MIRA INFORM REPORT

 

 

Report Date :

26.11.2013

 

IDENTIFICATION DETAILS

 

Name :

STAR UNION DAI-ICHI LIFE INSURANCE COMPANY LIMITED

 

 

Registered Office :

3rd Floor (West Wing), Star House, C-5, G Block, Bandra Kurla Complex, Bandra (East), Mumbai – 400051, Maharashtra

 

 

Country :

India

 

 

Financials (as on) :

31.03.2013

 

 

Date of Incorporation :

25.09.2007

 

 

Com. Reg. No.:

11-174472

 

 

Capital Investment / Paid-up Capital :

Rs.2500.000 Millions

 

 

CIN No.:

[Company Identification No.]

u66010MH2007PLC174472

 

 

TAN No.:

[Tax Deduction & Collection Account No.]

mums58859d

 

 

PAN No.:

[Permanent Account No.]

aalcs3949Q

 

 

Legal Form :

A Closely Held Public Limited Liability Company

 

 

Line of Business :

Subject is engaged in Life insurance Business.

 

 

No. of Employees :

Information denied by the management.

 

 

RATING & COMMENTS

 

MIRA’s Rating :

Ba (47)

 

RATING

STATUS

 

PROPOSED CREDIT LINE

41-55

Ba

Overall operation is considered normal. Capable to meet normal commitments.

Satisfactory

 

Maximum Credit Limit :

USD 11077000

 

 

Status :

Satisfactory

 

 

Payment Behaviour :

Usually Correct

 

 

Litigation :

Clear

 

 

Comments :

Subject is a joint venture between Bank of India, Union Bank of India and Dai-Ichi Mutual Life Insurance Company, Japan.

 

It is a well established company having satisfactory track record. There appears some accumulated losses recorded by the company. However, creditworthiness is good. Performance capacity is high.

 

Trade relations are reported to be fair. Business is active. Payments are reported to be usually correct.

 

The company can be considered for normal business dealings at usual trade terms and conditions.

 

NOTES :

Any query related to this report can be made on e-mail : infodept@mirainform.com while quoting report number, name and date.

 

 

INDIAN ECONOMIC OVERVIEW

 

The current downturn provides an opportunity to push ahead with reforms to accelerate growth, says the latest India Development Update report released by the World Bank. The report says that the adverse effects of rupee depreciation are likely to be offset by the gains in the exports performance due to improved external competitiveness. Since May this year, the local currency has depreciated substantially and fell to a record level of Rs 68.85 to a dollar on August, 28.

 

A stagflation like situation appears to have arisen as inflation jumped to an eight month high of 6.46 % for the month of September. It is up from 6.10 % in August. Growth continues to be muted with factory output plunging to 0.6  % in August. Onion prices have risen nearly 300 % from last September. Vegetables cost nearly 90 % more than they did last year. Wake up to the economic contribution of slum dwellers. They contribute more than 7.5 % to the country’s gross domestic product, according to a recent study conducted in 50 top cities.

 

136000 estimated number of jobs created during the second quarter of the current financial year. 50000 estimated number of additional jobs in the field of corporate social responsibility in the coming years.

 

The International Finance Corporation expects to come out with its rupee linked bonds issue before the end of 2013 as a part of its plan to raise $ 1 billion. The Apple iPhone 5c (Rs 41900 for 16 GB variant) and 5s (Rs 53500 for 16GB variant) has been launched in India from 1st November.

 

The Land Acquisition Act to provide just and fair compensation to farmers will come into force from January 1 next year, said Rural Development Minister Jairam Ramesh. The Act replaces a 119 year old registration. The Securities and Exchange Board of India has approved the trading of currency futures on the Bombay Stock Exchange. The exchange plans to launch the currency futures platform with advanced trading technology by the end of November.

 

 

RBI DEFAULTERS’ LIST STATUS

 

Subject’s name is not enlisted as a defaulter in the publicly available RBI Defaulters’ list.

