corporation expects to come out with its rupee linked bonds issue before the end of 2013 as a part of its plan to raise $ 1 billion. The Apple iPhone 5c (Rs 41900 for 16 GB variant) and 5s (Rs 53500 for 16GB variant) has been launched in India from 1st November.

 

The Land Acquisition Act to provide just and fair compensation to farmers will come into force from January 1 next year, said Rural Development Minister Jairam Ramesh. The Act replaces a 119 year old registration. The Securities and Exchange Board of India has approved the trading of currency futures on the Bombay Stock Exchange. The exchange plans to launch the currency futures platform with advanced trading technology by the end of November.

 

 

EXTERNAL AGENCY RATING

 

Rating Agency Name

ICRA

Rating

Fixed deposit programme: “MAA-”

Rating Explanation

High degree of safety and low credit risk.

Date

August, 2013

 

Rating Agency Name

ICRA

Rating

Certificate of deposit programme: “A1+”

Rating Explanation

Very strong degree of safety and lowest credit risk.

Date

August, 2013

 

 

RBI DEFAULTERS’ LIST STATUS

 

Subject’s name is not enlisted as a defaulter in the publicly available RBI Defaulters’ list.

 

 

EPF (Employee Provident Fund) DEFAULTERS’ LIST STATUS

 

Subject’s name is not enlisted as a defaulter in the publicly available EPF (Employee Provident Fund) Defaulters’ list as of 31-03-2012.

 

 

INFORMATION DECLINED

 

MANAGEMENT NON-COOPERATIVE (Tel. No.: 91-231-2653006)

 

 

LOCATIONS

 

Registered Office :

1st Lane, Shahupuri, Kolhapur – 416001, Maharashtra, India

Tel. No.:

91-231-2656831/ 2653006

Fax No.:

91-231-2653658

E-Mail :

vpjain@ratnakarbank.in

rajendrapatil@ratnakarbank.in

Websites :

www.theratnakarbank.com

 

 

Administrative Office :

Mahavir, 179/E Ward, Shri Shahu Market Yard, Kolhapur – 416005, Maharashtra, India

Tel. No.:

91-231-2650981 to 984

Fax No.:

91-231-2657386

 

 

Controllling Office :

One India Bulls Center, Tower 2, 6th Floor, 841, Senapati Bapat Marg, Lower Parel (West), Mumbai – 400013, Maharashtra, India

Tel. No.:

91-22-43020600

Fax No.:

91-22-43020520

 

 

DIRECTORS

 

As on 31.03.2013

 

Name :

Mr. Subhash Kutte

Designation :

Chairman

 

 

Name :

Mr. Vishwavir Ahuja

Designation :

Managing Director & CEO

 

 

Name :

Mr. Bahubali Arwade

Designation :

Director

 

 

Name :

Mr. Girish Godbole

Designation :

Director

 

 

Name :

Mr. Jairaj Purandare

Designation :

Director

 

 

Name :

Mr. Kiran Patil

Designation :

Director

 

 

Name :

Mr. Narayan Ramachandran

Designation :

Director

 

 

Name :

Mr. P. Sudhir Rao

Designation :

Director

 

 

Name :

Mr. Vimal Bhandari

Designation :

Director

 

 

Name :

Mr. D. Sivanandhan

Designation :

Additional Director

 

 

Name :

Mr. Ajay Michyari

Designation :

RBI - Additional Director

 

 

KEY EXECUTIVES

 

Name :

Mr. Rajeev Ahuja

Designation :

Head - Strategy

 

 

Name :

Mr. Nitin Chopra

Designation :

Head - Retail and Consumer Banking

 

 

Name :

Mr. R. Gurumurthy

Designation :

Head - Corporate and Institutional Banking

 

 

Name :

Mr. Sunil Gulati

Designation :

Chief Risk Officer

 

 

Name :

Mrs. Shanta Vallury

Designation :

Head - Distribution

 

