MIRA INFORM REPORT

 

 

Report Date :

29.11.2013

 

IDENTIFICATION DETAILS

 

Name :

YUM! RESTAURANTS (INDIA) PRIVATE LIMITED (w.e.f. 2002)

 

 

Formerly Known As :

TRICON RESTAURANTS ( INDIA ) PRIVATE LIMITED (w.e.f. 1997)

 

PEPSI RESTAURANTS ( INDIA) PRIVATE LIMITED (w.e.f. 1995)

 

KFC INDIA HOLDING PRIVATE LIMITED

 

 

Registered Office :

258, Satyam Tower, Opposite Jwalaheri Market, Paschim Vihar, New Delhi – 110063, Delhi

 

 

Country :

India

 

 

Financials (as on) :

31.03.2012

 

 

Date of Incorporation :

17.03.1994

 

 

Com. Reg. No.:

55-057894

 

 

Capital Investment / Paid-up Capital :

Rs.2543.988 millions

 

 

CIN No.:

[Company Identification No.]

U74899DL1994PTC057894

 

 

TAN No.:

[Tax Deduction & Collection Account No.]

DELYOO521D

 

 

PAN No.:

[Permanent Account No.]

AAACY1883E

 

 

Legal Form :

Private Limited Liability Company

 

 

Line of Business :

The Company is primarily engaged in the business of developing and managing quick service restaurant brands – KFC, Pizza Hut and Taco Bell through a mix of own stores and franchisees.

 

 

No. of Employees :

Information declined by the management

 

 

RATING & COMMENTS

 

MIRA’s Rating :

Ba (42)

 

RATING

STATUS

PROPOSED CREDIT LINE

41-55

Ba

Overall operation is considered normal. Capable to meet normal commitments.

Satisfactory

 

Maximum Credit Limit :

USD 7800000

 

 

Status :

Satisfactory

 

 

Payment Behaviour :

Slow but correct

 

 

Litigation :

Exist

 

 

Comments :

Subject is a part of Yum! Restaurants Internationals USA. It is an established company having satisfactory track record.

 

The management has failed to file its financial with government department for the year 2013.

 

As per available financial of 2012, there appears some accumulated losses which seems to be decreasing over year.

 

However, YUM’s rating reflect its strong operating cash flow, extensive exposure to faster growing emerging markets, and scale with nearly 38,000 system-wide units. Further capital base of the company seems to be strong and healthy.

 

Directors are reported to be experienced and respectable business men.

 

Trade relations are reported as fair. Business is active. Payment terms are slow but correct.

 

The company can be considered for business dealings at usual trade terms and conditions.

 

NOTES :

Any query related to this report can be made on e-mail : infodept@mirainform.com while quoting report number, name and date.

 

 

ECGC Country Risk Classification List – March 31st, 2013

 

Country Name

Previous Rating

(31.12.2012)

Current Rating

(31.03.2013)

India

A1

A1

 

Risk Category

ECGC Classification

Insignificant

 

A1

Low

 

A2

Moderate

 

B1

High

 

B2

Very High

 

C1

Restricted

 

C2

Off-credit

 

D

 

 

INDIAN ECONOMIC OVERVIEW

 

The current downturn provides an opportunity to push ahead with reforms to accelerate growth, says the latest India Development Update report released by the World Bank. The report says that the adverse effects of rupee depreciation are likely to be offset by the gains in the exports performance due to improved external competitiveness. Since May this year, the local currency has depreciated substantially and fell to a record level of Rs 68.85 to a dollar on August, 28.

 

A stagflation like situation appears to have arisen as inflation jumped to an eight month high of 6.46 % for the month of September. It is up from 6.10 % in August. Growth continues to be muted with factory output plunging to 0.6  % in August. Onion prices have risen nearly 300 % from last September. Vegetables cost nearly 90 % more than they did last year. Wake up to the economic contribution of slum dwellers. They contribute more than 7.5 % to the country’s gross domestic product, according to a recent study conducted in 50 top cities.

