MIRA INFORM REPORT

 

 

Report Date :

26.10.2013

 

IDENTIFICATION DETAILS

 

Name :

ULVAC, INC.

 

 

Registered Office :

2500, Hagisono Chigasaki-Shi, 253-8543

 

 

Country :

Japan

 

 

Financials (as on) :

30.06.2013

 

 

Date of Incorporation :

23.08.1952

 

 

Legal Form :

Public Parent

 

 

Line of Business :

Subject is engaged in the vacuum machinery business

 

 

No. of Employees :

6,579

 

RATING & COMMENTS

 

MIRA’s Rating :

B

 

RATING

STATUS

PROPOSED CREDIT LINE

26-40

B

Capability to overcome financial difficulties seems comparatively below average.

Small

 

Status :

Moderate

Payment Behaviour :

Slow

Litigation :

Clear

 

 

NOTES :

Any query related to this report can be made on e-mail: infodept@mirainform.com while quoting report number, name and date.

 

ECGC Country Risk Classification List – March 31st, 2013

 

Country Name

Previous Rating

(31.12.2012)

Current Rating

(31.03.2013)

Japan

A1

A1

 

Risk Category

ECGC Classification

Insignificant

 

A1

Low

 

A2

Moderate

 

B1

High

 

B2

Very High

 

C1

Restricted

 

C2

Off-credit

 

D

 


 

JAPAN - ECONOMIC OVERVIEW

 

In the years following World War II, government-industry cooperation, a strong work ethic, mastery of high technology, and a comparatively small defense allocation (1% of GDP) helped Japan develop a technologically advanced economy. Two notable characteristics of the post-war economy were the close interlocking structures of manufacturers, suppliers, and distributors, known as keiretsu, and the guarantee of lifetime employment for a substantial portion of the urban labor force. Both features are now eroding under the dual pressures of global competition and domestic demographic change. Japan's industrial sector is heavily dependent on imported raw materials and fuels. A small agricultural sector is highly subsidized and protected, with crop yields among the highest in the world. While self-sufficient in rice production, Japan imports about 60% of its food on a caloric basis. For three decades, overall real economic growth had been spectacular - a 10% average in the 1960s, a 5% average in the 1970s, and a 4% average in the 1980s. Growth slowed markedly in the 1990s, averaging just 1.7%, largely because of the after effects of inefficient investment and an asset price bubble in the late 1980s that required a protracted period of time for firms to reduce excess debt, capital, and labor. Modest economic growth continued after 2000, but the economy has fallen into recession three times since 2008. A sharp downturn in business investment and global demand for Japan's exports in late 2008 pushed Japan into recession. Government stimulus spending helped the economy recover in late 2009 and 2010, but the economy contracted again in 2011 as the massive 9.0 magnitude earthquake and the ensuing tsunami in March disrupted manufacturing. The economy has largely recovered in the two years since the disaster, but reconstruction in the Tohoku region has been uneven. Newly-elected Prime Minister Shinzo ABE has declared the economy his government's top priority; he has pledged to reconsider his predecessor's plan to permanently close nuclear power plants and is pursuing an economic revitalization agenda of fiscal stimulus and regulatory reform and has said he will press the Bank of Japan to loosen monetary policy. Measured on a purchasing power parity (PPP) basis that adjusts for price differences, Japan in 2012 stood as the fourth-largest economy in the world after second-place China, which surpassed Japan in 2001, and third-place India, which edged out Japan in 2012. The new government will continue a longstanding debate on restructuring the economy and reining in Japan's huge government debt, which exceeds 200% of GDP. Persistent deflation, reliance on exports to drive growth, and an aging and shrinking population are other major long-term challenges for the economy.

 

Source : CIA


Company name and address

 

ULVAC, Inc.

 

 

 

2500, Hagisono

 

 

Chigasaki-Shi, 253-8543

Japan

 

 

Tel:

81-46-7892033

Fax:

81-46-7829114

 

www.ulvac.co.jp

 

Employees:

6,579

Company Type:

Public Parent

Corporate Family:

48 Companies

Traded:

Tokyo Stock Exchange:

6728

Incorporation Date:

23-Aug-1952

Auditor:

PricewaterhouseCoopers LLP

 

 

Fiscal Year End:

30-Jun-2013

Reporting Currency:

Japanese Yen

Annual Sales:

1,865.5  1

Net Income:

(43.5)

Total Assets:

2,476.5  2

Market Value:

479.4

 

(11-Oct-2013)

 

 

Business Description     

 

ULVAC, Inc. is primarily engaged in the vacuum machinery business. The Vacuum Machinery segment provides flat panel display (FDP) manufacturing equipment, photovoltaic (PV) product manufacturing equipment, semiconductor and electronic part manufacturing equipment, as well as components and general industrial machinery, including sputtering systems, chemical vapor deposition (CVD) systems, etching systems, vacuum evaporation systems and vacuum bonding systems, among others. The Vacuum Application segment offers sputtering target materials, vacuum evaporation materials, titanium and tantalum processing products, surface treatment services, Auger electron spectroscopy analyzers, X-ray photoelectron analyzers, secondary ion mass spectroscopy analyzers, various industrial machinery control devices, high voltage inverters, power source converters and uninterruptible power source devices. For the fiscal year ended 30 June 2013, ULVAC, Inc. revenues decreased 17% to Y163.35B. Net loss applicable to common stockholders decreased 91% to Y4.33B. Revenues reflect Vacuum Equipment Business segment decrease of 20% to Y127.28B, Vacuum Applied Business segment decrease of 2% to Y36.07B. Lower net loss reflects Vacuum Equipment Business segment income totaling Y5.41B vs. loss of Y7.36B.