 

Name :

Mr. Suhas Sahakari

Designation :

Head - Kolhapur Region

 

 

Name :

Mr. Sandeep Thapliyal

Designation :

Head - Commercial Banking

 

 

Name :

Mr. Andrew Gracias

Designation :

Head - Financial Markets

 

 

Name :

Mr. Surinder Chawla

Designation :

Head - Branch Banking

 

 

Name :

Mr. Aseem Gandhi

Designation :

Head - Development Banking and Financial Inclusion

 

 

Name :

Mr. Manoj Rawat

Designation :

Head - Agri Business

 

 

Name :

Mr. Naresh Karia

Designation :

Chief Financial Officer

 

 

Name :

Mr. Tajinder Kumar

Designation :

Head - Human Resources

 

 

Name :

Mr. Joginder Singh Rana

Designation :

Chief Operations Officer

 

 

Name :

Mr. Sanjay Sharma

Designation :

Head - Technology, Innovation and Customer Fulfilment

 

 

Name :

Mr. Satish Dhawan

Designation :

Chief Infrastructure and Administration Officer

 

 

Name :

Mr. Sanjit Chowdhry

Designation :

Head - Wholesale Credit Risk

 

 

Name :

Mr. Bhaskar Niyogi

Designation :

Senior Consultant - Risk

 

 

Name :

Mr. Rajendra Patil

Designation :

Senior Vice President - Legal and Secretarial

 

 

BUSINESS DETAILS

 

Line of Business :

Banking Activities.

 

 

GENERAL INFORMATION

 

No. of Employees :

1859 (Approximately)

 

 

Bankers :

Reserve Bank of India

 

 

Facilities :

Secured Loan

31.03.2013

(Rs. In Millions)

31.03.2012

(Rs. In Millions)

Borrowing in India

 

 

Reserve Bank of India

7023.000

3150.000

Other Banks

1000.000

1000.000

Other Institution and Agencies

18121.803

7702.667

Subordinate Debts

0.000

0.000

 

 

 

Borrowing Outside India

1228.688

132.850

Total

27373.491

11985.517

 

Banking Relations :

--

 

 

Auditors :

 

Name :

S. R. Batliboi and Company

Chartered Accountants

 

 

CAPITAL STRUCTURE

 

As on 31.03.2013

 

Authorised Capital :

No. of Shares

Type

Value

Amount

 

 

 

 

400000000

Ordinary  Shares

Rs.10/- each

Rs. 4000.000 Millions

 

 

 

 

 

Issued, Subscribed & Paid-up Capital :

No. of Shares

Type

Value

Amount

 

 

 

 

252924711

Equity Shares

Rs.10/- each

Rs. 2529.247 Millions

 

 

 

 

 


 

FINANCIAL DATA

[all figures are in Rupees Millions]

 

ABRIDGED BALANCE SHEET

 

SOURCES OF FUNDS

 

31.03.2013

31.03.2012

31.03.2011

CAPITAL AND LIABILITIES

 

 

 

1]  Capital

2529.247

2149.474

2149.474

2] Reserves & Surplus

13538.214

9282.471

8700.321

3] Deposits

83405.186

47393.299

20421.568

4] Borrowings

27373.491

11985.517

76.917

5] Other Liabilities and Provision

2787.483

1242.489

948.595

 

 

 

 

TOTAL

129633.621

72053.250

32296.875

 

 

 

 

ASSETS

 

 

 

Cash and Balances With Reserve Bank of India

2908.405

2633.028

1641.733

Balances With Banks and Money at Call and Short Notice

3977.427

3228.160

1860.114

Investment

55714.205

23338.347

8924.836

Advances

63762.120

41322.694

19051.673

Fixed Assets

942.624

588.951

433.978

Other Assets

2328.840

942.070

384.541

 

 

 

 

TOTAL

129633.621

72053.250

32296.875

 

 

