MIRA INFORM REPORT

 

 

Report Date :

24.07.2013

 

IDENTIFICATION DETAILS

 

Name :

RELIANCE WEALTH MANAGEMENT LIMITED

 

 

Formerly Known As :

RELIANCE MONEY LIMITED

 

 

Registered Office :

570, Rectifier House, Naigaum Cross Road, Next to Royal Industrial Estate, Wadala, Mumbai – 400031, Maharashtra

 

 

Country :

India

 

 

Financials (as on) :

31.03.2012

 

 

Date of Incorporation :

01.01.2009

 

 

Com. Reg. No.:

11-189285

 

 

Capital Investment / Paid-up Capital :

Rs. 115.000 Millions

 

 

CIN No.:

[Company Identification No.]

U65999MH2009PLC189285

 

 

PAN No.:

[Permanent Account No.]

AAECR2560H

 

 

Legal Form :

A Closely Held Public Limited Liability Company

 

 

Line of Business :

Providing Portfolio management services except pension funds

 

 

No. of Employees :

Information declined by the management

 

 

RATING & COMMENTS

 

MIRA’s Rating :

Ba (45)

 

RATING

STATUS

 

PROPOSED CREDIT LINE

41-55

Ba

Overall operation is considered normal. Capable to meet normal commitments.

Satisfactory

 

 

Maximum Credit Limit :

USD 306700

 

 

Status :

Satisfactory

 

 

Payment Behaviour :

Usually correct

 

 

Litigation :

Clear

 

 

Comments :

Subject is a subsidiary of “Reliance Capital Limited”. It is an established company having a satisfactory track record.

 

The company has reported some accumulated losses during 2012. There are no borrowings recorded by the company.

 

Trade relations are fair. Business is active. Payment terms are usually correct.

 

In view of experienced promoters and directors, the subject can be considered normal for business dealings at usual trade terms and conditions.

 

NOTES :

Any query related to this report can be made on e-mail : infodept@mirainform.com while quoting report number, name and date.

 

 

RBI DEFAULTERS’ LIST STATUS

 

Subject’s name is not enlisted as a defaulter in the publicly available RBI Defaulters’ list.

 

 

EPF (Employee Provident Fund) DEFAULTERS’ LIST STATUS

 

Subject’s name is not enlisted as a defaulter in the publicly available EPF (Employee Provident Fund) Defaulters’ list as of 31-03-2012.

 

 

INFORMATION DECLINED

 

MANAGEMENT NON-COOPERATIVE [91-22-33201212]

 

 

LOCATIONS

 

Registered Office :

570, Rectifier House, Naigaum Cross Road, Next to Royal Industrial Estate, Wadala, Mumbai – 400031, Maharashtra, India

Tel. No.:

91-22-33201212/ 30479400

Fax No.:

91-22-30479450

E-Mail :

shilpa.chhabra@rcap.co.in

reliance.privateclient@rcap.co.in

Website :

https://www.reliancewealth.in

 

 

DIRECTORS

 

AS ON 01.06.2012

 

Name :

Mr. Amit Bapna

Designation :

Director

Address :

503, Purna Apartments, Sir Pochkhanwala Road, Worli, Mumbai – 400030, Maharashtra, India

Date of Birth/Age :

20.01.1975

Qualification :

B.Com, ACA

Date of Appointment :

27.04.2009

PAN No.:

AAYPB9659A

DIN No.:

00008443

 

 

Name :

Lav Ramji Chaturvedi

Designation :

Director

Address :

403-04, X Wing, Golden Rays, Shastri Nagar, Andheri (West), Mumbai – 400053, Maharashtra, India

Date of Birth/Age :

20.07.1976

Qualification :

B.Com, MBA, CFA

Date of Appointment :

26.10.2010

PAN No.:

AFLPC1260Q

DIN No.:

02859336

 

 

Name :

Mr. Ashish Dhirajlal Turakhia

Designation :

Additional director

Address :

