MIRA INFORM REPORT

 

 

Report Date :

07.03.2013

 

IDENTIFICATION DETAILS

 

Name :

GLENCORE INTERNATIONAL AG

 

 

Registered Office :

Baarermattstrasse 3 Postfach 777 6340 Baar/ZG

 

 

Country :

Switzerland

 

 

Financials (as on) :

31.12.2011

 

 

Year of Incorporation :

1974

 

 

Com. Reg. No.:

170.3.012.738-3 / 341238

 

 

Legal Form :

Company limited by shares

 

 

Line of Business :

Financial services, Quarrying and raw material processing, Trade brokers

 

 

No. of Employees :

40'000-59'999

 

RATING & COMMENTS

 

MIRA’s Rating :

A

 

RATING

STATUS

PROPOSED CREDIT LINE

56-70

A

Financial & operational base are regarded healthy. General unfavourable factors will not cause fatal effect. Satisfactory capability for payment of interest and principal sums

Fairly Large

 

Status :

Good

Payment Behaviour :

Regular

Litigation :

--

 

NOTES:

Any query related to this report can be made on e-mail: infodept@mirainform.com while quoting report number, name and date.

 

ECGC Country Risk Classification List – June 30th, 2012

 

Country Name

Previous Rating

(31.03.2012)

Current Rating

(30.06.2012)

Switzerland

A1

A1

 

Risk Category

ECGC Classification

Insignificant

 

A1

Low

 

A2

Moderate

 

B1

High

 

B2

Very High

 

C1

Restricted

 

C2

Off-credit

 

D

 

 


 

Switzerland - ECONOMIC OVERVIEW

 

Switzerland is a peaceful, prosperous, and modern market economy with low unemployment, a highly skilled labor force, and a per capita GDP among the highest in the world. Switzerland's economy benefits from a highly developed service sector, led by financial services, and a manufacturing industry that specializes in high-technology, knowledge-based production. Its economic and political stability, transparent legal system, exceptional infrastructure, efficient capital markets, and low corporate tax rates also make Switzerland one of the world's most competitive economies. The Swiss have brought their economic practices largely into conformity with the EU's, to enhance their international competitiveness, but some trade protectionism remains, particularly for its small agricultural sector. The fate of the Swiss economy is tightly linked to that of its neighbors in the euro zone, which purchases half of all Swiss exports. The global financial crisis of 2008 and resulting economic downturn in 2009 stalled export demand and put Switzerland in a recession. The Swiss National Bank (SNB) during this period effectively implemented a zero-interest rate policy to boost the economy as well as prevent appreciation of the franc, and Switzerland's economy recovered in 2010 with 2.7% growth. The sovereign debt crises currently unfolding in neighboring euro-zone countries pose a significant risk to Switzerland's financial stability and are driving up demand for the Swiss franc by investors seeking a safehaven currency. The independent SNB has upheld its zero-interest rate policy and conducted major market interventions to prevent further appreciation of the Swiss franc, but parliamentarians have urged it to do more to weaken the currency. The franc's strength has made Swiss exports less competitive and weakened the country's growth outlook; GDP growth fell to 2.1% in 2011. Switzerland has also come under increasing pressure from individual neighboring countries, the EU, the US, and international institutions to reform its banking secrecy laws. Consequently, the government agreed to conform to OECD regulations on administrative assistance in tax matters, including tax evasion. The government has renegotiated its double taxation agreements with numerous countries, including the US, to incorporate the OECD standard, and in 2011 it reached deals with Germany and the UK to resolve outstanding issues, particularly the possibility of imposing taxes on bank deposits held by foreigners. These steps will have a lasting impact on Switzerland's long history of bank secrecy.

 

Source : CIA

 

 

 


Company name

 

GLENCORE INTERNATIONAL AG

 

 

Operating address

 

Baarermattstrasse 3

Postfach 777

6340 Baar/ZG

Switzerland/CH

 

Telephone:        041 7092000

Fax:                  041 7093000

 

Web site:          http://www.glencore.com

E-mail:              info@glencore.com

 

WIN No.:           CH0000029557

VAT-No.:           CHE106909694

 

 

Profile

 

Established:                  1974

Line of Business:           Financial services, Quarrying and raw material processing, Trade brokers

