MIRA INFORM REPORT

 

 

Report Date :

21.02.2013

 

IDENTIFICATION DETAILS

 

Name :

CATERPILLAR GLOBAL MINING EUROPE GMBH

 

 

Registered Office :

Industriestr. 1, D 44534 Lünen

 

 

Country :

Germany

 

 

Financials (as on) :

31.12.2010

 

 

Date of Incorporation :

01.01.1975

 

 

Com. Reg. No.:

HRB 17120

 

 

Legal Form :

Private limited company

 

 

Line of Business :

Manufacturing of mining machinery

 

 

No. of Employees :

Not Available

 

 

RATING & COMMENTS

 

MIRA’s Rating :

Ba

 

RATING

STATUS

PROPOSED CREDIT LINE

41-55

Ba

Overall operation is considered normal. Capable to meet normal commitments.

Satisfactory

 

Status :

Satisfactory

Payment Behaviour :

No complaints

Litigation :

Clear

 

NOTES :

Any query related to this report can be made on e-mail: infodept@mirainform.com while quoting report number, name and date.

 

ECGC Country Risk Classification List – June 30th, 2012

 

Country Name

Previous Rating

(31.03.2012)

Current Rating

(30.06.2012)

Germany

A1

A1

 

Risk Category

ECGC Classification

Insignificant

 

A1

Low

 

A2

Moderate

 

B1

High

 

B2

Very High

 

C1

Restricted

 

C2

Off-credit

 

D

 


 

germany - ECONOMIC OVERVIEW

 

The German economy - the fifth largest economy in the world in PPP terms and Europe's largest - is a leading exporter of machinery, vehicles, chemicals, and household equipment and benefits from a highly skilled labor force. Like its Western European neighbors, Germany faces significant demographic challenges to sustained long-term growth. Low fertility rates and declining net immigration are increasing pressure on the country's social welfare system and necessitate structural reforms. Reforms launched by the government of Chancellor Gerhard SCHROEDER (1998-2005), deemed necessary to address chronically high unemployment and low average growth, contributed to strong growth in 2006 and 2007 and falling unemployment. These advances, as well as a government subsidized, reduced working hour scheme, help explain the relatively modest increase in unemployment during the 2008-09 recession - the deepest since World War II - and its decrease to 6.0% in 2011. GDP contracted 5.1% in 2009 but grew by 3.6% in 2010, and 2.7% in 2011. The recovery was attributable primarily to rebounding manufacturing orders and exports - increasingly outside the Euro Zone. Germany's central bank projects that GDP will grow 0.6% in 2012, a reflection of the worsening euro-zone financial crisis and the financial burden it places on Germany as well as falling demand for German exports. Domestic demand is therefore becoming a more significant driver of Germany's economic expansion. Stimulus and stabilization efforts initiated in 2008 and 2009 and tax cuts introduced in Chancellor Angela MERKEL's second term increased Germany's budget deficit to 3.3% in 2010, but slower spending and higher tax revenues reduce the deficit to 1.7% in 2011, below the EU's 3% limit. A constitutional amendment approved in 2009 limits the federal government to structural deficits of no more than 0.35% of GDP per annum as of 2016. Following the March 2011 Fukushima nuclear disaster, Chancellor Angela Merkel announced in May 2011 that eight of the country's 17 nuclear reactors would be shut down immediately and the remaining plants would close by 2022. Germany hopes to replace nuclear power with renewable energy. Before the shutdown of the eight reactors, Germany relied on nuclear power for 23% of its energy and 46% of its base-load electrical production.

 

 

 

Source : CIA

 

 

 


Company name and address

 

Caterpillar Global Mining Europe GmbH

Industriestr. 1

D 44534 Lünen

Telephone:        02306/7090

Telefax:             02306/7091421

Homepage:        www.mining.cat.com

E-mail:              info@cat.com

 

Note:

Your inquiry: Bucyrus Europe GmbH Niederlassung Saarbrücken, Innovationsring 7, D 66115 Saarbrücken

 

 The subject of your inquiry is a branch. We are reporting on the headquarters.

 

 

CONCLUSION

 

Business relations are permissible. The company is considered

solvent for credits within its scope of business.