 

136000 estimated number of jobs created during the second quarter of the current financial year. 50000 estimated number of additional jobs in the field of corporate social responsibility in the coming years.

 

The International Finance Corporation expects to come out with its rupee linked bonds issue before the end of 2013 as a part of its plan to raise $ 1 billion. The Apple iPhone 5c (Rs 41900 for 16 GB variant) and 5s (Rs 53500 for 16GB variant) has been launched in India from 1st November.

 

The Land Acquisition Act to provide just and fair compensation to farmers will come into force from January 1 next year, said Rural Development Minister Jairam Ramesh. The Act replaces a 119 year old registration. The Securities and Exchange Board of India has approved the trading of currency futures on the Bombay Stock Exchange. The exchange plans to launch the currency futures platform with advanced trading technology by the end of November.

 

 

RBI DEFAULTERS’ LIST STATUS

 

Subject’s name is not enlisted as a defaulter in the publicly available RBI Defaulters’ list.

 

 

EPF (EMPLOYEE PROVIDENT FUND) DEFAULTERS’ LIST STATUS

 

Subject’s name is not enlisted as a defaulter in the publicly available EPF (Employee Provident Fund) Defaulters’ list as of 31-03-2012.

 

 

INFORMATION PARTED BY

 

Name :

Ms. Sini Abraham

Designation :

Accounts Department

Contact No.:

91-124-4025100

Date :

28.11.2013

 

 

LOCATIONS

 

Registered Office :

258, Satyam Tower, Opposite Jwalaheri Market, Paschim Vihar, New Delhi – 110063, Delhi, India

Tel. No.:

Not Available

Fax No.:

Not Available

E-Mail :

ajay.bansal@yum.com

anupam.bhattacharya@yum.com

 

 

Corporate Office/ Administrative office:

12th Floor , Tower D Global Business Park, Gurgaon – 122 002, Haryana, India

Tel. No.:

91-124 - 4025100

Fax No.:

91-124 - 4060755

 

 

DIRECTORS

 

As on: 18.12.2012

 

Name :

Mr. Vijayasukumar C. Veettil

Designation :

Director

Address :

Apartment A-106, Oakwood Estates DLF Phase- 2. Gurgaon – 122 002, Haryana, India

Date of Birth/Age :

28.03.1963

Date of Appointment :

20.04.2009

DIN No.:

00073869

 

 

Name :

Mr. Niren Chaudhary

Designation :

Director

Address :

A-18, Block –A, Nirman Vihar, Delhi, India

Date of Birth/Age :

13.01.1963

Date of Appointment :

25.06.2007

DIN No.:

01854964

 

 

Name :

Mr. Ankush Tuli

Designation :

Director

Address :

H. No.: 302, Tower 12, The Close South Nirvana Country, Gurgaon – 122002, Haryana, India

Date of Birth/Age :

12.07.1975

Date of Appointment :

20.03.2012

DIN No.:

02146818

 

 

Name :

Mr. Tarun Lal

Designation :

Director

Address :

A-3, 1202, World SPA, Sector 30 and 41, Gurgaon – 122001, Haryana, India

Date of Birth/Age :

21.12.1968

Date of Appointment :

01.09.2008

DIN No.:

02336206

 

 

Name :

Binoo Wadhwa

Designation :

Director

Address :

M-56, First Floor, Block-M, Greater Kailash Hii, New Delhi – 110 048, India

Date of Birth/Age :

11.08.1959

Date of Appointment :

20.04.2009

DIN No.:

02604356

 

Name :

Mr. Manoj W. Paraskar

Designation :

Director

Address :

1001-A3, World SPA, Sector- 30, Gurgaon – 122 002, Haryana, India

Date of Birth/Age :

25.02.1966

Date of Appointment :

20.04.2009

DIN No.:

02615881

 

 

Name :

Mr. Unnat Subhash Varma

Designation :

Director

Address :