Industry Division:           Services, Manufacturing, Wholesale trade

Industry-code (NACE):     6420     Activities of holding companies

                                      0510     Mining of hard coal

                                      0610     Extraction of crude petroleum

                                      0729     Mining of other non-ferrous metal ores

                                      4612     Agents involved in the sale of fuels, ores, metals and industrial chemicals

                                      4617     Agents involved in the sale of food, beverages and tobacco

Import/Export:               Import, Export

Banks:                         UBS Ltd

                                    CS Credit Suisse

Organisation level:         Ultimate Parent

Quoted:                        Yes

Stock exchange:           London Stock Exchange, Hong Kong Stock Exchange

 

 

Operational Figures

 

Coverage:                     Group

Employees:                  40'000-59'999

Sales:                          CHF 10 Bil +

 

Activity

 

The Group is a leading integrated marketer and producer of natural resources, with worldwide activities in the marketing of metals and minerals, energy products and agricultural products and the production, refinement, processing, storage and transport of these products. They operates on a global scale, marketing and distributing physical commodities sourced from third party producers and own production to industrial consumers, such as those in the automotive, steel, power generation, oil and food processing industries. The Group also provides financing, logistics and other services to producers and consumers of commodities. The long experience as a commodity merchant has allowed it to develop and build upon its expertise in the commodities which it markets and cultivate long-term relationships with a broad supplier and customer base across diverse industries and in multiple geographic regions. Group’s marketing activities are supported by investments in industrial assets operating in theyr core commodities.

 

 

Real Estate

 

Real Estate:                    It is understood that the company owns certain property.

 

 

Company Register

 

Company No:                170.3.012.738-3 / 341238

Legal form:                    Company limited by shares

Registration:                 12.06.1987

Legal status:                 active

Responsible Register:    Handelsregister des Kantons Zug

History:                        Date of Statutes: 07.12.1994

                                    Date of Statutes: 24.02.2012

                                    Date of Statutes: 20.05.2011

                                    Date of Statutes: 29.01.2009

                                    Date of Statutes: 25.01.2005

                                    Date of Statutes: 28.11.2002

                                    Date of Statutes: 01.02.2000

                                    Date of Statutes: 04.02.1999

                                    Date of Statutes: 19.12.1995

                                    Date of Statutes: 24.05.1995

 

Entry          Deleted      Name

active                           Glencore International AG

active                           Glencore International Ltd (Name translated)

active                           Glencore International SA (Name translated)

                  01.01.1994  Marc Rich + Co AG

                  01.01.1994  Marc Rich + Co SA (Name translated)

                  01.01.1994  Marc Rich + Co Ltd (Name translated)

 

Entry          Deleted      Legal domicile

15.01.1996                    Baar, Switzerland

                  15.01.1996  Zug, Switzerland

 

Entry          Deleted      Address

15.01.1996                    Baarermattstrasse 3, 6340 Baar/ZG, Switzerland/CH

                  15.01.1996  Baarerstrasse 37, 6300 Zug/ZG, Switzerland/CH

 

Entry          Deleted      Capital

23.05.2011                    Share Capital CHF 117'921'500, paidup CHF 117'921'500

                  23.05.2011  Share Capital CHF 75'000'000, paidup CHF 75'000'000

 

Entry          Deleted      Capital Structure

23.05.2011                    235'843 Registered shares with restricted transferability of CHF 500.--

                  31.05.1995  22'500 Registered shares of CHF 500.--

                  31.05.1995  127'500 Registered shares (preferred shares) of CHF 500.--

02.12.2002  23.05.2011  150'000 Registered shares with restricted transferability of CHF 500.--

31.05.1995  02.12.2002  22'500 Registered shares with restricted transferability of CHF 500.--

31.05.1995  02.12.2002  127'500 Registered shares (preferred shares) of CHF 500.--

 

Entry          Deleted      Activity (original Language)

28.02.2012                    Handel mit Rohstoffen aller Art und anderen Gütern für eigene und fremde Rechnung im In- und Ausland; vollständige Zweckumschreibung gemäss Statuten.