 

 

Company name

 

LEGAL FORM               Private limited company

Date of foundation:         1975

Registered on:               01.01.1975

Commercial Register:     Local court 44135 Dortmund

under:                                       HRB 17120

 

Share capital:                          EUR         21,050,000.00

 

 

Shareholder

 

Caterpillar Global Mining Germany Holdings

GmbH

Industriestr. 1

D 44534 Lünen

Legal form: Private limited company

Share capital:     EUR             50,000.00

Share:             EUR         21,050,000.00

Registered on: 19.12.2007

Reg. data: 44135 Dortmund, HRB 20866

Control and profit transfer agreement

 

 

Manager

 

Martin Wetter

D 48317 Drensteinfurt

born: 09.07.1956

Marital status: married

 

Manager:

William S. Tate

USA - Pittsburg, Pennsylvania

Nationality: USA

 

Manager:

Ulrich Paschedag

D 59387 Ascheberg

having sole power of representation

born: 04.02.1958

 

Manager:

Dr. Ulrich Noll

D 40210 Düsseldorf

authorized to jointly represent the company

born: 28.10.1961

 

Manager:

Dean Elliott Rees

D 40210 Düsseldorf

authorized to jointly represent the company

born: 20.09.1964

 

 

President of the Supervisory Board

 

Dr. rer. nat. Jürgen W. Stadelhofer

D 42781 Haan

Profession: Fully qualified chemist

 

 

Vice-president of the Supervisory Board

 

Dr. Manfred Krüper

D 40211 Düsseldorf

 

 

Proxy

 

Wolfgang Reisser

D 66287 Quierschied

authorized to jointly represent the company

born: 18.05.1957

Profession: Fully qualified merchant

 

Proxy:

Peter Burmann

D 44135 Dortmund

authorized to jointly represent the company

born: 18.09.1961

Profession: Fully qualified merchant

Proxy:

Jan Rohwer

Schwedter Str. 52

D 10435 Berlin

authorized to jointly represent the company

born: 25.11.1963

Profession: graduate engineer

Proxy:

Steffen Schliesing

D 66111 Saarbrücken

authorized to jointly represent the company

born: 03.10.1962

Proxy:

Christian Brinkmann

D 59505 Bad Sassendorf

authorized to jointly represent the company

born: 22.05.1968

Profession: Businessman

Proxy:

Wolfgang Embert

D 59071 Hamm

authorized to jointly represent the company

born: 07.12.1957

Proxy:

Volker Mäder

D 40764 Langenfeld

authorized to jointly represent the company

born: 06.06.1969

Proxy:

Dr. Torsten Bartsch

F  Cessy

authorized to jointly represent the company

born: 21.08.1966

Proxy:

Eva Maria Jeuck

F  Velbert

authorized to jointly represent the company

born: 18.01.1967

Nationality: French

 

 

Further functions/participations of Dr. Ulrich Noll (Manager)

 

Manager:

Caterpillar Global Mining Holdings GmbH

Industriestr. 1

D 44534 Lünen

Legal form: Private limited company

Share capital:     EUR             25,000.00

Registered

on:         30.01.2008

Reg. data:  44135 Dortmund, HRB 20958

Manager:

Caterpillar Global Mining HMS GmbH

Karl-Funke-Str. 36

D 44149 Dortmund

Legal form: Private limited company

Share capital:     EUR         10,025,000.00

Registered

on:         16.10.2009

Reg. data:  44135 Dortmund, HRB 22438

Manager:

Caterpillar Global Mining Germany Holdings

GmbH

Industriestr. 1

D 44534 Lünen

Legal form: Private limited company

Share capital:     EUR             50,000.00

Registered

on:         19.12.2007

Reg. data:  44135 Dortmund, HRB 20866

 

 

Further functions/participations of Dean Elliott Rees (Manager)

 

Manager:

Caterpillar Global Mining HMS GmbH

Karl-Funke-Str. 36

D 44149 Dortmund

Legal form: Private limited company

Share capital:     EUR         10,025,000.00

Registered

on:         16.10.2009

Reg. data:  44135 Dortmund, HRB 22438

Manager:

Caterpillar Global Mining Germany Holdings

GmbH

Industriestr. 1

D 44534 Lünen

Legal form: Private limited company

Share capital:     EUR             50,000.00

Registered

on:         19.12.2007

Reg. data:  44135 Dortmund, HRB 20866

 