303, Devaki Apartment, Near Sanyas Ashram, Vithalbhai Road, Vile Parle (West), Mumbai – 400056, Maharashtra, India 

Date of Birth/Age :

08.06.1963

Date of Appointment :

25.01.2013

DIN No.:

02601110

 

 

MAJOR SHAREHOLDERS / SHAREHOLDING PATTERN

 

AS ON 01.06.2012

 

Names of Shareholders

 

No. of Shares

 

Reliance Capital Limited, India

 

11499930

Reliance Capital Limited jointly with Ashish Turakhia

 

10

Reliance Capital Limited jointly with V R Mohan

 

10

Reliance Capital Limited jointly with Amit Bapna

 

10

Reliance Capital Limited jointly with Yogesh Deshpande

 

10

Reliance Capital Limited jointly with Neeraj Dwivedi

 

10

Reliance Capital Limited jointly with Parul Jain

 

10

Reliance Capital Limited jointly with Chetan Raval

 

10

 

 

 

Total

 

11500000

 

 

AS ON 01.06.2012

 

Equity Share Breakup

 

Percentage of Holding

Category

 

 

Bodies corporate

 

100.00

Total

 

100.00

 

 

BUSINESS DETAILS

 

Line of Business :

Providing Portfolio management services except pension funds

 

 

Products/ Services :

ITC Code No.

Product Descriptions

99715300

Portfolio management services except pension funds

 

 

GENERAL INFORMATION

 

No. of Employees :

Information declined by the management

 

 

Bankers :

Not Divulged

 

 

 

Banking Relations :

--

 

 

Auditors :

 

Name :

Pathak H D and Associates

Chartered Accountants

Address :

709, Tulsiani Chambers, 212, Nariman Point, Mumbai – 400021, Maharashtra, India

Income-tax PAN of auditor or auditor's firm :

AAAFP1031C

 

 

Fellow Subsidiary company :

·         Reliance Securities Limited [U65990MH2005PLC154052]

·         Reliance Capital Asset Management (UK) Plc

·         Reliance Money Express Limited [U74999MH2002PLC138032]

·         Reliance Asset Management (Malaysia) Sdn. Bhd

·         Reliance Spot Exchange Infrastructure Limited [U74990MH2009PLC189525]

 

 

Holding company :

Reliance Capital Limited [L65910MH1986PLC165645]

 

 

Ultimate Holding Company:

Reliance Innoventures Private Limited

 

 

CAPITAL STRUCTURE

 

AS ON 31.03.2012

 

Authorised Capital :

No. of Shares

Type

Value

Amount

 

 

 

 

12,500,000

Equity Shares

Rs. 10/- each

Rs. 125.000 Millions

 

 

 

 

 

Issued, Subscribed & Paid-up Capital :

No. of Shares

Type

Value

Amount

 

 

 

 

11,500,000

Equity Shares

Rs. 10/- each

Rs. 115.000 Millions

 

 

 

 

 


 

FINANCIAL DATA

[all figures are in Rupees Millions]

 

ABRIDGED BALANCE SHEET

 

SOURCES OF FUNDS

 

 

31.03.2012

31.03.2011

I.        EQUITY AND LIABILITIES

 

 

 

(1)Shareholders' Funds

 

 

 

(a) Share Capital

 

115.000

45.000

(b) Reserves & Surplus

 

(38.326)

(9.666)

(c) Money received against share warrants

 

0.000

0.000

 

 

 

 

(2) Share Application money pending allotment

 

0.000

0.000

Total Shareholders’ Funds (1) + (2)

 

76.674

35.334

 

 

 

 

(3) Non-Current Liabilities

 

 

 

(a) long-term borrowings

 

0.000

0.000

(b) Deferred tax liabilities (Net)

 

0.000

0.000

(c) Other long term liabilities

 

0.000

0.000

(d) long-term provisions

 

0.417

0.000

Total Non-current Liabilities (3)

 

0.417

0.000

 