PROFIT & LOSS ACCOUNT

 

 

PARTICULARS

31.03.2013

31.03.2012

 

31.03.2011

 

INCOME

 

 

 

 

 

Interest Earned

8793.209

4650.835

1891.882

 

 

Other Income

1264.381

671.327

185.794

 

 

TOTAL                                     (A)

10057.590

5322.162

2077.676

 

 

 

 

 

Less

EXPENSES

 

 

 

 

 

Interest Expanded

6217.734

2782.912

940.324

 

 

Operating Expenses

2272.961

1390.967

944.775

 

 

Provision and Contingencies

642.207

490.990

69.314

 

 

TOTAL                                     (B)

9132.902

4664.869

1954.413

 

 

 

 

 

Less

NET PROFIT/(LOSS) FOR THE YEAR

924.688

657.293

123.263

 

 

 

 

 

Add

PREVIOUS YEARS’ BALANCE BROUGHT FORWARD

0.589

3.987

2.206

 

 

 

 

 

Less

APPROPRIATIONS

 

 

 

 

 

Transfer to Statutory Reserve

240.000

165.000

31.000

 

 

Transfer to Capital Reserve

20.436

14.409

0.000

 

 

Transfer to Revenue and Other Reserves

485.000

405.000

35.000

 

 

Transfer to Investment Reserve

0.000

1.503

5.353

 

 

Proposed Dividend

151.871

64.484

42.989

 

 

Tax on Dividend

25.791

10.295

7.140

 

BALANCE CARRIED TO THE B/S

925.277

661.280

121.482

 

 

 

 

 

 

Earnings Per Share (Rs.)

 

 

 

 

Basic

4.19

3.06

0.96

 

Diluted

4.16

3.04

0.95

 

 

LOCAL AGENCY FURTHER INFORMATION

 

Sr. No.

Check List by Info Agents

Available in Report (Yes / No)

1]

Year of Establishment

Yes

2]

Locality of the firm

Yes

3]

Constitutions of the firm

Yes

4]

Premises details

No

5]

Type of Business

Yes

6]

Line of Business

Yes

7]

Promoter's background

No

8]

No. of employees

Yes

9]

Name of person contacted

No

10]

Designation of contact person

No

11]

Turnover of firm for last three years

Yes

12]

Profitability for last three years

Yes

13]

Reasons for variation <> 20%

-----

14]

Estimation for coming financial year

No

15]

Capital in the business

Yes

16]

Details of sister concerns

No

17]

Major suppliers

No

18]

Major customers

No

19]

Payments terms

No

20]

Export / Import details (if applicable)

No

21]

Market information

-----

22]

Litigations that the firm / promoter involved in

Yes

23]

Banking Details

Yes

24]

Banking facility details

Yes

25]

Conduct of the banking account

-----

26]

Buyer visit details

-----

27]

Financials, if provided

Yes

28]

Incorporation details, if applicable

Yes

29]

Last accounts filed at ROC

Yes

30]

Major Shareholders, if available

No

31]

Date of Birth of Proprietor/Partner/Director, if available

No

32]

PAN of Proprietor/Partner/Director, if available

No

33]

Voter ID No of Proprietor/Partner/Director, if available

No

34]

External Agency Rating, if available

Yes

 

 

CURRENT MATURITIES OF LONG TERM DEBTS: NOT AVAILABLE

 

 

INDEX OF CHARGES: NO CHARGES EXIST FOR COMPANY

 

 

LITIGATION DETAILS

 

HIGH COURT OF BOMBAY

 

CASE DETAILS

BENCH: BOMBAY

Lodging No: ITXAL/1223/2013  Filing Date: 29/07.2013   Reg. No.: ITXA/1568/2013  Reg. Date: 17/08/2013

Petitioner: THE COMMISSIONER OF INCOME TAX II, KO         Respondent: THE RATNAKAR BANK LTD. -

 