 

 

EPF (Employee Provident Fund) DEFAULTERS’ LIST STATUS

 

Subject’s name is not enlisted as a defaulter in the publicly available EPF (Employee Provident Fund) Defaulters’ list as of 31-03-2012.

 

 

INFORMATION DECLINED

 

Management Non Co-operative [91-22-66684571]

 

 

LOCATIONS

 

Registered Office :

3rd Floor (West Wing), Star House, C-5, G Block, Bandra Kurla Complex, Bandra (East), Mumbai – 400051, Maharashtra, India 

Tel. No.:

91-22-39546200 / 66684571 / 66684593

Fax No.:

91-22-66684591

E-Mail :

saikumarg@gmail.com 

brijendra.rana@bankofindia.com  

ceo.sahayk@staruniondai-ichilife.com 

jagatputra@yahoo.co.in 

bvsrana@bankofindia.co.in

ceo@sudlife.in

radhakrishna.n@sudlife.in

customercare@sudlife.in

deepa.nair@sudlife.in

Website :

http://www.sudlife.in   

 

 

Corporate Office :

11th Floor, Raghuleela Arcade, IT Park, Sector 30 A, Opposite Vashi Railway Station, Vashi, Navi Mumbai – 400703, Maharashtra, India  

Tel. No.:

91-22-39546300

E-Mail :

customercare@sudlife.in 

 

 

Regional Office :

Located At:

 

Ahmedabad

Pune

Bhopal

Varanasi

Chandigarh

Hyderabad

Ernakulam

Kolkata

Guwahati

Ludhiana

Jaipur

Nagpur

Lucknow

Bangalore

Mumbai

Bhubaneswar

New Delhi

Chennai

Patna

Ranchi

 

 

Branch Office :

Agra

Allahabad

Aurangabad

Belgaum

Bhagalpur

Chandrapur

Coimbatore

Darbhanga

Dhanbad

Ghazipur

Gaya

Durgapur

Gorakhpur

Hazaribagh

Howrah

Indore

Jabalpur

Jalandhar

Jamshedpur

Jaunpur

Jodhpur

Kanpur

Karnal

Kolhapur

Kozhikode

Madurai

Mangalore

Meerut

Muzaffarpur

Nashik

 

 

DIRECTORS

 

AS ON 12.09.2013

 

Name :

Mr. Girish Pandurang Kulkarni

Designation :

Managing Director

Address :

22, Dhanishta Apartment, Tarangam Complex, Behind Cadburrys, Thane West, Thane-400602, Maharashtra, India

Date of Birth/Age :

03.12.1963

Date of Appointment :

12.04.2012

Din No.:

01683332

 

 

Name :

Mr. Subrahmanyam Kandikuppa

Designation :

Director

Address :

154, A Sealord Apartment, 117, Cuff Parade, Nepeansea Road, Mumbai-400005, Maharashtra, India

Date of Birth/Age :

15.07.1955

Date of Appointment :

31.05.2013

Din No.:

06576376

 

 

Name :

Mr. Masaki Hideto 

Designation :

Director    

Address :

403, 21 15, 2 Chome, Abiko City, Chiba Prefecture, Abiko-2701167

Date of Birth/Age :

25.03.1951

Date of Appointment :

14.09.2009

Din No.:

02723394

 

 

Name :

Mr. Atul Kumar Shukla

Designation :

Director

Address :

2310, 12 Samarth Aangan, Indradarshan Sector, Off Walawalkkar Marg, Oshiwara, Andheri (West), Mumbai-400053, Maharashtra, India

Date of Birth/Age :

20.04.1946

Date of Appointment :

27.04.2011

Din No.:

00121601

 

 

Name :

Mr. Chandran Thumparampil Nair

Designation :

Director

Address :