 

 

 

(4) Current Liabilities

 

 

 

(a) Short term borrowings

 

0.000

0.000

(b) Trade payables

 

2.040

2.638

(c) Other current liabilities

 

0.975

0.799

(d) Short-term provisions

 

1.862

7.500

Total Current Liabilities (4)

 

4.877

10.937

 

 

 

 

TOTAL

 

81.968

46.271

 

 

 

 

II.      ASSETS

 

 

 

(1) Non-current assets

 

 

 

(a) Fixed Assets

 

 

 

(i) Tangible assets

 

1.449

1.765

(ii) Intangible Assets

 

2.238

2.818

(iii) Capital work-in-progress

 

0.000

0.000

(iv) Intangible assets under development

 

0.000

0.000

(b) Non-current Investments

 

0.000

0.000

(c) Deferred tax assets (net)

 

0.000

0.000

(d)  Long-term Loan and Advances

 

0.000

0.000

(e) Other Non-current assets

 

0.000

0.000

Total Non-Current Assets

 

3.687

4.583

 

 

 

 

(2) Current assets

 

 

 

(a) Current investments

 

33.193

39.540

(b) Inventories

 

0.000

0.000

(c) Trade receivables

 

4.088

1.781

(d) Cash and cash equivalents

 

40.138

0.146

(e) Short-term loans and advances

 

0.862

0.221

(f) Other current assets

 

0.000

0.000

Total Current Assets

 

78.281

41.688

 

 

 

 

TOTAL

 

81.968

46.271

 

 

SOURCES OF FUNDS

 

 

 

31.03.2010

SHAREHOLDERS FUNDS

 

 

 

1] Share Capital

 

 

0.500

2] Share Application Money

 

 

0.000

3] Reserves & Surplus

 

 

0.000

4] (Accumulated Losses)

 

 

(0.288)

NETWORTH

 

 

0.212

LOAN FUNDS

 

 

 

1] Secured Loans

 

 

0.000

2] Unsecured Loans

 

 

0.000

TOTAL BORROWING

 

 

0.000

DEFERRED TAX LIABILITIES

 

 

0.000

 

 

 

 

TOTAL

 

 

0.212

 

 

 

 

APPLICATION OF FUNDS

 

 

 

 

 

 

 

FIXED ASSETS [Net Block]

 

 

0.000

Capital work-in-progress

 

 

0.000

 

 

 

 

INVESTMENT

 

 

0.000

DEFERRED TAX ASSETS

 

 

0.000

 

 

 

 

CURRENT ASSETS, LOANS & ADVANCES

 

 

 

 

Inventories

 

 

0.000

 

Sundry Debtors

 

 

0.000

 

Cash & Bank Balances

 

 

0.225

 

Other Current Assets

 

 

0.000

 

Loans & Advances

 

 

0.000

Total Current Assets

 

 

0.225

Less : CURRENT LIABILITIES & PROVISIONS

 

 

 

 

Sundry Creditors

 

 

0.013

 

Other Current Liabilities

 

 

0.000

 

Provisions

 

 

0.000

Total Current Liabilities

 

 

0.013

Net Current Assets

 

 

0.212

 

 

 

 

MISCELLANEOUS EXPENSES

 

 

0.000

 

 

 

 

TOTAL

 

 

0.212

 

 

PROFIT & LOSS ACCOUNT

 

 

PARTICULARS

31.03.2012

31.03.2011

31.03.2010

 

SALES

 

 

 

 

 

Revenue from operations

22.533

1.622

0.000

 

 

Other Income

2.059

0.040

0.000

 

 

TOTAL                                     (A)

24.592

1.662

0.000

 

 

 

 

 

Less

EXPENSES

 

 

 

 

 

Employee benefit expense

38.002

10.141

0.000

 

 

Other expenses

14.225

0.823

0.288

 

 

TOTAL                                     (B)

52.227

10.964

0.288

 

 

 

 

 