Petn. Adv. : TEJVEER SINGH (0)                                                  Resp. Adv.: ATUL KARSANDAS JASANI (0)

District: KOLHAPUR

Benc DIVISION

Status: Pre-Admission                                                          Category:- TAX APPEALS

Last Date: 16/12/2013                                                          Stage:

 

Coram: ACCORDING TO SITTING LIST

ACCORDING TO SITTING LIST

Act: Income Tax Act, 1961                                                   UNDER SECTION: 260A

 

 

FINANCIAL PERFORMANCE

 

The Bank posted a net total income of Rs. 3839.900 Millions and net profit of Rs. 924.700 Millions for FY13, as against a net total income of Rs. 2539.300 Millions and net profit of Rs. 657.300 Millions for FY12.

 

 

AWARDS

 

The success of the Bank’s transformation journey is now being acknowledged by external constituencies. The Bank has been rated as India’s Best Bank (Growth) and ranked 5th overall in the Mid–sized segment in the 2012 Business Today-KPMG study. The Bank has also won the prestigious Asian Banker Technology Implementation Award for Best Core Banking Project in India for 2012.

 

 

PROSPECTS

 

Despite the headwinds faced by the economy and the banking industry, the Directors expect a sustained level of growth of business of the Bank in the coming year, while it continues with various transformation initiatives through the year.

 

 

MANAGEMENT DISCUSSION AND ANALYSIS

 

ECONOMIC OVERVIEW

 

GLOBAL ECONOMIC OUTLOOK

 

Global growth turned weaker in FY12. It is expected to stay sluggish in FY13, as advanced economies (AEs) are moving towards fiscal adjustments to drive growth. This, in turn, is likely to delay cyclical recovery in emerging markets and developing economies (EMDEs). In its World Economic Outlook, the International Monetary Fund (IMF) has forecast global growth to stay sluggish at 3.3% in FY13, before improving to 4.0% in FY14. While downside tail risks have reduced in early 2013 because of the supportive policy actions in the Eurozone and the measures to tackle the US fiscal cliff, risks to global recovery increased consequent to China’s economic slowdown.

 

 

INDIAN ECONOMIC OUTLOOK

 

On the domestic front, growth rates slowed down much more than anticipated, with both manufacturing and services activities hamstrung by supply bottlenecks and sluggish external demand. Most lead indicators suggest a slow recovery through FY14. Inflation eased significantly in the fourth quarter of FY13. However, upside pressures remain, both at wholesale and retail levels, stemming from elevated food inflation and ongoing administered fuel price revisions. The main risks emanate from the still high twin deficits. These are accentuated by the vulnerability to a sudden stop and reversal of capital flows. Moreover, inhibited investment sentiment and tightening supply constraints, particularly in the food and infrastructure sectors also add to the concerns.

 

Further, local headwinds, such as firm inflation, rising interest rates and policy impediments to investment only exacerbated the impact of a shaky global environment on domestic growth. Hence, Gross Domestic Product (GDP) growth decreased to 5% in FY13 from 6.2% a year ago and 9.3% in FY11. There were some course corrections through policy responses, both from the government and the RBI. However, their impact may be visible only with a lag. In particular, the government has embraced a path of fiscal consolidation. It kept the fiscal deficit target for FY13 below the initial level of 5.1% of GDP. The fiscal deficit is likely to drift lower to 4.8% of GDP in FY14.

 

During FY14, economic activity is expected to show only a modest improvement over the last year, with a pick-up anticipated only in the second half of the year. Conditional upon a normal monsoon, agricultural growth could return to trend levels.

 

Such factors are likely to further impact the credit environment adversely. All banks, including us, require a cautious approach to growth and customer selection. This environment will require the Bank to focus on cost containment and factors that enhance productivity to remain competitive.