                  28.02.2012  Handel mit Rohstoffen aller Art und anderen Gütern für eigene und fremde Rechnung; kann damit zusammenhängende Dienstleistungen erbringen oder vermitteln, Finanzierungen durchführen, Tochtergesellschaften errichten, sich an anderen Unternehmungen beteiligen oder sich mit diesen zusammenschliessen sowie Grundstücke erwerben, halten, belasten und veräussern

 

Entry          Deleted      Remarks (original Language)

active                           Publishing authority: SHAB.

active                           Merger: Übernahme der Aktiven und Passiven der "Alromi Invest AG", in Zug, gemäss Bilanz per 31.12.1993 nach Massgabe von Art. 748 OR. Die übernehmende Gesellschaft ist Eigentümerin sämtlicher Aktien der übernommenen Gesellschaft.

active                           Merger: Übernahme der Aktiven und Passiven der "Clarendon Holding AG", in Zug, gemäss Bilanz per 30.06.1993 nach Massgabe von Art. 748 OR. Die übernehmende Gesellschaft ist Eigentümerin sämtlicher Aktien der übernommenen Gesellschaft.

active                           Dividend right certificates: Ausgabe von 150'000 Genussscheinen, welche zur Abgabe an Mitarbeiter der Gesellschaft oder von der Gesellschaft direkt oder indirekt kontrollierten anderen Gesellschaften bestimmt sind und Anspruch auf Anteil am Bilanzgewinn gewähren.

28.02.2012                    Reports: Die Mitteilungen an die Aktionäre erfolgen an ihre letzte im Aktienbuch eingetragene Adresse durch einfachen Brief oder durch Publikation im SHAB.

23.05.2011                    Capital: Ordentliche Kapitalerhöhung nachträglich zur Fusion durch Umwandlung von frei verwendbarem Eigenkapital.

23.05.2011                    Merger: Übernahme der Aktiven und Passiven der Glencore L.T.E. AG, in Baar (CH-170.3.025.934-0), gemäss Fusionsvertrag vom 20.05.2011 und Bilanz per 31.12.2010. Aktiven von CHF 12'595'269.42 - unter welchen Aktien der übernehmenden Gesellschaft enthalten sind - und Passiven (Fremdkapital) von CHF 11'200'087.36 gehen auf die übernehmende Gesellschaft über. Da der Aktionär der übertragenden Gesellschaft die anlässlich der Fusion erworbenen eigenen Aktien der übernehmenden Gesellschaft erhält, findet im Rahmen der Fusion weder eine Kapitalerhöhung noch eine Aktienzuteilung statt.

23.05.2011                    Merger: Übernahme der Aktiven und Passiven der Glencore Holding AG, in Baar (CH-170.3.018.775-9), gemäss Fusionsvertrag vom 20.05.2011 und Bilanz per 31.12.2010. Aktiven von CHF 65'617'445.00 - unter welchen Aktien der übernehmenden Gesellschaft enthalten sind - und Passiven (Fremdkapital) von CHF 58'912'667.06 gehen auf die übernehmende Gesellschaft über. Da der Aktionär der übertragenden Gesellschaft die anlässlich der Fusion erworbenen eigenen Aktien der übernehmenden Gesellschaft erhält, findet im Rahmen der Fusion weder eine Kapitalerhöhung noch eine Aktienzuteilung statt.

06.02.2009                    Shares: Die Übertragbarkeit der Namenaktien ist nach Massgabe der Statuten beschränkt.

18.04.2007                    Merger: Übernahme der Aktiven und Passiven der Stafford AG, in Zug (CH-170.3.019.748-5), gemäss Fusionsvertrag vom 30.03.2007 und Bilanz per 30.03.2007. Aktiven von CHF 9'109'856.00 und Passiven (Fremdkapital) von CHF 7'751'481.00 gehen auf die übernehmende Gesellschaft über. Da die übernehmende Gesellschaft sämtliche Aktien der übertragenden Gesellschaft hält, findet weder eine Kapitalerhöhung noch eine Aktienzuteilung statt.

04.10.2004                    Merger: Grenzüberschreitende Uebernahme der Aktiven und der Passiven der "Glencore ORA SA", in Paris (FR), (B 314 842 196), Société anonyme nach dem Recht des Staates Frankreich, gemäss Fusionsvertrag vom 17.08.2004 und Bilanz per 30.06.2004. Aktiven von CHF 210'882'000.00 und Fremdkapital von CHF 9'000.00 gehen auf die übernehmende Gesellschaft über. Da die übernehmende Gesellschaft sämtliche Aktien der übertragenden Gesellschaft hält, findet weder eine Kapitalerhöhung noch eine Aktienzuteilung statt

17.01.2002                    Merger: Uebernahme der Aktiven von CHF 40'984'000.00 und der Passiven von CHF 804'000.00 der "Glencore Grain Holding AG", in Baar, gemäss Bilanz per 30.11.2001 und Fusionsvertrag vom 24.12.2001 nach Massgabe von Art. 748 OR. Da die übernehmende Gesellschaft Eigentümerin sämtlicher Aktien der übernommenen Gesellschaft ist, findet keine Kapitalerhöhung statt.