Less

PROFIT/ (LOSS) BEFORE INTEREST, TAX, DEPRECIATION AND AMORTISATION (A-B)      (C)

(27.635)

(9.302)

(0.288)

 

 

 

 

 

Less

FINANCIAL EXPENSES                         (D)

0.000

0.000

0.000

 

 

 

 

 

 

PROFIT/ (LOSS) BEFORE TAX, DEPRECIATION AND AMORTISATION (C-D)                               (E)

(27.635)

(9.302)

(0.288)

 

 

 

 

 

Less/ Add

DEPRECIATION/ AMORTISATION                     (F)

1.025

0.076

0.000

 

 

 

 

 

 

PROFIT/ (LOSS) BEFORE TAX (E-F)                  (G)

(28.660)

(9.378)

(0.288)

 

 

 

 

 

Less

TAX                                                                  (H)

0.000

0.000

0.000

 

 

 

 

 

 

PROFIT/ (LOSS) AFTER TAX (G-H)                   (I)

(28.660)

(9.378)

(0.288)

 

 

 

 

 

Add

PREVIOUS YEARS’ BALANCE BROUGHT FORWARD

(9.666)

(0.288)

0.000

 

 

 

 

 

 

BALANCE CARRIED TO THE B/S

(38.326)

(9.666)

(0.288)

 

 

 

 

 

 

Earnings Per Share (Rs.)

(5.16)

(6.67)

(4.63)

 

 

KEY RATIOS

 

PARTICULARS

 

 

31.03.2012

31.03.2011

31.03.2010

PAT / Total Income

(%)

(116.54)
(564.26)
0.00

 

 

 

 

 

Net Profit Margin

(PBT/Sales)

(%)

(127.19)
(578.18)
0.00

 

 

 

 

 

Return on Total Assets

(PBT/Total Assets}

(%)

(34.96)
(20.27)
(128.00)

 

 

 

 

 

Return on Investment (ROI)

(PBT/Networth)

 

(0.37)
(0.27)
(1.36)

 

 

 

 

 

Debt Equity Ratio

(Total Debt/Networth)

 

0.00

0.00

0.00

 

 

 

 

 

Current Ratio

(Current Asset/Current Liability)

 

16.05

3.81

17.31

 

 

LOCAL AGENCY FURTHER INFORMATION

 

 

CURRENT MATURITIES OF LONG TERM DEBT : NOT AVAILABLE

 

INDEX OF CHARGES - No Charges Exist for Company

 

 

Sr. No.

Check List by Info Agents

Available in Report (Yes / No)

1]

Year of Establishment

Yes

2]

Locality of the firm

Yes

3]

Constitutions of the firm

Yes

4]

Premises details

No

5]

Type of Business

Yes

6]

Line of Business

Yes

7]

Promoter's background

Yes

8]

No. of employees

No

9]

Name of person contacted

No

10]

Designation of contact person

No

11]

Turnover of firm for last three years

Yes

12]

Profitability for last three years

Yes

13]

Reasons for variation <> 20%

--

14]

Estimation for coming financial year

No

15]

Capital in the business

Yes

16]

Details of sister concerns

Yes

17]

Major suppliers

No

18]

Major customers

No

19]

Payments terms

No

20]

Export / Import details (if applicable)

No

21]

Market information

--

22]

Litigations that the firm / promoter involved in

--

23]

Banking Details

Yes

24]

Banking facility details

No

25]

Conduct of the banking account

--

26]

Buyer visit details

--

27]

Financials, if provided

Yes

28]

Incorporation details, if applicable

Yes

29]

Last accounts filed at ROC

Yes

30]

Major Shareholders, if available

Yes

31]

Date of Birth of Proprietor/Partner/Director, if available

Yes

32]

PAN of Proprietor/Partner/Director, if available

Yes

33]

Voter ID No of Proprietor/Partner/Director, if available

No

34]

External Agency Rating, if available

No

 

 

Note:

The registered office of the company has been shifted from 4th Floor, Parijat House, Manjrekar Lane, Off Dr. E Moses Road, Worli Naka, Mumbai – 400018, Maharashtra, India to the present w.e.f. 12.07.2010


FIXED ASSETS:

 

·         Furniture and fixtures

·         Office equipment

·         Computer equipments

·         Other equipments

·         Leasehold improvements

·         Computer software

 

 

PRESS RELEASE

 

NATIONAL BANK OF OMAN TIES UP WITH RELIANCE WEALTH MANAGEMENT

 

Dubai September 14, 2012

 

The bank will provide RWM's investment products to its customers

 

National Bank of Oman has joined hands with India's Reliance Wealth Management (RWM) to provide RWM's investment products to NBO customers, according to media reports.

 

The agreement was signed by NBO's General Manager (Retail, Private and Overseas Banking Group) Harsh Munjal and Reliance Securities Executive Director Vikrant Gurnani.

 

The alliance between NBO and RWM focuses on building 'tailor-made' investment product portfolios for NBO's private banking customers.

 

Reliance brings in its local expertise in managing India specific investments, while NBO brings the onshore support platform to facilitate client investments, the reports said.

 

NBO believes the next stage of expansion is to develop its reach beyond basic banking.

 

NBO's Head of Private Banking and Sadara Wealth Management Moosa Al-Jadidi said, "We are delighted to join hands with Reliance Wealth Management and thereby extend the portfolio of services for our esteemed customers."

 

RWM is part of Reliance Capital. The various financial services under Reliance Capital include life insurance, general insurance, asset management, institutional and retail brokering, housing and consumer finance, investment banking and wealth management.


 

CMT REPORT (Corruption, Money Laundering & Terrorism]

 

The Public Notice information has been collected from various sources including but not limited to: The Courts, India Prisons Service, Interpol, etc.

 

1]         INFORMATION ON DESIGNATED PARTY

No exist designating subject or any of its beneficial owners, controlling shareholders or senior officers as terrorist or terrorist organization or whom notice had been received that all financial transactions involving their assets have been blocked or convicted, found guilty or against whom a judgement or order had been entered in a proceedings for violating money-laundering, anti-corruption or bribery or international economic or anti-terrorism sanction laws or whose assets were seized, blocked, frozen or ordered forfeited for violation of money laundering or international anti-terrorism laws.

 

2]         Court Declaration :

No exist to suggest that subject is or was the subject of any formal or informal allegations, prosecutions or other official proceeding for making any prohibited payments or other improper payments to government officials for engaging in prohibited transactions or with designated parties.

 

3]         Asset Declaration :

No records exist to suggest that the property or assets of the subject are derived from criminal conduct or a prohibited transaction.

 

4]         Record on Financial Crime :

            Charges or conviction registered against subject:                                                              None

 

5]         Records on Violation of Anti-Corruption Laws :

            Charges or investigation registered against subject:                                                          None

 

6]         Records on Int’l Anti-Money Laundering Laws/Standards :

            Charges or investigation registered against subject:                                                          None

 

7]         Criminal Records

No available information exist that suggest that subject or any of its principals have been formally charged or convicted by a competent governmental authority for any financial crime or under any formal investigation by a competent government authority for any violation of anti-corruption laws or international anti-money laundering laws or standard.

 

8]         Affiliation with Government :

No record exists to suggest that any director or indirect owners, controlling shareholders, director, officer or employee of the company is a government official or a family member or close business associate of a Government official.

 

9]         Compensation Package :

Our market survey revealed that the amount of compensation sought by the subject is fair and reasonable and comparable to compensation paid to others for similar services.

 

10]        Press Report :

            No press reports / filings exists on the subject.

 


 

CORPORATE GOVERNANCE

 

MIRA INFORM as part of its Due Diligence do provide comments on Corporate Governance to identify management and governance. These factors often have been predictive and in some cases have created vulnerabilities to credit deterioration.