M 14/31, DLF City Phase II, Gurgaon – 122002, Haryana, India

Date of Birth/Age :

10.04.1970

Date of Appointment :

20.03.2012

DIN No.:

02862284

 

 

Name :

Mr. Sandeep Kataria

Designation :

Director

Address :

Emaar Plam Spring, B702, Golf Course Road, Sector S3, Gurgaon – 121104, Haryana, India

Date of Birth/Age :

09.01.1970

Date of Appointment :

20.03.2012

DIN No.:

05183714

 

 

Name :

Mr. Sanjiv Kumar Razdan

Designation :

Director

Address :

C-8D, DDA Flats, Munirka, New Delhi – 1100657, India

Date of Birth/Age :

21.10.1974

Date of Appointment :

20.03.2012

DIN No.:

05192150

 

 

Name :

Ms. Sanchita Singh

Designation :

Director

 

 

Name :

Mr. Rajiv Minocha

Designation :

Director

 

 

 

KEY EXECUTIVES

 

Name :

Mr. Sanjay Kumar Singh

Designation :

Company Secretary

Address :

WZ-72, Near Oriental Bank Of Commerce, Palam, New Delhi – 110 045, India

Date of Appointment :

31.07.2008

PAN No.:

ASMPS4194H

 

 

MAJOR SHAREHOLDERS / SHAREHOLDING PATTERN

 

As on: 18.12.2012

 

Names of Shareholders

 

No. of Shares

Yumi Asia Franchisee Pte Limited, Singapore

 

200697451

Yumi Restaurants China Holdings Limited, Hong Kong

 

8

Total

 

200697459

 

 

As on 20.06.2013

 

Names of Allotment

 

No. of Shares Allotted

Yum! Asia Franchise PTE Limited, Singpore 

 

7532307

Total

 

7532307

 

 

As on 14.08.2013

 

Names of Allotment

 

No. of Shares Allotted

Yum! Asia Franchise PTE Limited, Singpore 

 

11928500

Total

 

11928500

 

 

Equity Share Break up (Percentage of Total Equity)

 

As on: 18.12.2012

 

Category

Percentage

Foreign holdings( Foreign institutional investor(s), Foreign companie(s) Foreign financial institution(s), Non-resident Indian(s) or Overseas Corporate bodies or Others

100.00

Total

100.00

 

 

BUSINESS DETAILS

 

Line of Business :

The Company is primarily engaged in the business of developing and managing quick service restaurant brands – KFC, Pizza Hut and Taco Bell through a mix of own stores and franchisees.

 

 

GENERAL INFORMATION

 

No. of Employees :

Information declined by the management

 

 

Bankers :

Citi Bank

 

 

Facilities :

(Rs. In Millions)

Secured Loan

As on

31.03.2012

As on

31.03.2011

Long-term borrowings

 

 

Loans taken for vehicles

24.734

14.799

Total

24.734

14.799

 

 

 

Banking Relations :

---

 

 

Auditors :

 

Name :

BSR and Company

Chartered Accountants 

Address :

4 B, DLF Corporate Park, DLF City Phase – III, Gurgaon – 122 002, Haryana, India

Tel. No.:

91-124-2549191

Fax No.:

91-124-2549101

PAN No.:

AAAFB9852F

 

 

Ultimate Holding Company :

Yum! Brands Inc., USA

 

 

Holding Company

Yum! Asia Franchisee Pte Limited, Singapore

 

 

Subsidiary company

Yum! Restaurants Marketing Private Limited

 

 

Fellow Subsidiaries

·         Yum! Restaurants Europe Limited, United Kingdom

·         Yum! Restaurants International Ltd., Dubai

·         KFC Holdings BV, Netherland

·         Yum! Restaurants International Inc, USA

·         Yum! Restaurants International Limited, Australia

·         Yum! Restaurants International Limited, Thailand

·         Kentucky Fried Chicken (Great Britain) Limited, United Kingdom

·         Yum! Restaurants International Ltd. Geneva

·         Pizza Hut UK Limited, United Kingdom

 