06.02.2009  28.02.2012  Reports: Die Mitteilungen an die Aktionäre erfolgen an ihre letzte im Aktienbuch eingetragene Adresse durch einfachen Brief.

 

 

Official Administration

 

Title                                           Name

President                                    Ivan Glasenberg, Origin: Australia, Residential address: Rüschlikon, Switzerland, born: 1956, joint signature of two

Director                                       Andreas Peter Hubmann, Origin: Bichelsee, Switzerland, Residential address: Zug/ZG, Switzerland, joint signature of two, Registered since: 30.01.2004

Director                                       Steven Frank Kalmin, Origin: Australia, Residential address: 8832 Wollerau/SZ, Switzerland, born: 1970, joint signature of two, Registered since: 30.01.2004

 

 

Management

 

Title                                           Name

Member with signing authority       Barbara Anna Bodmer, Origin: Zürich, Wetzikon ZH, Switzerland, Residential address: Thalwil, Switzerland, joint signature of two, Registered since: 16.12.2009

Member with signing authority       Stuart Anthony Cutler, Origin: South Africa, Residential address: Baar, Switzerland, joint signature of two, Registered since: 13.02.2006

Member with signing authority       Eric Kenneth Diedrichsen, Origin: Canada, Residential address: Unterägeri, Switzerland, joint signature of two, Registered since: 30.03.2012

Member with signing authority       Gary Fegel, Origin: Zürich, Switzerland, Residential address: 8802 Kilchberg /ZH, Switzerland, joint signature of two, Registered since: 08.03.2006

Member with signing authority       Robert Aaron Franco, Origin: Italy, Residential address: Zug, Switzerland, joint signature of two, Registered since: 30.03.2012

Member with signing authority       Martin William Häring, Origin: Neuhausen am Rheinfall, Switzerland, Residential address: Wollerau, Switzerland, joint signature of two, Registered since: 19.04.2012

Member with signing authority       Alicia Rosemary Hunt, Origin: South Africa, Residential address: Feusisberg, Switzerland, joint signature of two, Registered since: 30.03.2012

Member with signing authority       Kenneth Raymond Ives, Origin: United Kingdom, Residential address: Zug, Switzerland, joint signature of two, Registered since: 30.03.2012

Member with signing authority       Richard James Marshall, Origin: United Kingdom, Residential address: Walchwil, Switzerland, joint signature of two, Registered since: 16.12.2009

Member with signing authority       Daniel Maté, Origin: Spain, Residential address: Wollerau, Switzerland, joint signature of two, Registered since: 04.12.1998

Member with signing authority       Aristotelis Mistakidis, Origin: United Kingdom, Residential address: Walchwil, Switzerland, joint signature of two, Registered since: 22.03.2000

Member with signing authority       Wendelin Müller, Origin: Wängi, Uesslingen-Buch, Switzerland, Residential address: Baar/ZG, Switzerland, joint signature of two, Registered since: 08.08.2011

Member with signing authority       Stefan H. Peter, Origin: Zell ZH, Switzerland, Residential address: Cham, Switzerland, joint signature of two, Registered since: 13.02.2006

Member with signing authority       Tor Peterson, Origin: United States of America, Residential address: Oberägeri, Switzerland, joint signature of two, Registered since: 14.08.2002

Member with signing authority       Gerda Constanze Schwindt, Origin: Arbon, Switzerland, Residential address: Zofingen, Switzerland, joint signature of two, Registered since: 14.02.2011

Member with signing authority       Christian Wolfensberger, Origin: Zürich, Wetzikon ZH, Switzerland, Residential address: Zug/ZG, Switzerland, joint signature of two, Registered since: 13.02.2006

 

 

External Positions

 

Title                                           Name

Auditor                                        Deloitte AG, Residential address: Zürich, Switzerland, Registered since: 19.07.1995

 

 

Executive board

 

Title                                           Name

Chief Executive Officer                 Ivan Glasenberg

Chief Financial Officer                  Steven Frank Kalmin

 

 

Financial Data Glencore Group

 

Consolidation:    consolidated

Industry:            Trade/Industry

 