 

Our Governance Assessment focuses principally on the interactions between a company’s management, its Board of Directors, Shareholders and other financial stakeholders.

 

 

CONTRAVENTION

 

Subject is not known to have contravened any existing local laws, regulations or policies that prohibit, restrict or otherwise affect the terms and conditions that could be included in the agreement with the subject.

 

 

FOREIGN EXCHANGE RATES

 

Currency

Unit

Indian Rupees

US Dollar

1

Rs. 59.69

UK Pound

1

Rs. 91.66

Euro

1

Rs. 78.69

 

 

INFORMATION DETAILS

 

Information Gathered by :

SVA

 

 

Report Prepared by :

BVA

 


 

SCORE & RATING EXPLANATIONS

 

SCORE FACTORS

 

RANGE

POINTS

HISTORY

1~10

5

PAID-UP CAPITAL

1~10

5

OPERATING SCALE

1~10

5

FINANCIAL CONDITION

 

 

--BUSINESS SCALE

1~10

5

--PROFITABILIRY

1~10

5

--LIQUIDITY

1~10

5

--LEVERAGE

1~10

5

--RESERVES

1~10

5

--CREDIT LINES

1~10

5

--MARGINS

-5~5

--

DEMERIT POINTS

 

 

--BANK CHARGES

YES/NO

NO

--LITIGATION

YES/NO

NO

--OTHER ADVERSE INFORMATION

YES/NO

NO

MERIT POINTS

 

 

--SOLE DISTRIBUTORSHIP

YES/NO

NO

--EXPORT ACTIVITIES

YES/NO

NO

--AFFILIATION

YES/NO

YES

--LISTED

YES/NO

NO

--OTHER MERIT FACTORS

YES/NO

YES

DEFAULTERS 

 

 

--RBI

YES/NO

NO

--EPF

YES/NO

NO

TOTAL

 

45

 

This score serves as a reference to assess SC’s credit risk and to set the amount of credit to be extended. It is calculated from a composite of weighted scores obtained from each of the major sections of this report. The assessed factors and their relative weights (as indicated through %) are as follows:

 

Financial condition (40%)            Ownership background (20%)                 Payment record (10%)

Credit history (10%)                    Market trend (10%)                                Operational size (10%)

 


 

RATING EXPLANATIONS

 

 

RATING

STATUS

 

 

PROPOSED CREDIT LINE

>86

Aaa

Possesses an extremely sound financial base with the strongest capability for timely payment of interest and principal sums

 

Unlimited

71-85

Aa

Possesses adequate working capital. No caution needed for credit transaction. It has above average (strong) capability for payment of interest and principal sums

 

Large

56-70

A

Financial & operational base are regarded healthy. General unfavourable factors will not cause fatal effect. Satisfactory capability for payment of interest and principal sums

 

Fairly Large

41-55

Ba

Overall operation is considered normal. Capable to meet normal commitments.

 

Satisfactory

26-40

B

Capability to overcome financial difficulties seems comparatively below average.

 

Small

11-25

Ca

Adverse factors are apparent. Repayment of interest and principal sums in default or expected to be in default upon maturity

 

Limited with full security

<10

C

Absolute credit risk exists. Caution needed to be exercised

 

 

Credit not recommended

-

NB

                                       New Business

-

 

 

 

PRIVATE & CONFIDENTIAL : This information is provided to you at your request, you having employed MIPL for such purpose. You will use the information as aid only in determining the propriety of giving credit and generally as an aid to your business and for no other purpose. You will hold the information in strict confidence, and shall not reveal it or make it known to the subject persons, firms or corporations or to any other. MIPL does not warrant the correctness of the information as you hold it free of any liability whatsoever. You will be liable to and indemnify MIPL for any loss, damage or expense, occasioned by your breach or non observance of any one, or more of these conditions

This report is issued at your request without any risk and responsibility on the part of MIRA INFORM PRIVATE LIMITED (MIPL) or its officials.