 

CAPITAL STRUCTURE

 

After 18.12.2012

 

Authorised Capital :

No. of Shares

Type

Value

Amount

 

 

 

 

260000000

Equity Shares

Rs.10/- each

Rs. 2600.000 Millions

 

 

 

 

 

Issued, Subscribed & Paid-up Capital :

No. of Shares

Type

Value

Amount

 

 

 

 

229685920

Equity Shares

Rs.10/- each

Rs. 2296.859 Millions

 

 

 

 

 

 

As on 31. 03.2012

 

Authorised Capital :

No. of Shares

Type

Value

Amount

 

 

 

 

260000000

Equity Shares

Rs.10/- each

Rs. 2600.000 Millions

 

 

 

 

 

Issued, Subscribed & Paid-up Capital :

No. of Shares

Type

Value

Amount

 

 

 

 

254398805

Equity Shares

Rs.10/- each

Rs. 2543.988 Millions

 

 

 

 

 


 

FINANCIAL DATA

[all figures are in Rupees Millions]

 

ABRIDGED BALANCE SHEET

 

SOURCES OF FUNDS

 

 

31.03.2012

31.03.2011

I.        EQUITY AND LIABILITIES

 

 

 

(1)Shareholders' Funds

 

 

 

(a) Share Capital

 

2543.988

2374.989

(b) Reserves & Surplus

 

(572.998)

(1085.162)

(c) Money received against share warrants

 

0.000

0.000

 

 

 

 

(2) Share Application money pending allotment

 

0.000

175.011

Total Shareholders’ Funds (1) + (2)

 

1970.990

1464.838

 

 

 

 

(3) Non-Current Liabilities

 

 

 

(a) long-term borrowings

 

24.734

14.799

(b) Deferred tax liabilities (Net)

 

0.000

0.000

(c) Other long term liabilities

 

153.175

115.098

(d) long-term provisions

 

19.011

5.866

Total Non-current Liabilities (3)

 

196.920

135.763

 

 

 

 

(4) Current Liabilities

 

 

 

(a) Short term borrowings

 

0.000

0.000

(b) Trade payables

 

311.103

339.282

(c) Other current liabilities

 

273.992

245.688

(d) Short-term provisions

 

0.260

0.824

Total Current Liabilities (4)

 

585.355

585.794

 

 

 

 

TOTAL

 

2753.265

2186.395

 

 

 

 

II.      ASSETS

 

 

 

(1) Non-current assets

 

 

 

(a) Fixed Assets

 

 

 

(i) Tangible assets

 

1520.957

1105.902

(ii) Intangible Assets

 

38.494

13.270

(iii) Capital work-in-progress

 

89.610

67.230

(iv) Intangible assets under development

 

0.000

0.000

(b) Non-current Investments

 

0.100

0.100

(c) Deferred tax assets (net)

 

0.000

0.000

(d)  Long-term Loan and Advances

 

745.523

556.191

(e) Other Non-current assets

 

0.260

0.125

Total Non-Current Assets

 

2394.944

1742.818

 

 

 

 

(2) Current assets

 

 

 

(a) Current investments

 

0.000

0.000

(b) Inventories

 

51.871

29.105

(c) Trade receivables

 

89.401

57.997

(d) Cash and cash equivalents

 

107.529

314.377

(e) Short-term loans and advances

 

109.499

42.036

(f) Other current assets

 

0.021

0.062

Total Current Assets

 

358.321

443.577

 

 

 

 

TOTAL

 

2753.265

2186.395


 

SOURCES OF FUNDS

 

 

 

31.03.2010

SHAREHOLDERS FUNDS

 

 

 

1] Share Capital

 

 

2293.521

2] Share Application Money

 

 

0.000

3] Reserves & Surplus

 

 

0.000

4] (Accumulated Losses)

 

 

(1139.523)

NETWORTH

 

 

1153.998

LOAN FUNDS

 