 

COMPANY HISTORY

 

01.01.1975 - 1998        Westfalia Finanzierungs- und

Investitionsgesellschaft mit

beschränkter Haftung

Industriestr. 1

D 44534 Lünen

Private limited company

1999 - 24.09.2001        DBT Deutsche Bergbau-Technik GmbH

Industriestr. 1

D 44534 Lünen

Private limited company

25.09.2001 - 04.01.2008  DBT GmbH

Industriestr. 1

D 44534 Lünen

Private limited company

04.01.2008 - 15.10.2009  Bucyrus DBT Europe GmbH

Industriestr. 1

D 44534 Lünen

Private limited company

16.10.2009 - 20.04.2012  Bucyrus Europe GmbH

Industriestr. 1

D 44534 Lünen

Private limited company

 

 

RESIGNED ACTING PERSONS AND SHAREHOLDERS

 

11.08.2011 - 24.11.2011  Manager

Heribert Bussmann

D 45968 Gladbeck

23.09.2009 - 06.10.2011  Manager

Dieter Geßner

D 66636 Tholey

01.04.2004 - 03.08.2011  Manager

Luis de Leon

USA Canonsburg

BUSINESS ACTIVITIES

 

Sectors

28921   Manufacturing of mining machinery

46693   Wholesale of other equipment and accessories for

machinery and technical supplies

 

 

BRANCHES AND FACTORIES

 

Works:

Caterpillar Global Mining Europe GmbH

Bornberg 97

D 42109 Wuppertal

TEL.: 0202/75901

FAX.: 0202/75904

Branch:

Caterpillar Global Mining Europe GmbH

Innovationsring 7

D 66115 Saarbrücken

Branch:

Caterpillar Global Mining Europe GmbH

Im Ruenfeld 1

D 59075 Hamm

TEL.: 02381/79990

FAX.: 02381/799933

 

 

PARTICIPATIONS

 

Shareholder:

DPM Gesellschaft für deutschpolnischen

Maschinenhandel und Leasing GmbH

Industriestr. 1

D 44534 Lünen

Legal form: Private limited company

Company Status: in liquidation

since:          23.04.2012

Share capital:     EUR             26,000.00

Share:             EUR             26,000.00

Reg. data:  18.02.1994

Local court 44135 Dortmund

HRB 17949

 

 


FINANCIAL INFORMATION

 

Payment experience:  within agreed terms

 

Negative information:We have no negative information at hand.

 

Balance sheet year:  2010

 

 

REAL ESTATE

 

Type of ownership:   proprietor

Share:                100.00 %

Address              Industriestr. 1

D 44534 Lünen

 

Type of ownership:   proprietor

Share:                100.00 %

Address              Bornberg 94

D 42109 Wuppertal

 

Land register documents were not available.

 

 

BANKERS

 

Principal bank

COMMERZBANK, WUPPERTAL

Sort. code: 33040001, BIC: COBADEFF330

 

Further banks

COMMERZBANK, ESSEN, RUHR

Sort. code: 36040039, BIC: COBADEFF360

DZ BANK, FRANKFURT AM MAIN

Sort. code: 50060000, BIC: GENODE55XXX

UNICREDIT BANK - HYPOVEREINSBANK, DÜSSELDORF

Sort. code: 30220190, BIC: HYVEDEMM414

 

 

FINANCIAL FIGURES

 

Turnover:            2011               EUR        490,000,000.00

Equipment:                              EUR          4,960,765.00

Ac/ts receivable:                       EUR        188,383,108.00

Liabilities:                            EUR        293,236,719.00

Employees:                                                  1,228

 

Control and profit transfer agreement to:

Caterpillar Global Mining Germany Holdings

GmbH

Industriestr. 1

D 44534 Lünen

 

BALANCE SHEETS

 

Balance sheet ratios 01.01.2010 - 31.12.2010

Equity ratio [%]:                 26.86

Liquidity ratio:                   0.54

Return on total capital [%]:       6.69

 

Balance sheet ratios 01.01.2009 - 31.12.2009

Equity ratio [%]:                 34.28

Liquidity ratio:                   0.70

Return on total capital [%]:       9.57

 

Balance sheet ratios 01.01.2008 - 31.12.2008

Equity ratio [%]:                 21.48

Liquidity ratio:                   0.68

Return on total capital [%]:      10.09

 

Balance sheet ratios 01.06.2007 - 31.12.2007

Equity ratio [%]:                 16.11

Liquidity ratio:                   0.93

Return on total capital [%]:      74.50

 

Equity ratio

The equity ratio indicates the portion of the equity as compared

to the total capital. The higher the equity ratio, the better the

economic stability (solvency) and thus the financial autonomy of

a company.