 

 

BANKING SECTOR OVERVIEW

 

The commercial banks, not including regional rural banks, had approximately Rs. 64.5 lakh crore of deposits and approximately Rs. 50.8 lakh crore of loans and advances. Aggregate deposits for all scheduled commercial banks had registered an annual growth rate of 14.9% while the loans and advances for all scheduled commercial banks had increased by 18.1%. The credit deposit ratio for all scheduled commercial banks stood at 78.1% (Source: Report on Trend and Progress of Banking in India 2011-12).

 

According to information available from RBI’s Weekly Statistical Supplement, scheduled commercial banks had approximately Rs. 70.9 lakh crore of deposits and proximately Rs. 54.2 lakh crore of loans and advances as of June 28, 2013, registering a year-on-year growth of 13.8% and 13.7% respectively. The creditdeposit ratio stood at 76.4 as of on June 28, 2013.

 

 

OPERATIONAL REVIEW

 

BANK’S OPERATIONS

 

Taking forward the transformation exercise that the Bank embarked on in 2010, it has made significant progress in terms of building the organizational capabilities to deliver a ‘New Age’ Bank to its customers, employees and other stakeholders. The Bank has a well-defined business strategy, highquality talent and customer segment focused product offerings with enhanced credit processes bringing in operational controls and a significant automation of its processes. During the year, the Bank covered significant distance in the transformation journey and made progress in various areas of operations. Some of the areas where considerable work has happened during the year.

 

 

BUSINESS FOCUS

 

The Bank has made significant progress on the business front by adopting and offering specialized services in the Corporate and Institutional Banking, Commercial Banking, Retail, Agriculture, Financial Inclusion and Financial Markets verticals. Yet, it has retained a branch-centric business and delivery model. The Bank has further resourced these verticals with the right talent to significantly grow the business.

 

 

BRANDING

 

During the year, the Bank developed new branding guidelines, upgrading the presentation of the brand in the branches, signages as well as branch marketing material. The upgraded branding makes the Bank’s brand standout in the midst of competition. This has been implemented in new branches and incrementally across the older branches of the Bank as well.

 

 

FINANCIAL OVERVIEW

 

During FY13, the Bank continued to focus on resource diversification, advances growth, new client acquisition, Current and Savings Account deposit (CASA) mobilisation and credit recoveries. Besides, it is also focusing on customer centricity and implementing various important technology initiatives.

 

The Bank is focussing on increasing business across its branches to enhance productivity. The Bank has progressed substantially on all parameters of this strategy, improving funding profile, asset quality and profitability over the last one year.

 

The Bank’s all-round performance in these areas have resulted in increase in revenues as well as profitability.

 

 

CONTINGENT LIABILITIES:

 

Particular

31.03.2013

(Rs. In Millions)

31.03.2012

(Rs. In Millions)

1. Claims against the Bank not acknowledged as debts

5.455

5.455

2. Liability for Partly Paid Investment

21.358

42.345

3. Liability on Account of Outstanding forward Exchange contracts

42774.773

102.942

4. Guarantees given on behalf of constituents

 

 

(i) In India

6391.823

3684.689

(ii) Outside India

9958.060

11.988

5. Acceptances, Endorsements and other Obligations

2851.552

699.937

6. Other items for which the Bank is contingently liable

 

 

a) Income tax and other matters (under appeal)

78.140

74.854

b) Others

1400.520

1126.823

Total

63481.680

5749.033

 

 

PRESS RELEASE

 

RATNAKAR BANK ACQUIRES THE ROYAL BANK OF SCOTLAND’S (RBS’S) BUSINESS BANKING, CREDIT CARDS AND MORTGAGE BUSINESSES IN INDIA

 

- In line with Ratnakar Bank’s overall expansion strategy

- Businesses are complementary to Ratnakar Bank’s existing range of products and services

- Over 1.2 Lakh customers across current account rich Business Banking, Credit Card and Mortgage businesses form part of this purchase

- Employees of RBS associated with these businesses are proposed to be absorbed by Ratnakar Bank

 

Mumbai, 09-08-2013: Ratnakar Bank Limited, one of India’s fast growing private sector banks, today announced that that it has agreed to acquire RBS’s Business Banking business, Credit Cards business and Mortgage portfolio in India subject to approvals from Competition Commission of India (CCI).