 

 

1] Secured Loans

 

 

19.984

2] Unsecured Loans

 

 

0.000

TOTAL BORROWING

 

 

19.984

DEFERRED TAX LIABILITIES

 

 

0.000

 

 

 

 

TOTAL

 

 

1173.982

 

 

 

 

APPLICATION OF FUNDS

 

 

 

 

 

 

 

FIXED ASSETS [Net Block]

 

 

685.059

Capital work-in-progress

 

 

80.535

 

 

 

 

INVESTMENT

 

 

0.099

DEFERREX TAX ASSETS

 

 

0.000

 

 

 

 

CURRENT ASSETS, LOANS & ADVANCES

 

 

 

 

Inventories

 
 

17.605

 

Sundry Debtors

 
 

68.568

 

Cash & Bank Balances

 
 

210.854

 

Other Current Assets

 
 

0.185

 

Loans & Advances

 
 

495.844

Total Current Assets

 
 

793.056

Less : CURRENT LIABILITIES & PROVISIONS

 
 

 

 

Current Liabilities

 
 

124.300

 

Sunday Creditors

 
 

255.388

 

Provisions

 
 

5.079

Total Current Liabilities

 
 

384.767

Net Current Assets

 
 

408.289

 

 

 

 

MISCELLANEOUS EXPENSES

 

 

0.000

 

 

 

 

TOTAL

 

 

1173.982


PROFIT & LOSS ACCOUNT

 

 

PARTICULARS

31.03.2012

31.03.2011

31.03.2010

 

 

 

 

 

 

INCOME (GROSS REVENUE)

4499.005

2834.262

1562.007

 

 

 

 

 

 

EXPENSES

4868.389

3105.770

1872.496

 

 

 

 

 

 

PROFIT / (LOSS) BEFORE TAX

(369.384)

(271.508)

(295.823)

 

 

 

 

 

 

TAX                             

0.000

0.000

0.000

 

 

 

 

 

 

PROFIT / (LOSS) AFTER TAX

(369.384)

(271.507)

(295.823)

 

 

 

 

 

 

PREVIOUS YEARS’ BALANCE BROUGHT FORWARD

(1411.031)

(1139.524)

(843.701)

 

 

 

 

 

 

BALANCE CARRIED TO THE B/S

(1780.415)

(1411.031)

(1139.524)

 

 

 

 

 

 

Earnings / (Loss) Per Share (Rs.)

(1.45)

(1.14)

(1.24)

 

 

Particulars

 

 

 

31.03.2013

Sales Turnover (Approximately)

 

 

5094.885

 

 

 

 

Profit/Loss for the year

 

 

(473.703)

 

The above information has been parted by Ms. Sini Abraham.

 

 

KEY RATIOS

 

PARTICULARS

 

 

31.03.2012

31.03.2011

31.03.2010

PAT / Total Income

(%)

(8.21)

(9.58)

(18.94)

 

 

 

 

 

Return on Total Assets

(PBT/Total Assets}

(%)

(13.87)

(12.81)

(36.38)

 

 

 

 

 

Return on Investment (ROI)

(PBT/Networth)

 

(0.19)

(0.19)

(0.18)

 

 

 

 

 

Debt Equity Ratio

(Total Debt /Networth)

 

0.01

0.01

0.02

 

 

 

 

 

Current Ratio

(Current Asset/Current Liability)

 

0.61

0.76

2.06

 

 

LOCAL AGENCY FURTHER INFORMATION

 

 

Sr. No.