 

Liquidity ratio

The liquidity ratio shows the proportion between adjusted

receivables and net liabilities. The higher the ratio, the lower

the company's financial dependancy from external creditors.

 

Return on total capital

The return on total capital shows the efficiency and return on

the total capital employed in the company. The higher the return

on total capital, the more economically does the company work

with the invested capital.

 


Type of balance

sheet:               Company balance sheet

 

Financial year:      01.01.2010 - 31.12.2010

 

ASSETS                                  EUR        580,979,320.63

Fixed assets                           EUR         73,017,205.14

Intangible assets                     EUR          6,643,773.27

Concessions, licences, rights        EUR            326,756.00

Goodwill                             EUR          6,317,017.27

Tangible assets                       EUR         42,481,083.66

Land / similar rights                EUR         19,576,897.27

Plant / machinery                    EUR         13,555,379.78

Other tangible assets / fixtures and

fittings                             EUR          4,960,765.47

Advance payments made / construction

in progress                          EUR          4,388,041.14

Financial assets                      EUR         23,892,348.21

Shares in participations /

subsidiaries and the like            EUR         23,032,447.28

Shares in related companies         EUR         23,032,446.77

Shares in investee companies        EUR                  0.51

Loans to participations /

subsidiaries and the like            EUR            842,755.78

Loans to related companies          EUR            842,755.78

Other loans                          EUR             17,145.15

Current assets                         EUR        507,353,877.74

Stocks                                EUR        315,289,003.82

Raw materials, consumables and

supplies                             EUR         16,376,151.06

Finished goods / work in progress    EUR        278,880,104.39

Advance payments made                EUR         20,032,748.37

Accounts receivable                   EUR        188,383,108.44

Trade debtors                        EUR         35,702,083.60

Amounts due from related companies   EUR        147,488,954.26

Other debtors and assets             EUR          5,192,070.58

Liquid means                          EUR          3,681,765.48

Remaining other assets                 EUR            608,237.75

Accruals (assets)                     EUR            608,237.75

 

LIABILITIES                             EUR        580,979,320.63

Shareholders' equity                   EUR        185,560,994.80

Capital                               EUR         21,050,000.00

Subscribed capital (share capital)   EUR         21,050,000.00

Reserves                              EUR        156,155,380.61

Capital reserves                     EUR        156,155,380.61

Balance sheet profit/loss (+/-)       EUR          8,355,614.19

Profit / loss brought forward        EUR          8,355,614.19

Provisions                             EUR        102,181,606.42

Pension provisions and comparable

provisions                            EUR         58,837,694.00

Provisions for taxes                  EUR            105,727.08

Other / unspecified provisions        EUR         43,238,185.34

Liabilities                            EUR        293,236,719.41

Other liabilities                     EUR        293,236,719.41

Trade creditors (for IAS incl. bills

of exchange)                         EUR         15,300,044.34

Liabilities from received advance

payments                             EUR        233,136,222.42

Liabililties due to related companiesEUR         26,647,511.13

Unspecified other liabilities        EUR         18,152,941.52

Guarantees and other commitments       EUR         27,244,000.00

Guarantees / warranties               EUR         27,244,000.00

Guarantees                           EUR         10,238,000.00

Warranties                           EUR         17,006,000.00

 

PROFIT AND LOSS ACCOUNT (cost-summary method) according to Comm.