Flat 201, C Wing, Preeti CHS, Kanti Nagar, Off J.B. Nagar, Andheri (East), Mumbai-400059, Maharashtra, India

Date of Birth/Age :

15.01.1947

Date of Appointment :

27.04.2011

Din No.:

02689698

 

 

Name :

Mr. Gopal

Designation :

Director

Address :

Flat No. 1001, Glen Eagle G D Ambedkar Marg, Parle Village, Mumbai-400013, Maharashtra, India

Date of Birth/Age :

05.07.1960

Date of Appointment :

20.06.2013

Din No.:

06588114

 

 

Name :

Mr. Ramesh Chandra Baliarsingh

Designation :

Director

Address :

B 102, 40, Diamond Court, Napean Sea Road, Mumbai-400006, Maharashtra, India

Date of Birth/Age :

05.07.1956

Date of Appointment :

06.02.2013

Din No.:

06467717

 

 

Name :

Yoshio Takeyama

Designation :

Director

Address :

2100-11, Chigasaki City, Kangawa Prefecture, Japan

Date of Birth/Age :

11.02.1954

Date of Appointment :

30.04.2012

Din No.:

05252445

 

 

Name :

Debarata Purnendu Sarkar

Designation :

Director

Address :

Flat No. 32-A, Meherina NR, Simla House, Napean Sea Road, Mumbai-400026, Maharashtra, India

Date of Birth/Age :

03.11.1953

Date of Appointment :

06.06.2012

Din No.:

02502618

 

 

KEY EXECUTIVES

 

Name :

Mr. Rakesh Kumar

Designation :

Secretary

Address :

PH-7, 13th Floor, B-Wing, Maruti Paradise, Sector 15, CBD Belapur, Navi Mumbai-400614, Maharashtra, India

Date of Birth/Age :

11.03.1973

Date of Appointment :

08.02.2012

Pan No.:

ANLPK8950H

 

 

Name :

Mr. Pawan K Verma

Designation :

Chief Operating Officer

 

 

Name :

Mr. Kamalji Sahay

Designation :

Chief Executive Officer

 

 

Name :

Mr. Saurabh Mishra

Designation :

Chief Marketing and Distribution Officer

 

 

Name :

Mr. G. Saikumar

Designation :

Vice President  [Finance Controller]

 

 

Name :

Mr. Kazuho Kumano

Designation :

Vice President  [Financial Planning Analysis and Budgeting]

 

 

Name :

Mr. M. Nakamura

Designation :

Dy. Chief Executive Officer / Chief Financial Officer

 

 

Name :

Mr. G.V. Ramana

Designation :

Vice President  [Distribution]

 

 

Name :

Mr. Sanjay Dhavalikar

Designation :

Vice President  [Operations and Customer Service]

 

 

Name :

Mr. Y. Venkata Rao

Designation :

Vice President  [Investment]

 

 

MAJOR SHAREHOLDERS / SHAREHOLDING PATTERN

 

AS ON 12.09.2013

 

Names of Shareholders

 

No. of Shares

Bank of India, India 

 

119999998

Union Bank of India, India  

 

64999999

Rana Vir Singh Brijendra

 

1

The Dai-Ichi Mutual Life Insurance Company, Japan 

 

64999999

Ramaswami Narasu Polur

 

1

Vivek Jayawant Mhatre

 

1

Nakamura Masakazu

 

1

 

 

 

TOTAL

 

250000000

 

AS ON 12.09.2013

 

Equity Share Breakup

 

Percentage of Holding

Category

 

 

Foreign holdings [Foreign institutional investors, Foreign Companies, Foreign Financial Institutions, Non-resident Indian or Overseas corporate bodies or others]

 

26.00

Nationalized or other banks

 

74.00

TOTAL

 

100.00

 

 

BUSINESS DETAILS

 

Line of Business :

Subject is engaged in Life insurance Business.

 

 

GENERAL INFORMATION

 

No. of Employees :

Information denied by the management.