Fiscal year end:                                   31.12.2011        31.12.2010        31.12.2009        31.12.2008        31.12.2007

Number of months:                                     12                    12                    12                    12                    12

Currency:                                               mil. USD          mil. USD          mil. USD          mil. USD          mil. USD

Statement norm:                                       IAS                  IAS                  IAS                  IAS                  IAS

 

Balance Sheet

Intangible fixed assets                                      210.0

Land and buildings                                         1'198.0              1'042.0                831.0

Other tangible fixed assets                           13'441.0            11'046.0             6'014.0

Tangible fixed assets                                    14'639.0            12'088.0             6'845.0

Financial fixed assets                                   24'546.0            23'034.0            20'618.0

other fixed assets                                          1'039.0                369.0                 88.0

Fixed assets                                               40'434.0            35'491.0            27'551.0

Stocks                                                        17'129.0            17'393.0            15'073.0

Trade accounts receivable                             21'895.0            18'994.0            15'243.0

Liquid assets                                                 1'305.0              1'463.0                860.0

Securities                                                         40.0              6'048.0             6'200.0

other trade accounts                                      5'065.0                398.0             1'349.0

Accruals                                                         297.0

Other current assets                                      6'707.0              7'909.0             8'409.0

Current assets                                             45'731.0            44'296.0            38'725.0

Total assets                                                86'165.0            79'787.0            66'276.0            61'300.0            60'000.0

 

Capital                                                              69.0                  46.0                 46.0

Other shareholders funds                              29'196.0            19'567.0            16'640.0

Total shareholders equity                              29'265.0            19'613.0            16'686.0            15'405.0            15'671.0

Minority interests                                           3'070.0              2'894.0             1'258.0

long term debt (financial debts)                      19'844.0            18'251.0            16'403.0

Provisions                                                       953.0                719.0                722.0

Other non current liabilities                             1'557.0              1'472.0                626.0

Non current liabilities                                    22'354.0            20'442.0            17'751.0

short term debt (financial debts)                    12'989.0            19'947.0            15'829.0

Trade accounts payable                                18'160.0            16'145.0            11'482.0

Provisions                                                         98.0

other accounts payable                                    229.0                746.0             3'270.0

other current liabilities                                      327.0                746.0             3'270.0

Current liabilities                                          31'476.0            36'838.0            30'581.0

Shareh. equity, min. interests + liabilities       86'165.0            79'787.0            66'276.0

 

Profit and loss account

Net sales                                                   186'152.0          144'978.0          106'364.0

Operating revenue                                      186'152.0          144'978.0          106'364.0          152'236.0          142'343.0

Cost of goods sold                                     181'938.0          140'467.0          103'133.0

Gross profit                                                   4'214.0              4'511.0             3'231.0

Other operating expenses                               1'368.0              1'063.0                839.0

Operating result                                             2'846.0              3'448.0             2'392.0              5'343.0             7'703.0

Interest revenues                                              339.0                281.0                267.0

other financial revenues                                  2'005.0              1'842.0                162.0

Financial income                                           2'344.0              2'123.0                429.0

Interest expenses                                          1'186.0              1'217.0                854.0

other financial expenses                                       0.0                  14.0

Financial expenses                                        1'186.0              1'231.0                854.0

Financial result                                              1'158.0                892.0               -425.0

Result before extraordinary items                    4'004.0              4'340.0             1'967.0

Extraordinary expenses                                                         2'460.0                650.0

Extraordinary Result                                            0.0             -2'460.0               -650.0

Result before taxes                                        4'004.0              1'880.0             1'317.0

Taxes                                                            -264.0                234.0                238.0

Result before minority interests                       4'268.0              1'646.0             1'079.0              4'754.0             5'190.0

minority interests                                             220.0                355.0                 96.0

Result for the financial year                             4'048.0              1'291.0                983.0

 

Cash flow

Depreciation                                                  1'066.0              1'026.0                622.0

Cash flow                                                      5'334.0              2'672.0             1'701.0

Cash flow from operating activities                    -343.0                111.0            -3'010.0

Investments in tangible fixed assets                2'606.0              1'657.0             1'088.0

Cash flow from investing activities                   -3'690.0             -4'755.0            -1'164.0

Cash flow from financing activities                   3'875.0              5'247.0             4'208.0

Change in liquidity                                           -158.0                603.0                 34.0

Liquidity at beginning of the year                     1'463.0                860.0                826.0