 

Ratnakar Bank, which has been undergoing a transformational journey since mid-2010, said that this transaction would complement well with its existing business and would help it add strength in the desired product and customer segments. The transaction is expected to help the Bank create further capabilities in a very short span of time and enhance CASA. Employees of RBS associated with these businesses are proposed to be absorbed by Ratnakar Bank.

 

For the customers of RBS, Ratnakar Bank will continue to offer all existing services and facilities enjoyed by them currently. RBS customers would also get access to a much larger and expanding branch network along with broader banking capabilities of Ratnakar Bank.

 

Rajeev Ahuja, Head of Strategy and Markets, Ratnakar Bank said, “We are happy to acquire this business as it fits very well with our growth strategy. Over the last three years the bank has been building scale and this transaction enables us to fast track our growth on multiple counts”. He also went on to say that “RBS had built an extremely high quality business in India which is rich in current accounts and it will be our endeavour to ensure that we not only maintain the existing customer proposition, but also enhance it further. We are also very happy to welcome the talent pool of people from RBS who would join us in this process.”

 

Derek Nazareth, Head of Retail and Commercial Banking, RBS India said: “We are delighted that we have reached agreement with Ratnakar Bank Ltd. for the sale of our Business Banking business, Credit Card business and Mortgage portfolio. Over the next few weeks we will be writing to all of our clients who are affected, and working closely with Ratnakar Bank to ensure a seamless transition for our customers.”

 

PricewaterhouseCoopers were the advisors to Ratnakar Bank while Morgan Stanley and RBS M&IB Asia Pacific were the advisors to RBS. Luthra and Luthra Law Offices acted as lead legal counsel to Ratnakar Bank, who also received English law advice from Slaughter and May. AZB and Partners acted as Indian legal counsel and Linklaters LLP as English legal counsel for RBS.

 

RBS Statement: RBS has signed an agreement to sell its Business Banking business, Credit Card business and Mortgage portfolio in India to Ratnakar Bank Ltd. subject to approval from the Competition Commission of India (CCI). This is in line with our plans for Retail and Commercial Banking that we announced in November 2012. The deal comprises of over 1.2 lakh customers. RBS is fully committed to support impacted customers through this transition and will be writing to inform on the next steps for them. There is no impact on RBS’s Corporate and Institutional Business (Markets and International Banking) or its Private Banking businesses in India. RBS will continue to offer financing, risk management, wholesale and investment banking, cash, payments, trade finance and a comprehensive range of wealth management solutions to its clients. RBS in India is also a major Business Services hub for the RBS Group.

 

By the end of 2013, we will maintain a Retail Banking presence in 10 locations across the country namely, Bengaluru, Chennai, Delhi, Gurgaon, Hyderabad, Kolkata, Mumbai, NOIDA, Pune and Vadodara.

 

 

About Ratnakar Bank: Ratnakar Bank Limited (RBL) is one of India’s fastest growing scheduled commercial banks with an expanding presence across the country. It has currently grown to 131 branches / 217 ATMs across 11 Indian states and has been rated as "India’s Best Bank (Growth)" in the mid-sized bank segment by Business Today-KPMG study in 2012.

 

Established in 1943, RBL undertook a transformational journey under a new management team in 2010. It embarked on an aggressive growth plan based on a robust platform of professional governance, relationships, technology infrastructure, high quality capital and geographic expansion.

 

Today, RBL offers specialized services under the five business verticals namely: Corporate and Institutional Banking, Commercial Banking, Retail Banking, Agri and Development Banking and Financial Markets. The bank currently services more than 5 Lakh customers and has a total business size of over Rs. 14,500 Cr. Over the last

two years, it has infused capital of over Rs. 1,100 Crs from some of the most notable global and domestic

names, taking the TIER 1 capital to Rs. 1600 Crs (approx).