 

 

Bankers :

·         Bank of India

·         Union Bank of India

·         Aryavrat Gramin Bank

·         Narmada Malwa Gramin Bank

·         Baitarani Gramya Bank

·         Kasha Gomti Samyut Gramin Bank

·         Rewa Sidhi Gramin Bank

·         Jharkhand Gramin Bank

·         Wainganga Krishna Gramin Bank

 

 

 

Banking Relations :

--

 

 

Auditors :

 

Name :

Mukund M. Chitale

Chartered Accountants

Address :

205, Agarwal Shyamkamal A, Vile Parle (East), Mumbai-400057, Maharashtra, India

PAN No:

AAAFM2030L

 

 

CAPITAL STRUCTURE

 

AS ON 31.03.2013

 

Authorised Capital :

No. of Shares

Type

Value

Amount

250000000

Equity Shares

Rs.10/- each

Rs.2500.000 Millions

 

Issued, Subscribed & Paid-up Capital :

No. of Shares

Type

Value

Amount

250000000

Equity Shares

Rs.10/- each

Rs.2500.000 Millions

 


 

FINANCIAL DATA

[all figures are in Rupees Millions]

 

ABRIDGED BALANCE SHEET

 

SOURCES OF FUNDS

 

31.03.2013

31.03.2012

31.03.2011

SHAREHOLDERS FUNDS

 

 

 

1] Share Capital

2500.000

2500.000

2500.000

2] Share Application Money

0.000

0.000

0.000

3] Reserves & Surplus

1700.000

1700.000

1700.000

4] Credit/ Debit Fair Value Charge Account

(7.253)

(8.850)

(0.699)

5] (Accumulated Losses)

(1423.440)

(949.452)

(693.479)

NETWORTH

2769.307

3241.698

3505.822

 

 

 

 

LOAN FUNDS

 

 

 

1] Credit/ Debit Fair Value Change Account

(13.193)

2.279

1.373

2] Policy Liability 

11562.922

7006.733

2533.653

3] Surrendered Policies Fund Liabilities

9.558

9.990

5.011

4] Provision for Linked Liabilities

23786.427

18707.193

11736.908

TOTAL BORROWING

35345.714

25726.195

14276.945

DEFERRED TAX LIABILITIES

0.000

0.000

0.000

 

 

 

 

TOTAL

38115.021

28967.893

17782.767

 

 

 

 

APPLICATION OF FUNDS

 

 

 

 

 

 

 

FIXED ASSETS [Net Block]

296.395

274.991

176.677

SHAREHOLDERS

2215.576

2584.803

3439.433

 

 

 

 

ASSETS HELD TO COVER INKED LIABILITIES

23786.541

18707.271

11736.956

POLICYHOLDERS

10819.674

6521.643

2291.342

LOANS

9.349

0.191

0.000

 

 

 

 

CURRENT ASSETS, LOANS & ADVANCES

 

 

 

 

Inventories

0.000

0.000

0.000

 

Sundry Debtors

0.000

0.000

0.000

 

Cash & Bank Balances

1090.559
1397.638
1322.448

 

Other Current Assets

1642.611
915.284
497.627

 

Loans & Advances

90.169
71.417
56.697

Total Current Assets

2823.339
2384.339
1876.772

Less : CURRENT LIABILITIES & PROVISIONS

 

 

 

 

Sundry Creditors

149.211
238.502
73.559

 

Other Current Liabilities

1681.956
1551.071
1690.599

 

Provisions

4.686
3.755
1.243

Total Current Liabilities

1835.853
1793.328
1765.401

Net Current Assets

987.486
591.011
111.371

 

 

 

 

MISCELLANEOUS EXPENSES

0.000

0.000

0.000

DEBIT BALANCE OF REVENUE ACCOUNT

0.000

287.983

26.988

 

 

 

 

TOTAL

38115.021

28967.893

17782.767

 