Liquidity at end ot the year                             1'305.0              1'463.0                860.0

 

Notes

Cost of employees                                         1'723.0              1'677.0             1'281.0

Added value                                                  7'979.0              5'800.0             4'074.0

Working Capital                                           20'864.0            20'242.0            18'834.0

Sales per Employee                                            3.2                   2.5                   1.9

Gross cost land and buildings                         1'521.0              1'281.0             1'066.0

Gross cost other tangible fixed assets           17'337.0            14'213.0             8'202.0

Gross cost total                                           18'858.0            15'494.0             9'268.0

 

Employees  at year end                                  58'000               57'500              55'000               52'000              52'000

Employees inland                                               500                   500                  450                   400                  400

Employees abroad                                          57'500               57'000              54'550               51'600              51'600

 

 

Owner/-s

Owner:                         The company is owned by various parties.

 

Class:                          10-19%

Name:                          Ivan Glasenberg

City/Country:                 Rüschlikon/ZH, Switzerland/CH

No. of shares:               1'093'419'000

Interest:                        15.80% voting right, 15.80% capital interest

 

Class:                          0-9%

Name:                          Daniel Francisco Maté Badenes

City/Country:                 Wollerau/SZ, Switzerland/CH

No. of shares:               417'468'300

Interest:                        6.00% voting right, 6.00% capital interest

 

Class:                          0-9%

Name:                          Aristotelis Mistakidis

City/Country:                 Walchwil/ZG, Switzerland/CH

No. of shares:               411'730'600

Interest:                        5.90% voting right, 5.90% capital interest

 

Class:                          0-9%

Name:                          Tor Peterson

City/Country:                 Oberägeri/ZG, Switzerland/CH

No. of shares:               366'074'900

Interest:                        5.30% voting right, 5.30% capital interest

 

 

Investments

 

Class:                          100%

Name:                          Carbones de La Jagua

City/Country:                 La Jagua, Colombia/CO

Interest:                        100.00% voting right, 100.00% capital interest (since 2005)

 

Class:                          100%

Name:                          Cobar Management Pty Limited

City/Country:                 Cobar, Australia/AU

Interest:                        100.00% voting right, 100.00% capital interest (since 1999)

 

Class:                          100%

Name:                          Finges Investment B.V.

City/Country:                 Rotterdam, Netherlands/NL

Interest:                        100.00% voting right, 100.00% capital interest

 

Class:                          100%

Name:                          Glencobar AG

City/Country:                 Baar/ZG, Switzerland/CH

Interest:                        100.00% voting right, 100.00% capital interest

 

Class:                          100%

Name:                          Glencore AG

City/Country:                 Baar/ZG, Switzerland/CH

Interest:                        100.00% voting right, 100.00% capital interest (since 1978)

 

Class:                          100%

Name:                          Glencore (Asia) AG

City/Country:                 Baar/ZG, Switzerland/CH

Interest:                        100.00% voting right, 100.00% capital interest (since 1983)

 

Class:                          100%

Name:                          Glencore (Europe) AG

City/Country:                 Baar/ZG, Switzerland/CH

Interest:                        100.00% voting right, 100.00% capital interest (since 1991)

 

Class:                          100%

Name:                          Glencore (Far East) AG

City/Country:                 Baar/ZG, Switzerland/CH

Interest:                        100.00% voting right, 100.00% capital interest (since 1975)

 

Class:                          100%

Name:                          Glencore Finance AG

City/Country:                 Baar/ZG, Switzerland/CH

Interest:                        100.00% voting right, 100.00% capital interest (since 1991)

 

Class:                          100%

Name:                          Glencore Financial Services AG

City/Country:                 Baar/ZG, Switzerland/CH

Interest:                        100.00% voting right, 100.00% capital interest (since 2004)

 

Class:                          100%

Name:                          Glencore Gastroservice AG

City/Country:                 Baar/ZG, Switzerland/CH

Interest:                        100.00% voting right, 100.00% capital interest (since 1995)

 

Class:                          100%

Name:                          Glencore Grain Trading NV

City/Country:                 Curaçao, Netherlands Antilles/AN

Interest:                        100.00% voting right, 100.00% capital interest

 

Class:                          100%

Name:                          Glencore Grain UK Ltd

City/Country:                 Thame/Oxfordshire, United Kingdom/GB

Interest:                        100.00% voting right, 100.00% capital interest

 

Class:                          100%

Name:                          Glencore Group Funding Limited

City/Country:                 -, United Arab Emirates/AE

Interest:                        100.00% voting right, 100.00% capital interest

 

Class:                          100%

Name:                          Glencore Investment AG

City/Country:                 Baar/ZG, Switzerland/CH

Interest:                        100.00% voting right, 100.00% capital interest (since 1992)

 

Class:                          100%

Name:                          Glencore Ltd.