Check List by Info Agents

Available in Report (Yes / No)

1]

Year of Establishment

Yes

2]

Locality of the firm

Yes

3]

Constitutions of the firm

Yes

4]

Premises details

No

5]

Type of Business

Yes

6]

Line of Business

Yes

7]

Promoter's background

Yes

8]

No. of employees

No

9]

Name of person contacted

Yes

10]

Designation of contact person

Yes

11]

Turnover of firm for last three years

Yes

12]

Profitability for last three years

Yes

13]

Reasons for variation <> 20%

----------------------

14]

Estimation for coming financial year

No

15]

Capital in the business

Yes

16]

Details of sister concerns

Yes

17]

Major suppliers

No

18]

Major customers

No

19]

Payments terms

No

20]

Export / Import details (if applicable)

No

21]

Market information

----------------------

22]

Litigations that the firm / promoter involved in

Yes

23]

Banking Details

Yes

24]

Banking facility details

Yes

25]

Conduct of the banking account

----------------------

26]

Buyer visit details

----------------------

27]

Financials, if provided

Yes

28]

Incorporation details, if applicable

Yes

29]

Last accounts filed at ROC

No

30]

Major Shareholders, if available

Yes

31]

Date of Birth of Proprietor/Partner/Director, if available

Yes

32]

PAN of Proprietor/Partner/Director, if available

No

33]

Voter ID No of Proprietor/Partner/Director, if available

No

34]

External Agency Rating, if available

No

 

 

NOTE: The registered office of the company has been shifted from 84 F, C 6 Lane, Sainik Farms, New Delhi -110 062, India to present address w.e.f. 11.04.2011.

 

 

LITIGATION DETAILS:

 

 IN THE HIGH COURT OF DELHI AT NEW DELHI

  
  ITA 158/2012


  
  CIT ..... Appellant


  
  Through Mr. Kiran Babu, Sr. Standing Counsel.

  
  
versus


  
  YUM RESTAURANTS INDIA PVT LTD. ..... Respondent

  
  Through Nemo.

  
  CORAM:
  
   HON'BLE MR. JUSTICE SANJIV KHANNA

  
   HON'BLE MR. JUSTICE R.V.EASWAR


 
   ORDER

  
   07.03.2012
  
   
  CM No. 4356/2012

  
  Exemption application is allowed, subject to all just exceptions.

  
  ITA No. 158/2012


 
  Re-list on 26th April, 2012.

 
  
Copy of the paper book will be served on the counsel for the respondent-assessee, who had entered appearance in other cases, during the course of the day. A letter will also be written informing her that   this appeal is listed on 26th April, 2012.

  
  
  
   SANJIV KHANNA, J.


  
  
   R.V. EASWAR, J.

  
  MARCH 07, 2012

  
  VKR
  
  $ 37.

 

 

 

BACKGROUND

 

Subject was incorporated on 17 March 1994 as “KFC India Holding Private Limited”. The name of the Company was changed to “Pepsi Restaurants ( India) Private Limited’ in 1995 and again the name of the Company was changed to “Tricon Restaurants ( India ) Private Limited” in 1997 and then to the present name in 2002. The Company is primarily engaged in the business of developing and managing quick service restaurant brands – KFC, Pizza Hut and Taco Bell through a mix of own stores and franchisees.

 

 

OPERATION AND PERFORMANCE

 

The operation and performance of the company is satisfactory and progressive. The company’s Gross Receipts has increased to Rs. 4499.006 Millions as compared to previous year of Rs. 2834.262 Millions. The company has achieved better results as compared to previous year due to effective and efficient utilization of its resources. Your management is striving hard to bring better results ahead.

 

 

INDEX OF CHARGES: NO CHARGES EXIST FOR THE COMPANY

 

 

FIXED ASSETS

 

  • Software
  • Leasehold Improvements
  • Office Equipment
  • Plant and Machinery
  • Furniture and Fixtures
  • Computers
  • Vehicles
  • Leased Assets

 

 

AS PER WEBSITE DETAILS:

 

PRESS RELEASE:

 

YUM BRANDS TO INVEST $ 100 MN IN INDIA

 

OCT 22 2013

 

New Delhi: American fast food chain Yum Brands Inc. that runs Pizza Hut, Kentucky Fried Chicken (KFC) and Taco Bell chain of restaurants will invest close to $100 million in India over the next 3-4 years, the company said in a statement on Tuesday.