 

REVENUE ACCOUNT

 

POLICYHOLDERS ACCOUNT [TECHNICAL ACCOUNT]

 

PARTICULARS

 

31.03.2013

31.03.2012

31.03.2011

 

 

 

 

Premium Earned Net

 

 

 

Premium

10687.970

12719.464

9333.098

Reinsurance Earned 

(22.992)

(14.190)

(7.532)

Reinsurance Accepted

0.000

0.000

0.000

Income From Investment

 

 

 

Interest, Dividend and Rent (Net of Amortization)

1519.669

812.335

319.658

Profit on Sale / Redemption of Investment

646.137

441.332

269.181

Loss on Sale / Redemption of Investment

(310.847)

(436.712)

(155.416)

Transfer / Gain on Revaluation / Charge in Fair Value

0.000

0.000

0.000

Unrealsed Gain / (Loss)

804.303

(553.027)

240.942

Appropriation and Expropriation

0.000

0.000

9.849

Other Income

0.000

0.000

0.000

Contribution from Shareholders Account

681.647

0.000

0.000

Fees and Charges

0.000

0.000

0.000

Miscellaneous Income

44.023

31.435

45.493

Total

14049.910

13000.637

10055.273

 

 

 

 

Commission

583.394

513.688

401.869

Operating Expenses related to Insurance Business

1709.925

1540.697

1054.057

Provision for Doubtful Debts

0.000

0.000

0.000

Bad Debts Written Off

0.000

0.000

0.000

Provision for Tax (Fringe Benefit Tax)

0.000

0.000

0.000

Provision (Other than taxation)

0.000

0.000

0.000

For diminution in the value of Investment 

0.000

0.000

0.000

Other

0.000

0.000

0.000

Total

2293.319

2054.385

1455.926

 

 

 

 

Benefit Paid (Net)

1818.222

162.620

70.061

Interim Bonus Paid

0.000

0.000

0.000

Change in valuation of liability in respect of life policies

 

 

 

Gross

4599.951

4514.195

2133.282

Amount ceded in Reinsurance

(44.195)

(36.134)

(28.138)

Amount accepted in Reinsurance

0.000

0.000

0.000

Transfer to Linked Funds

5079.233

6970.285

6889.466

Total

11453.211

11610.966

9065.471

Surplus (Deficits)

303.380

(664.714)

(466.124)

Appropriation

 

 

 

Transfer to shareholders accounts

303.380

(403.719)

(439.136)

Transfer to balance sheet

0.000

(260.995)

(26.988)

Balance being funds for future appropriation

0.000

0.000

0.000

Total

303.380

(664.714)

(466.124)

Details of Total Surplus

 

 

 

Interim Bonus Paid

0.000

0.000

0.000

Allocation of Bonus to Policyholders

332.719

0.000

0.000

Surplus Shown in Revenue Account

303.380

(664.714)

(466.124)

Total Surplus

636.099

(664.714)

(466.124)

 

 

PROFIT & LOSS ACCOUNT

 

SHAREHOLDERS ACCOUNT [NON-TECHNICAL ACCOUNT]

 

 

PARTICULARS

 

31.03.2013

31.03.2012

31.03.2011

 

SALES

 

 

 

 

 

Interest, Dividend and Rent – Gross

197.907

246.365

260.282

 

 

Amounts Transferred from the Policyholders Account

303.380

(403.719)

(439.136)

 

 

Profit on Sales/redemption of Investments

32.228

20.173

37.695

 

 

Loss on Sale/redemption of Investments

(6.001)

(11.605)

(7.150)

 

 

Other Income

1.104

1.259

5.411

 

 

TOTAL                                    

528.618

(147.527)

(142.898)

 

 

 

 

 

Less

EXPENSES

 

 

 

 

 

Expense Other than those directly related to the Insurance Business

17.635

106.177

136.541

 

 