City/Country:                 Stamford/Connecticut, United States of America/US

Interest:                        100.00% voting right, 100.00% capital interest

 

Class:                          100%

Name:                          Glencore Minera AG

City/Country:                 Baar/ZG, Switzerland/CH

Interest:                        100.00% voting right, 100.00% capital interest (since 1987)

 

Class:                          100%

Name:                          Glencore Mining AG

City/Country:                 Baar/ZG, Switzerland/CH

Interest:                        100.00% voting right, 100.00% capital interest (since 1987)

 

Class:                          100%

Name:                          Glencore NV

City/Country:                 Curaçao, Netherlands Antilles/AN

Interest:                        100.00% voting right, 100.00% capital interest

 

Class:                          100%

Name:                          Glencore Oil Projects AG

City/Country:                 Baar/ZG, Switzerland/CH

Interest:                        100.00% voting right, 100.00% capital interest (since 1991)

 

Class:                          100%

Name:                          Glencore Proline AG

City/Country:                 Baar/ZG, Switzerland/CH

Interest:                        100.00% voting right, 100.00% capital interest (since 2005)

 

Class:                          100%

Name:                          Glencore Singapore Pte Ltd

City/Country:                 Singapore, Singapore/SG

Interest:                        100.00% voting right, 100.00% capital interest

 

Class:                          100%

Name:                          Glencore (South East Asia) AG

City/Country:                 Baar/ZG, Switzerland/CH

Interest:                        100.00% voting right, 100.00% capital interest (since 1990)

 

Class:                          100%

Name:                          Glencore Trading AG

City/Country:                 Baar/ZG, Switzerland/CH

Interest:                        100.00% voting right, 100.00% capital interest (since 1986)

 

Class:                          100%

Name:                          Murrin Murrin Group

City/Country:                 -, Australia/AU

Interest:                        100.00% voting right, 100.00% capital interest

 

Class:                          100%

Name:                          Oleaginosa Moreno Hermanos SACIFIA

City/Country:                 Bahia Blanca/Buenos Aires, Argentina/AR

Interest:                        100.00% voting right, 100.00% capital interest (since 1997)

 

Class:                          100%

Name:                          Oleaginosa Oeste SA

City/Country:                 Capital Federal, Argentina/AR

Interest:                        100.00% voting right, 100.00% capital interest

 

Class:                          100%

Name:                          Pacorini Group

City/Country:                 -, Italy/IT

Interest:                        100.00% voting right, 100.00% capital interest (since 01.09.2010)

 

Class:                          100%

Name:                          Portovesme Srl

City/Country:                 Roma, Italy/IT

Interest:                        100.00% voting right, 100.00% capital interest (since 1999)

 

Class:                          100%

Name:                          Poysa Investments SA

City/Country:                 Buenos Aires, Argentina/AR

Interest:                        100.00% voting right, 100.00% capital interest

 

Class:                          100%

Name:                          ST Shipping & Transport Pte Ltd

City/Country:                 Singapur, Singapore/SG

Interest:                        100.00% voting right, 100.00% capital interest

 

Class:                          100%

Name:                          Topley Corporation

City/Country:                 Road Town, British Virgin Islands/VG

Interest:                        100.00% voting right, 100.00% capital interest

 

Class:                          50-99%

Name:                          Moinho Agua Branca SA

City/Country:                 -, Brazil/BR

Interest:                        97.00% voting right, 97.00% capital interest

 

Class:                          50-99%

Name:                          Philippine Associated Smelting and Refining Corporaton

City/Country:                 Makati City, Philippines/PH

Interest:                        78.20% voting right, 78.20% capital interest (since 1999)

 

Class:                          50-99%

Name:                          Katanga Mining Limited

City/Country:                 Katanga, Congo/CG

Interest:                        74.40% voting right, 74.40% capital interest

 

Class:                          50-99%

Name:                          Minara Resources Limited

City/Country:                 Perth/Western Australia, Australia/AU

Interest:                        70.60% voting right, 70.60% capital interest (since 1996)