 

This is part of the $10 billion the company will invest in emerging markets by 2020 to cater to their growing middle classes.

 

At the launch of the company’s 40,000th restaurant worldwide—which happened to be in Goa—David Novak, chairman and chief executive, Yum Brands, said, “Together with our growth-ready franchise partners, Yum Brands plans to invest $10 Billion and have more than 20,000 restaurants in emerging markets by 2020.”

 

Yum Brands has two restaurants per million people in the top 10 emerging markets, compared with 58 per million in the US. “We are only on the ground floor of global growth. India is one of the biggest emerging market opportunities in the world and we are thrilled to celebrate our 40,000th restaurant here,” Novak said.

 

By 2015, the company aims to have 1,000 KFC, Pizza Hut and Taco Bell outlets in more than 100 cities in India. Currently, the company operates 500 restaurants here.

 

Countries such as India, with a growing middle class and heightened aspirations, are potent markets for consumer companies such as Yum Brands.

 

However, the company has had some glitches in the Indian market—it’s Mexican fast food chain Taco Bell has seen sluggish growth, with only four outlets since the brand’s launch in 2010. Of late, the Indian middle class has been cutting down on discretionary spends.

 

Niren Chaudhary, president, Yum Restaurants India, however said that, “Our growth in the country can be attributed to a successful brand building strategy focused on providing exceptional customer service, deep penetration across tier-I and tier-II cities, localized menu offerings and a skilled yet diverse workforce. As we grow our business, we also invest in the local communities with an aim to make a positive impact on the lives of millions of people. We maintain a positive outlook on the Indian market and look forward to reaching the 1,000th restaurant milestone by 2015.”

 

 

 

 


CMT REPORT (Corruption, Money Laundering & Terrorism]

 

The Public Notice information has been collected from various sources including but not limited to: The Courts, India Prisons Service, Interpol, etc.

 

1]         INFORMATION ON DESIGNATED PARTY

No records exist designating subject or any of its beneficial owners, controlling shareholders or senior officers as terrorist or terrorist organization or whom notice had been received that all financial transactions involving their assets have been blocked or convicted, found guilty or against whom a judgement or order had been entered in a proceedings for violating money-laundering, anti-corruption or bribery or international economic or anti-terrorism sanction laws or whose assets were seized, blocked, frozen or ordered forfeited for violation of money laundering or international anti-terrorism laws.

 

2]         Court Declaration :

No records exist to suggest that subject is or was the subject of any formal or informal allegations, prosecutions or other official proceeding for making any prohibited payments or other improper payments to government officials for engaging in prohibited transactions or with designated parties.

 

3]         Asset Declaration :

No records exist to suggest that the property or assets of the subject are derived from criminal conduct or a prohibited transaction.

 

4]         Record on Financial Crime :

            Charges or conviction registered against subject:                                                              None

 

5]         Records on Violation of Anti-Corruption Laws :

            Charges or investigation registered against subject:                                                          None

 

6]         Records on Int’l Anti-Money Laundering Laws/Standards :

            Charges or investigation registered against subject:                                                          None

 

7]         Criminal Records

No available information exist that suggest that subject or any of its principals have been formally charged or convicted by a competent governmental authority for any financial crime or under any formal investigation by a competent government authority for any violation of anti-corruption laws or international anti-money laundering laws or standard.

 

8]         Affiliation with Government :

No record exists to suggest that any director or indirect owners, controlling shareholders, director, officer or employee of the company is a government official or a family member or close business associate of a Government official.

 

9]         Compensation Package :

Our market survey revealed that the amount of compensation sought by the subject is fair and reasonable and comparable to compensation paid to others for similar services.

 

10]        Press Report :

            No press reports / filings exists on the subject.

 


 

CORPORATE GOVERNANCE

 

MIRA INFORM as part of its Due Diligence do provide comments on Corporate Governance to identify management and governance. These factors often have been predictive and in some cases have created vulnerabilities to credit deterioration.