 

The Royal Bank of Scotland Group (RBS): The RBS Group is a large international banking and financial services company. Headquartered in Edinburgh, the Group operates in the United Kingdom, Europe, the Middle East, the Americas and Asia, serving over 30 million customers worldwide. The Group provides a wide range of products and services to personal, commercial and large corporate and institutional customers through its two principal subsidiaries, The Royal Bank of Scotland and NatWest, as well as through a number of other wellknown brands including Citizens, Charter One, Ulster Bank, Coutts, Direct Line.

 

RBS in India: RBS has been in India since 1921, and today is the third largest employment centre of RBS Group globally. RBS’s wholesale banking division, Markets and International Banking, holds market leading positions across international debt financing, transaction services and risk management, while its private banking arm of the bank has also been growing consistently. RBS is among the top five players in the international bonds league table for India with landmark deals and is top among the foreign banks in the INR loan syndication market. The bank is also among the top three players in interest rates derivatives and top five in Forex in India. RBS is also the fourth largest foreign transaction bank in India, supporting our multinational client base through solutions which leverage state-of-the-art technology, global product expertise and global network. In Asia Pacific, RBS will maintain leading positions in debt financing, risk management and transaction service in the 11 countries where we currently operate. RBS Private Banking India has four offices in Mumbai, New Delhi, Bengaluru and Chennai, providing clients wealth management solution covering virtually every aspect of their financial needs.

 


 

CMT REPORT (Corruption, Money Laundering & Terrorism]

 

The Public Notice information has been collected from various sources including but not limited to: The Courts, India Prisons Service, Interpol, etc.

 

1]         INFORMATION ON DESIGNATED PARTY

No exist designating subject or any of its beneficial owners, controlling shareholders or senior officers as terrorist or terrorist organization or whom notice had been received that all financial transactions involving their assets have been blocked or convicted, found guilty or against whom a judgement or order had been entered in a proceedings for violating money-laundering, anti-corruption or bribery or international economic or anti-terrorism sanction laws or whose assets were seized, blocked, frozen or ordered forfeited for violation of money laundering or international anti-terrorism laws.

 

2]         Court Declaration :

No exist to suggest that subject is or was the subject of any formal or informal allegations, prosecutions or other official proceeding for making any prohibited payments or other improper payments to government officials for engaging in prohibited transactions or with designated parties.

 

3]         Asset Declaration :

No records exist to suggest that the property or assets of the subject are derived from criminal conduct or a prohibited transaction.

 

4]         Record on Financial Crime :

            Charges or conviction registered against subject:                                                              None

 

5]         Records on Violation of Anti-Corruption Laws :

            Charges or investigation registered against subject:                                                          None

 

6]         Records on Int’l Anti-Money Laundering Laws/Standards :

            Charges or investigation registered against subject:                                                          None

 

7]         Criminal Records

No available information exist that suggest that subject or any of its principals have been formally charged or convicted by a competent governmental authority for any financial crime or under any formal investigation by a competent government authority for any violation of anti-corruption laws or international anti-money laundering laws or standard.

 

8]         Affiliation with Government :

No record exists to suggest that any director or indirect owners, controlling shareholders, director, officer or employee of the company is a government official or a family member or close business associate of a Government official.

 

9]         Compensation Package :

Our market survey revealed that the amount of compensation sought by the subject is fair and reasonable and comparable to compensation paid to others for similar services.

 

10]        Press Report :

            No press reports / filings exists on the subject.

 


 

CORPORATE GOVERNANCE

 

MIRA INFORM as part of its Due Diligence do provide comments on Corporate Governance to identify management and governance. These factors often have been predictive and in some cases have created vulnerabilities to credit deterioration.