 

Class:                          50-99%

Name:                          Shanduka Coal (Pty) Ltd

City/Country:                 -, South Africa/ZA

Interest:                        70.00% voting right, 70.00% capital interest

 

Class:                          50-99%

Name:                          CHEMOIL ENERGY LIMITED

City/Country:                 Causeway Bay, Hong Kong/HK

Interest:                        51.50% voting right, 51.50% capital interest (since 01.04.2010)

 

Class:                          50-99%

Name:                          Kazzinc JSC

City/Country:                 Ust-Kamenogorsk, Kazakhstan/KZ

Interest:                        50.70% voting right, 50.70% capital interest (since 1997)

 

Class:                          30-39%

Name:                          Renova SA

City/Country:                 -, Argentina/AR

Interest:                        33.50% voting right, 33.50% capital interest

 

Class:                          30-39%

Name:                          Carbones del Cerrejon SA

City/Country:                 Barranquilla, Colombia/CO

Interest:                        33.30% voting right, 33.30% capital interest (since 1995)

 

Class:                          20-29%

Name:                          Polymet Mining Corp

City/Country:                 -, Canada/CA

Interest:                        24.10% voting right, 24.10% capital interest

 

Class:                          0-9%

Name:                          Volcan Compania Minera SA

City/Country:                 Lima, Peru/PE

Interest:                        6.90% voting right, 6.90% capital interest

 

 

Legal Actions

 

Control date       Year                       No.             Amount CHF     Status

26.11.2012          2012                           0

26.11.2012          2011                           1                         96'297'600.-- Legal actions

26.11.2012          2010                           1                           1'776'867.-- Legal actions

26.11.2012          2009                           1                           1'783'417.-- Legal actions

26.11.2012          2008                           1                       381'640.-- Legal actions

01.11.2010          2007                           0

 

An updated legal action check is only available against proof of interest. e.g. a copy of an enquiry letter, and order or invoice relating to the subject company.

 

 

Credit Information

 

Financial Situation:        The financial situation is very good.

 

Payment experiences:   Payment habits are considered good.

 

FOREIGN EXCHANGE RATES

 

Currency

Unit

Indian Rupees

US Dollar

1

Rs.54.71

UK Pound

1

Rs.82.79

Euro

1

Rs.71.43

 

INFORMATION DETAILS

 

Report Prepared by :

PRL

 

RATING EXPLANATIONS

 

RATING

STATUS

 

 

PROPOSED CREDIT LINE

>86

Aaa

Possesses an extremely sound financial base with the strongest capability for timely payment of interest and principal sums

 

Unlimited

71-85

Aa

Possesses adequate working capital. No caution needed for credit transaction. It has above average (strong) capability for payment of interest and principal sums

 

Large

56-70

A

Financial & operational base are regarded healthy. General unfavourable factors will not cause fatal effect. Satisfactory capability for payment of interest and principal sums

 

Fairly Large

41-55

Ba

Overall operation is considered normal. Capable to meet normal commitments.

 

Satisfactory

26-40

B

Capability to overcome financial difficulties seems comparatively below average.

 

Small

11-25

Ca

Adverse factors are apparent. Repayment of interest and principal sums in default or expected to be in default upon maturity

 

Limited with full security

<10

C

Absolute credit risk exists. Caution needed to be exercised

 

 

Credit not recommended

----

NB

New Business

----

 

This score serves as a reference to assess SC’s credit risk and to set the amount of credit to be extended. It is calculated from a composite of weighted scores obtained from each of the major sections of this report. The assessed factors and their relative weights (as indicated through %) are as follows:

 

Financial condition (40%)            Ownership background (20%)                 Payment record (10%)

Credit history (10%)                    Market trend (10%)                                Operational size (10%)

 

PRIVATE & CONFIDENTIAL : This information is provided to you at your request, you having employed MIPL for such purpose. You will use the information as aid only in determining the propriety of giving credit and generally as an aid to your business and for no other purpose. You will hold the information in strict confidence, and shall not reveal it or make it known to the subject persons, firms or corporations or to any other. MIPL does not warrant the correctness of the information as you hold it free of any liability whatsoever. You will be liable to and indemnify MIPL for any loss, damage or expense, occasioned by your breach or non observance of any one, or more of these conditions

This report is issued at your request without any risk and responsibility on the part of MIRA INFORM PRIVATE LIMITED (MIPL) or its officials.