Contribution to the Policyholders Account – Participating

74.081

0.000

0.000

 

 

Contribution to the Policyholders Account – Group Life

26.600

0.000

0.000

 

 

Contribution to the Policyholders Account -  Non Par Annuity

14.155

0.000

0.000

 

 

Contribution to the Policyholders Account – Linked Life

566.811

0.000

0.000

 

 

TOTAL                                    

699.282

106.177

136.541

 

 

 

 

 

 

PROFIT / (LOSS) BEFORE TAX

(170.664)

(253.704)

(279.439)

 

 

 

 

 

Less

TAX                                                                 

15.341

2.269

3.474

 

 

 

 

 

 

PROFIT / (LOSS) AFTER TAX

(186.005)

(255.973)

(282.913)

 

 

 

 

 

Add

PREVIOUS YEARS’ BALANCE BROUGHT FORWARD

(949.452)

(693.479)

(410.566)

 

BALANCE AT THE BEGINNING OF THE YEAR – PARTICIPATING POLICYHOLDERS

(287.983)

0.000

0.000

 

 

 

 

 

 

BALANCE CARRIED TO THE B/S

(1423.440)

(949.452)

(693.479)

 

 

 

 

 

 

Earnings / (Loss) Per Share (Rs.)

(0.74)

(1.02)

(1.13)

 

 

 

KEY RATIOS

 

PARTICULARS

 

 

31.03.2013

31.03.2012

31.03.2011

PAT / Total Income

(%)

(35.19)
(173.51)
(197.98)

 

 

 
 
 

Return on Total Assets

(PBT/Total Assets}

(%)

(5.47)
(9.54)
(13.61)

 

 

 
 
 

Return on Investment (ROI)

(PBT/Networth)

 

(0.06)
(0.08)
(0.07)

 

 

 
 
 

Debt Equity Ratio

(Total Debt/Networth)

 

12.76
7.94
4.07

 

 

 
 
 

Current Ratio

(Current Asset/Current Liability)

 

1.54
1.33
1.06

 

 

LOCAL AGENCY FURTHER INFORMATION

 

DETAILS OF CURRENT MATURITIES OF LONG TERM DEBT: NOT AVAILABLE

 

 

Sr. No.

Check List by Info Agents

Available in Report (Yes / No)

1]

Year of Establishment

Yes

2]

Locality of the firm

Yes

3]

Constitutions of the firm

Yes

4]

Premises details

No

5]

Type of Business

Yes

6]

Line of Business

Yes

7]

Promoter's background

Yes

8]

No. of employees

No

9]

Name of person contacted

No

10]

Designation of contact person

No

11]

Turnover of firm for last three years

Yes

12]

Profitability for last three years

Yes

13]

Reasons for variation <> 20%

--

14]

Estimation for coming financial year

No

15]

Capital in the business

Yes

16]

Details of sister concerns

No

17]

Major suppliers

No

18]

Major customers

No

19]

Payments terms

No

20]

Export / Import details (if applicable)

No

21]

Market information

--

22]

Litigations that the firm / promoter involved in

--

23]

Banking Details

Yes

24]

Banking facility details

No

25]

Conduct of the banking account

--

26]

Buyer visit details

--

27]

Financials, if provided

Yes

28]

Incorporation details, if applicable

Yes

29]

Last accounts filed at ROC

Yes

30]

Major Shareholders, if available

Yes

31]

PAN of Proprietor/Partner/Director, if available

No

32]

Date of Birth of Proprietor/Partner/Director, if available

Yes

33]

Voter ID No of Proprietor/Partner/Director, if available

No

34]

External Agency Rating, if available

No

 

 

INDEX OF CHARGES: NO CHARGES EXIST FOR COMPANY

 

 

BACKGROUND:

 

Subject ('the Company') a joint venture between Bank of India (48%), Union Bank of India (26%) and The Dai-Ichi Life Insurance Company Limited, Japan (26%) was incorporated on 25th September 2007 as a company under the Companies Act, 1956 ('the Act'). The Company is licensed by the Insurance Regulatory and Development Authority ('IRDA') on 26th December 2008 for carrying on life insurance business in India.