 

Our Governance Assessment focuses principally on the interactions between a company’s management, its Board of Directors, Shareholders and other financial stakeholders.

 

 

CONTRAVENTION

 

Subject is not known to have contravened any existing local laws, regulations or policies that prohibit, restrict or otherwise affect the terms and conditions that could be included in the agreement with the subject.

 

 

FOREIGN EXCHANGE RATES

 

Currency

Unit

Indian Rupees

US Dollar

1

Rs.61.69

UK Pound

1

Rs.101.08

Euro

1

Rs.84.07

 

 

INFORMATION DETAILS

 

Information Gathered by :

NYA

 

 

Report Prepared by :

MRI

 


 

SCORE & RATING EXPLANATIONS

 

SCORE FACTORS

 

RANGE

POINTS

HISTORY

1~10

8

PAID-UP CAPITAL

1~10

7

OPERATING SCALE

1~10

8

FINANCIAL CONDITION

 

 

--BUSINESS SCALE

1~10

8

--PROFITABILIRY

1~10

8

--LIQUIDITY

1~10

8

--LEVERAGE

1~10

7

--RESERVES

1~10

8

--CREDIT LINES

1~10

8

--MARGINS

-5~5

--

DEMERIT POINTS

 

 

--BANK CHARGES

YES/NO

YES

--LITIGATION

YES/NO

YES

--OTHER ADVERSE INFORMATION

YES/NO

NO

MERIT POINTS

 

 

--SOLE DISTRIBUTORSHIP

YES/NO

NO

--EXPORT ACTIVITIES

YES/NO

NO

--AFFILIATION

YES/NO

NO

--LISTED

YES/NO

NO

--OTHER MERIT FACTORS

YES/NO

YES

DEFAULTER

 

 

--RBI

YES/NO

NO

--EPF

YES/NO

NO

TOTAL

 

70

720

This score serves as a reference to assess SC’s credit risk and to set the amount of credit to be extended. It is calculated from a composite of weighted scores obtained from each of the major sections of this report. The assessed factors and their relative weights (as indicated through %) are as follows:

 

Financial condition (40%)            Ownership background (20%)                 Payment record (10%)

Credit history (10%)                    Market trend (10%)                                Operational size (10%)

 


 

RATING EXPLANATIONS

 

RATING

STATUS

 

 

PROPOSED CREDIT LINE

>86

Aaa

Possesses an extremely sound financial base with the strongest capability for timely payment of interest and principal sums

 

Unlimited

71-85

Aa

Possesses adequate working capital. No caution needed for credit transaction. It has above average (strong) capability for payment of interest and principal sums

 

Large

56-70

A

Financial & operational base are regarded healthy. General unfavourable factors will not cause fatal effect. Satisfactory capability for payment of interest and principal sums

 

Fairly Large

41-55

Ba

Overall operation is considered normal. Capable to meet normal commitments.

 

Satisfactory

26-40

B

Capability to overcome financial difficulties seems comparatively below average.

 

Small

11-25

Ca

Adverse factors are apparent. Repayment of interest and principal sums in default or expected to be in default upon maturity

 

Limited with full security

<10

C

Absolute credit risk exists. Caution needed to be exercised

 

 

Credit not recommended

--

NB

                                       New Business

 

--

 

 

 

 

PRIVATE & CONFIDENTIAL : This information is provided to you at your request, you having employed MIPL for such purpose. You will use the information as aid only in determining the propriety of giving credit and generally as an aid to your business and for no other purpose. You will hold the information in strict confidence, and shall not reveal it or make it known to the subject persons, firms or corporations or to any other. MIPL does not warrant the correctness of the information as you hold it free of any liability whatsoever. You will be liable to and indemnify MIPL for any loss, damage or expense, occasioned by your breach or non observance of any one, or more of these conditions

This report is issued at your request without any risk and responsibility on the part of MIRA INFORM PRIVATE LIMITED (MIPL) or its officials.