 

Our Governance Assessment focuses principally on the interactions between a company’s management, its Board of Directors, Shareholders and other financial stakeholders.

 

 

CONTRAVENTION

 

Subject is not known to have contravened any existing local laws, regulations or policies that prohibit, restrict or otherwise affect the terms and conditions that could be included in the agreement with the subject.

 

 

FOREIGN EXCHANGE RATES

 

Currency

Unit

Indian Rupees

US Dollar

1

Rs.62.39

UK Pound

1

Rs.101.80

Euro

1

Rs.84.75

 

 

INFORMATION DETAILS

 

Information Gathered by :

HNA

 

 

Report Prepared by :

NTH/ RAJ

 


 

SCORE & RATING EXPLANATIONS

 

SCORE FACTORS

 

RANGE

POINTS

HISTORY

1~10

6

PAID-UP CAPITAL

1~10

6

OPERATING SCALE

1~10

6

FINANCIAL CONDITION

 

 

--BUSINESS SCALE

1~10

6

--PROFITABILIRY

1~10

2

--LIQUIDITY

1~10

5

--LEVERAGE

1~10

4

--RESERVES

1~10

2

--CREDIT LINES

1~10

5

--MARGINS

-5~5

--

DEMERIT POINTS

 

 

--BANK CHARGES

YES/NO

YES

--LITIGATION

YES/NO

YES

--OTHER ADVERSE INFORMATION

YES/NO

NO

MERIT POINTS

 

 

--SOLE DISTRIBUTORSHIP

YES/NO

NO

--EXPORT ACTIVITIES

YES/NO

NO

--AFFILIATION

YES/NO

YES

--LISTED

YES/NO

NO

--OTHER MERIT FACTORS

YES/NO

YES

DEFAULTER

 

 

--RBI

YES/NO

NO

--EPF

YES/NO

NO

TOTAL

 

42

 

This score serves as a reference to assess SC’s credit risk and to set the amount of credit to be extended. It is calculated from a composite of weighted scores obtained from each of the major sections of this report. The assessed factors and their relative weights (as indicated through %) are as follows:

 

Financial condition (40%)            Ownership background (20%)                 Payment record (10%)

Credit history (10%)                    Market trend (10%)                                Operational size (10%)

 


 

RATING EXPLANATIONS

 

 

RATING

STATUS

 

 

PROPOSED CREDIT LINE

>86

Aaa

Possesses an extremely sound financial base with the strongest capability for timely payment of interest and principal sums

 

Unlimited

71-85

Aa

Possesses adequate working capital. No caution needed for credit transaction. It has above average (strong) capability for payment of interest and principal sums

 

Large

56-70

A

Financial & operational base are regarded healthy. General unfavourable factors will not cause fatal effect. Satisfactory capability for payment of interest and principal sums

 

Fairly Large

41-55

Ba

Overall operation is considered normal. Capable to meet normal commitments.

 

Satisfactory

26-40

B

Capability to overcome financial difficulties seems comparatively below average.

 

Small

11-25

Ca

Adverse factors are apparent. Repayment of interest and principal sums in default or expected to be in default upon maturity

 

Limited with full security

<10

C

Absolute credit risk exists. Caution needed to be exercised

 

 

Credit not recommended

--

NB

                                       New Business

 

--

 

 

PRIVATE & CONFIDENTIAL : This information is provided to you at your request, you having employed MIPL for such purpose. You will use the information as aid only in determining the propriety of giving credit and generally as an aid to your business and for no other purpose. You will hold the information in strict confidence, and shall not reveal it or make it known to the subject persons, firms or corporations or to any other. MIPL does not warrant the correctness of the information as you hold it free of any liability whatsoever. You will be liable to and indemnify MIPL for any loss, damage or expense, occasioned by your breach or non observance of any one, or more of these conditions

This report is issued at your request without any risk and responsibility on the part of MIRA INFORM PRIVATE LIMITED (MIPL) or its officials.