 

The Company commenced Life Insurance Business w.e.f 9th February 2009. The Company's life insurance business comprises individual life participating, non-participating Individual, Group business, Annuity and Unit Linked Individual Life and pension segments. Some of these policies have riders attached to them such as Accident and Disability Benefits, Critical Illness. These products are distributed through corporate agents. During the year the company has launched the Agency Channel on pilot basis for distribution of its products.

 

 

CONTINGENT LIABILITIES:

 

Particulars

 

31.03.2013

(Rs. in millions)

31.03.2012

(Rs. in millions)

Claims, other than those under policies, not acknowledged as debts*

0.175

0.320

Statutory demand liabilities in dispute, not provided for *

0.170

3.669

Claims under policies not acknowledged as debts #

1.692

1.298

Other amount towards work done, pending crystallization of liability

7.209

7.209

TOTAL

9.246

12.496

 

NOTE:

 

 # Claims with state/district forum disclosed to the extent the amounts are ascertainable.

 

* Income tax liability in dispute as mentioned above is against assessment order received by the company form the income tax authority. The company has filed an appeal on April 23, 2013 against the said assessment order with the appellate authority and has been advised by the experts that their grounds of appeal are supported in low.

 

 

FIXED ASSETS:

 

·         Land

·         Buildings

·         Furniture and Fixture

·         Vehicles

·         Office Equipment

 

 

 

 


CMT REPORT (Corruption, Money Laundering & Terrorism]

 

The Public Notice information has been collected from various sources including but not limited to: The Courts, India Prisons Service, Interpol, etc.

 

1]         INFORMATION ON DESIGNATED PARTY

No exist designating subject or any of its beneficial owners, controlling shareholders or senior officers as terrorist or terrorist organization or whom notice had been received that all financial transactions involving their assets have been blocked or convicted, found guilty or against whom a judgement or order had been entered in a proceedings for violating money-laundering, anti-corruption or bribery or international economic or anti-terrorism sanction laws or whose assets were seized, blocked, frozen or ordered forfeited for violation of money laundering or international anti-terrorism laws.

 

2]         Court Declaration :

No exist to suggest that subject is or was the subject of any formal or informal allegations, prosecutions or other official proceeding for making any prohibited payments or other improper payments to government officials for engaging in prohibited transactions or with designated parties.

 

3]         Asset Declaration :

No records exist to suggest that the property or assets of the subject are derived from criminal conduct or a prohibited transaction.

 

4]         Record on Financial Crime :

            Charges or conviction registered against subject:                                                              None

 

5]         Records on Violation of Anti-Corruption Laws :

            Charges or investigation registered against subject:                                                          None

 

6]         Records on Int’l Anti-Money Laundering Laws/Standards :

            Charges or investigation registered against subject:                                                          None

 

7]         Criminal Records

No available information exist that suggest that subject or any of its principals have been formally charged or convicted by a competent governmental authority for any financial crime or under any formal investigation by a competent government authority for any violation of anti-corruption laws or international anti-money laundering laws or standard.

 

8]         Affiliation with Government :

No record exists to suggest that any director or indirect owners, controlling shareholders, director, officer or employee of the company is a government official or a family member or close business associate of a Government official.

 

9]         Compensation Package :

Our market survey revealed that the amount of compensation sought by the subject is fair and reasonable and comparable to compensation paid to others for similar services.

 

10]        Press Report :

            No press reports / filings exists on the subject.

 

 

 

 

CORPORATE GOVERNANCE

 

MIRA INFORM as part of its Due Diligence do provide comments on Corporate Governance to identify management and governance. These factors often have been predictive and in some cases have created vulnerabilities to credit deterioration.