Code (HGB)

Sales                                  EUR        345,295,712.65

Inventory change + own costs (+/-)     EUR         53,585,153.89

Inventory change (+/-)                EUR         53,532,194.63

Capitalised own costs                 EUR             52,959.26

Other operating income                 EUR         23,231,434.29

Cost of materials                      EUR        248,645,140.67

Raw materials and supplies, purchased

goods                                 EUR        230,762,070.40

Purchased services                    EUR         17,883,070.27

Gross result (+/-)                     EUR        173,467,160.16

Staff expenses                         EUR         80,718,765.06

Wages and salaries                    EUR         66,687,863.85

Social security contributions and

expenses for pension plans and

benefits                              EUR         14,030,901.21

Total depreciation                     EUR          6,744,366.11

Depreciation on tangible / intangible

asssets (incl. start-up and exp. of

bus.                                  EUR          6,744,366.11

Other operating expenses               EUR         42,614,399.06

Operating result from continuing

operations                             EUR         43,389,629.93

Interest result (+/-)                  EUR              4,324.00

Interest and similar income           EUR          5,590,740.75

Interest and similar expenses         EUR          5,586,416.75

Other financial result                 EUR             66,105.42

Income from securities and loans from

financial assets                      EUR             66,105.42

Financial result (+/-)                 EUR             70,429.42

Result from ordinary operations (+/-)  EUR         43,460,059.35

Extraordinary expenses                 EUR          1,258,538.00

Extraordinary result (+/-)             EUR         -1,258,538.00

Expenses for transfer of profits to a

parent company                         EUR         35,166,586.59

Income tax / refund of income tax (+/-)EUR         -6,782,040.87

Other taxes / refund of taxes          EUR           -252,893.89

Tax (+/-)                              EUR         -7,034,934.76

Annual surplus / annual deficit        EUR                  0.00

 

Type of balance

sheet:               Company balance sheet

 

Financial year:      01.01.2009 - 31.12.2009

 

ASSETS                                  EUR        445,848,010.59

Fixed assets                           EUR         62,969,799.92

Intangible assets                     EUR            322,942.01

Concessions, licences, rights        EUR            322,942.01

Tangible assets                       EUR         44,371,867.25

Land / similar rights                EUR         20,410,528.48

Plant / machinery                    EUR         13,213,427.70

Other tangible assets / fixtures and

fittings                             EUR          5,241,663.93

Advance payments made / construction

in progress                          EUR          5,506,247.14

Financial assets                      EUR         18,274,990.66

Shares in participations /

subsidiaries and the like            EUR         17,333,214.20

Shares in related companies         EUR         17,333,213.69

Shares in investee companies        EUR                  0.51

Loans to participations /

subsidiaries and the like            EUR            920,623.96

Loans to related companies          EUR            920,623.96

Other loans                          EUR             21,152.50

Current assets                         EUR        382,324,030.54

Stocks                                EUR        244,896,195.49

Raw materials, consumables and

supplies                             EUR         18,810,786.51

Finished goods / work in progress    EUR        225,347,909.76

Advance payments made                EUR            737,499.22

Accounts receivable                   EUR        130,073,335.87

Trade debtors                        EUR         26,850,733.08

Amounts due from related companies   EUR         99,661,157.59

Other debtors and assets             EUR          3,561,445.20

Liquid means                          EUR          7,354,499.18

Remaining other assets                 EUR            554,180.13

Accruals (assets)                     EUR            554,180.13

 

LIABILITIES                             EUR        445,848,010.59

Shareholders' equity                   EUR        154,841,261.72

Capital                               EUR         21,050,000.00

Subscribed capital (share capital)   EUR         21,050,000.00

Reserves                              EUR        125,435,647.53

Capital reserves                     EUR        125,435,647.53

Balance sheet profit/loss (+/-)       EUR          8,355,614.19

Profit / loss brought forward        EUR          8,355,614.19

Provisions                             EUR        101,608,987.72

Pension provisions and comparable

provisions                            EUR         56,918,381.00

Provisions for taxes                  EUR             96,330.43

Other / unspecified provisions        EUR         44,594,276.29

Liabilities                            EUR        189,397,761.15

Other liabilities                     EUR        189,397,761.15

Trade creditors (for IAS incl. bills

of exchange)                         EUR          5,761,375.32

Liabilities from received advance

payments                             EUR        109,309,213.42

Liabililties due to related companiesEUR         55,447,193.05

Unspecified other liabilities        EUR         18,879,979.36

 

PROFIT AND LOSS ACCOUNT (cost-summary method) according to Comm.