 

Our Governance Assessment focuses principally on the interactions between a company’s management, its Board of Directors, Shareholders and other financial stakeholders.

 

 

CONTRAVENTION

 

Subject is not known to have contravened any existing local laws, regulations or policies that prohibit, restrict or otherwise affect the terms and conditions that could be included in the agreement with the subject.

 

 

FOREIGN EXCHANGE RATES

 

Currency

Unit

Indian Rupees

US Dollar

1

Rs.62.57

UK Pound

1

Rs.101.42

Euro

1

Rs.84.70

 

 

INFORMATION DETAILS

 

Information Gathered by :

PLK

 

 

Report Prepared by :

TPT


 

SCORE & RATING EXPLANATIONS

 

SCORE FACTORS

 

RANGE

POINTS

HISTORY

1~10

5

PAID-UP CAPITAL

1~10

6

OPERATING SCALE

1~10

5

FINANCIAL CONDITION

 

 

--BUSINESS SCALE

1~10

6

--PROFITABILIRY

1~10

5

--LIQUIDITY

1~10

5

--LEVERAGE

1~10

5

--RESERVES

1~10

5

--CREDIT LINES

1~10

5

--MARGINS

-5~5

--

DEMERIT POINTS

 

 

--BANK CHARGES

YES/NO

YES

--LITIGATION

YES/NO

NO

--OTHER ADVERSE INFORMATION

YES/NO

NO

MERIT POINTS

 

 

--SOLE DISTRIBUTORSHIP

YES/NO

NO

--EXPORT ACTIVITIES

YES/NO

NO

--AFFILIATION

YES/NO

NO

--LISTED

YES/NO

NO

--OTHER MERIT FACTORS

YES/NO

YES

--RBI

YES/NO

NO

--EPF

YES/NO

NO

TOTAL

 

47

 

This score serves as a reference to assess SC’s credit risk and to set the amount of credit to be extended. It is calculated from a composite of weighted scores obtained from each of the major sections of this report. The assessed factors and their relative weights (as indicated through %) are as follows:

 

Financial condition (40%)            Ownership background (20%)                 Payment record (10%)

Credit history (10%)                    Market trend (10%)                                Operational size (10%)

 


 

RATING EXPLANATIONS

 

 

RATING

STATUS

 

 

PROPOSED CREDIT LINE

>86

Aaa

Possesses an extremely sound financial base with the strongest capability for timely payment of interest and principal sums

 

Unlimited

71-85

Aa

Possesses adequate working capital. No caution needed for credit transaction. It has above average (strong) capability for payment of interest and principal sums

 

Large

56-70

A

Financial & operational base are regarded healthy. General unfavourable factors will not cause fatal effect. Satisfactory capability for payment of interest and principal sums

 

Fairly Large

41-55

Ba

Overall operation is considered normal. Capable to meet normal commitments.

 

Satisfactory

26-40

B

Capability to overcome financial difficulties seems comparatively below average.

 

Small

11-25

Ca

Adverse factors are apparent. Repayment of interest and principal sums in default or expected to be in default upon maturity

 

Limited with full security

<10

C

Absolute credit risk exists. Caution needed to be exercised

 

 

Credit not recommended

--

NB

                                       New Business

 

--

 

PRIVATE & CONFIDENTIAL : This information is provided to you at your request, you having employed MIPL for such purpose. You will use the information as aid only in determining the propriety of giving credit and generally as an aid to your business and for no other purpose. You will hold the information in strict confidence, and shall not reveal it or make it known to the subject persons, firms or corporations or to any other. MIPL does not warrant the correctness of the information as you hold it free of any liability whatsoever. You will be liable to and indemnify MIPL for any loss, damage or expense, occasioned by your breach or non observance of any one, or more of these conditions

This report is issued at your request without any risk and responsibility on the part of MIRA INFORM PRIVATE LIMITED (MIPL) or its officials.