Code (HGB)

Sales                                  EUR        425,739,313.14

Inventory change + own costs (+/-)     EUR         41,521,758.50

Inventory change (+/-)                EUR         41,519,503.85

Capitalised own costs                 EUR              2,254.65

Other operating income                 EUR         22,020,549.46

Cost of materials                      EUR        300,107,087.51

Raw materials and supplies, purchased

goods                                 EUR        283,860,296.91

Purchased services                    EUR         16,246,790.60

Gross result (+/-)                     EUR        189,174,533.59

Staff expenses                         EUR         83,250,798.51

Wages and salaries                    EUR         68,343,208.56

Social security contributions and

expenses for pension plans and

benefits                              EUR         14,907,589.95

Total depreciation                     EUR          6,193,709.11

Depreciation on tangible / intangible

asssets (incl. start-up and exp. of

bus.                                  EUR          6,193,709.11

Other operating expenses               EUR         43,734,426.17

Operating result from continuing

operations                             EUR         55,995,599.80

Result from participating interests

(+/-)                                  EUR                743.37

Expenses / income from participations EUR                743.37

Income from related companies        EUR                743.37

Interest result (+/-)                  EUR          3,787,685.52

Interest and similar income           EUR          5,075,863.22

Interest and similar expenses         EUR          1,288,177.70

Other financial result                 EUR            146,107.71

Income from securities and loans from

financial assets                      EUR            146,107.71

Financial result (+/-)                 EUR          3,934,536.60

Result from ordinary operations (+/-)  EUR         59,930,136.40

Extraordinary income                   EUR            241,797.20

Extraordinary result (+/-)             EUR            241,797.20

Expenses for transfer of profits to a

parent company                         EUR         42,601,085.68

Income tax / refund of income tax (+/-)EUR        -17,334,465.28

Other taxes / refund of taxes          EUR           -236,382.64

Tax (+/-)                              EUR        -17,570,847.92

Annual surplus / annual deficit        EUR                  0.00

 


 

FOREIGN EXCHANGE RATES

 

Currency

Unit

Indian Rupees

US Dollar

1

Rs.54.05

UK Pound

1

Rs.83.44

Euro

1

Rs.72.53

 

 

INFORMATION DETAILS

 

Report Prepared by :

PDT

 

 

RATING EXPLANATIONS

 

RATING

STATUS

 

 

PROPOSED CREDIT LINE

>86

Aaa

Possesses an extremely sound financial base with the strongest capability for timely payment of interest and principal sums

 

Unlimited

71-85

Aa

Possesses adequate working capital. No caution needed for credit transaction. It has above average (strong) capability for payment of interest and principal sums

 

Large

56-70

A

Financial & operational base are regarded healthy. General unfavourable factors will not cause fatal effect. Satisfactory capability for payment of interest and principal sums

 

Fairly Large

41-55

Ba

Overall operation is considered normal. Capable to meet normal commitments.

 

Satisfactory

26-40

B

Capability to overcome financial difficulties seems comparatively below average.

 

Small

11-25

Ca

Adverse factors are apparent. Repayment of interest and principal sums in default or expected to be in default upon maturity

 

Limited with full security

<10

C

Absolute credit risk exists. Caution needed to be exercised

 

 

Credit not recommended

--

NB

                                       New Business

 

--

 

This score serves as a reference to assess SC’s credit risk and to set the amount of credit to be extended. It is calculated from a composite of weighted scores obtained from each of the major sections of this report. The assessed factors and their relative weights (as indicated through %) are as follows:

 

Financial condition (40%)            Ownership background (20%)                 Payment record (10%)

Credit history (10%)                    Market trend (10%)                                Operational size (10%)

 

PRIVATE & CONFIDENTIAL : This information is provided to you at your request, you having employed MIPL for such purpose. You will use the information as aid only in determining the propriety of giving credit and generally as an aid to your business and for no other purpose. You will hold the information in strict confidence, and shall not reveal it or make it known to the subject persons, firms or corporations or to any other. MIPL does not warrant the correctness of the information as you hold it free of any liability whatsoever. You will be liable to and indemnify MIPL for any loss, damage or expense, occasioned by your breach or non observance of any one, or more of these conditions

This report is issued at your request without any risk and responsibility on the part of MIRA INFORM PRIVATE LIMITED (MIPL) or its officials.