   

Industry                                                    

 

Industry

Machinery and Equipment Manufacturing

ANZSIC 2006:

2499 - Other Machinery and Equipment Manufacturing Not Elsewhere Classified

ISIC Rev 4:

2819 - Manufacture of other general-purpose machinery

NACE Rev 2:

2829 - Manufacture of other general-purpose machinery n.e.c.

NAICS 2012:

333999 - All Other Miscellaneous General Purpose Machinery Manufacturing

UK SIC 2007:

2829 - Manufacture of other general-purpose machinery n.e.c.

US SIC 1987:

3569 - General Industrial Machinery and Equipment, Not Elsewhere Classified

 

 

  Key Executives

 

Name

Title

Source

Hisaharu Obinata

Executive President, Representative Director

Reuters

Takao Nakamura

Executive Officer, Director of Finance, Director of Accounting

Reuters

Masasuke Matsudai

Executive Officer, Chief Director of Sales, Director

Reuters

Paik Choong Ryul

Executive Officer

Graham & Whiteside

Senshu Asada

Auditor

Graham & Whiteside

    Significant Developments                      

 

Topic

#*

Most Recent Headline

Date

Negative Earnings Pre-Announcement

1

Ulvac Inc Lowers Consolidated Full-year Forecast for FY 2013; Expects Extraordinary Loss for FY 2013; Cancels Year-end Dividend for FY 2013

5-Jun-2013

Debt Ratings

1

R&I Withdraws Rating on Ulvac Inc

14-Feb-2013

 

News                                                          

 

Title

Date

MASK AND METHOD FOR FORMING FILM USING MASK
European Patents (55 Words)

21-Oct-2013

ULVAC Inc Files Patent Application for Method for Manufacturing Solar Cell Etching Device and CVD Device
Indian Patent News (260 Words)

18-Oct-2013

Supporting member and carrier, and method of supporting
U.S. Patents (144 Words)

14-Oct-2013

MANUFACTURING METHOD FOR SOLAR CELL
European Patents (43 Words)

14-Oct-2013

WIPO PUBLISHES PATENT OF ULVAC, INC TITLED AS "DRY ETCHING METHOD"
Plus Patent News (270 Words)

14-Oct-2013

WIPO PUBLISHES PATENT OF ULVAC FOR "DRY ETCHING METHOD" (JAPANESE INVENTORS)
U.S. Fed News (263 Words)

11-Oct-2013

                                                                    


Financial Summary                                    

 

As of 30-Jun-2013

Key Ratios

Company

Industry

Current Ratio (MRQ)

1.07

3.16

Quick Ratio (MRQ)

0.76

1.74

Debt to Equity (MRQ)

1.94

0.29

Sales 5 Year Growth

-7.50

6.76

Net Profit Margin (TTM) %

-1.91

8.43

Return on Assets (TTM) %

-1.26

7.34

Return on Equity (TTM) %

-11.20

12.34

 

 

Stock Snapshot    

 

Traded: Tokyo Stock Exchange: 6728

 

As of 11-Oct-2013

   Financials in: JPY

Recent Price

953.00

 

EPS

2.17

52 Week High

1,335.00

 

Price/Sales

0.29

52 Week Low

437.00

 

Price/Book

1.17

Avg. Volume (mil)

0.32

 

Beta

1.65

Market Value (mil)

47,036.21

 

 

 

 

Price % Change

Rel S&P 500%

4 Week

7.93%

6.86%

13 Week

16.08%

16.55%

52 Week

93.31%

15.29%

Year to Date

19.42%

-14.23%

 

 

 

Key IDSM Number: 46164515

 

1 - Profit & Loss Item Exchange Rate: USD 1 = JPY 87.56526


2 - Balance Sheet Item Exchange Rate: USD 1 = JPY 98.23997

 

 

Corporate Overview

 

Location
2500, Hagisono
Chigasaki-Shi, 253-8543
Japan

 

Tel:

81-46-7892033

Fax:

81-46-7829114

 

www.ulvac.co.jp

Quote Symbol - Exchange

6728 - Tokyo Stock Exchange

Sales JPY(mil):

163,351.0

Assets JPY(mil):

243,289.0

Employees:

6,579

Fiscal Year End:

30-Jun-2013

 

Industry:

Miscellaneous Capital Goods

Incorporation Date:

23-Aug-1952

Company Type:

Public Parent

Quoted Status:

Quoted

 

Executive President, Representative Director:

Hisaharu Obinata

 

Industry Codes

 

ANZSIC 2006 Codes:

2499

-

Other Machinery and Equipment Manufacturing Not Elsewhere Classified

2439

-

Other Electrical Equipment Manufacturing

2451

-

Pump and Compressor Manufacturing

2469

-

Other Specialised Machinery and Equipment Manufacturing

2421

-

Computer and Electronic Office Equipment Manufacturing

2429

-

Other Electronic Equipment Manufacturing

2419

-

Other Professional and Scientific Equipment Manufacturing

 

ISIC Rev 4 Codes:

2819

-

Manufacture of other general-purpose machinery

2813

-

Manufacture of other pumps, compressors, taps and valves

2790

-

Manufacture of other electrical equipment

2610

-

Manufacture of electronic components and boards

2651

-

Manufacture of measuring, testing, navigating and control equipment

2620

-

Manufacture of computers and peripheral equipment

 

NACE Rev 2 Codes:

2829

-

Manufacture of other general-purpose machinery n.e.c.

2620

-

Manufacture of computers and peripheral equipment

2611

-

Manufacture of electronic components

2651

-

Manufacture of instruments and appliances for measuring, testing and navigation

2813

-

Manufacture of other pumps and compressors

2790

-

Manufacture of other electrical equipment

 

NAICS 2012 Codes:

333999

-

All Other Miscellaneous General Purpose Machinery Manufacturing

334413

-

Semiconductor and Related Device Manufacturing

334118

-

Computer Terminal and Other Computer Peripheral Equipment Manufacturing

334515

-

Instrument Manufacturing for Measuring and Testing Electricity and Electrical Signals

334513

-

Instruments and Related Products Manufacturing for Measuring, Displaying, and Controlling Industrial Process Variables

332999

-

All Other Miscellaneous Fabricated Metal Product Manufacturing

334519

-

Other Measuring and Controlling Device Manufacturing

333912

-

Air and Gas Compressor Manufacturing

333249

-

Other Industrial Machinery Manufacturing

335999

-

All Other Miscellaneous Electrical Equipment and Component Manufacturing

 

US SIC 1987:

3569

-

General Industrial Machinery and Equipment, Not Elsewhere Classified

3577

-

Computer Peripheral Equipment, Not Elsewhere Classified

3599

-

Industrial and Commercial Machinery and Equipment, Not Elsewhere Classified

3559

-

Special Industry Machinery, Not Elsewhere Classified

3825

-

Instruments for Measuring and Testing of Electricity and Electrical Signals

3563

-

Air and Gas Compressors

3829

-

Measuring and Controlling Devices, Not Elsewhere Classified

3823

-

Industrial Instruments for Measurement, Display, and Control of Process Variables; and Related Products

3674

-

Semiconductors and Related Devices

3629

-

Electrical Industrial Apparatus, Not Elsewhere Classified

 

UK SIC 2007:

2829

-

Manufacture of other general-purpose machinery n.e.c.

2611

-

Manufacture of electronic components

2620

-

Manufacture of computers and peripheral equipment

2651

-

Manufacture of instruments and appliances for measuring, testing and navigation

28132

-

Manufacture of compressors

2790

-

Manufacture of other electrical equipment

 

Business Description

ULVAC, Inc. is primarily engaged in the vacuum machinery business. The Vacuum Machinery segment provides flat panel display (FDP) manufacturing equipment, photovoltaic (PV) product manufacturing equipment, semiconductor and electronic part manufacturing equipment, as well as components and general industrial machinery, including sputtering systems, chemical vapor deposition (CVD) systems, etching systems, vacuum evaporation systems and vacuum bonding systems, among others. The Vacuum Application segment offers sputtering target materials, vacuum evaporation materials, titanium and tantalum processing products, surface treatment services, Auger electron spectroscopy analyzers, X-ray photoelectron analyzers, secondary ion mass spectroscopy analyzers, various industrial machinery control devices, high voltage inverters, power source converters and uninterruptible power source devices. For the fiscal year ended 30 June 2013, ULVAC, Inc. revenues decreased 17% to Y163.35B. Net loss applicable to common stockholders decreased 91% to Y4.33B. Revenues reflect Vacuum Equipment Business segment decrease of 20% to Y127.28B, Vacuum Applied Business segment decrease of 2% to Y36.07B. Lower net loss reflects Vacuum Equipment Business segment income totaling Y5.41B vs. loss of Y7.36B.

 

More Business Descriptions

Manufacture of vacuum equipment

Source: Graham & Whiteside

Semiconductor Vacuum Technology Solutions

 

Other Industrial Machinery Manufacturing

 

 

 

 

 

 

Financial Data

Financials in:

JPY(mil)

 

Revenue:

163,351.0

Net Income:

-3,807.0

Assets:

243,289.0

Long Term Debt:

24,137.0

 

Total Liabilities:

187,972.0

 

Working Capital:

23.7

 

 

 

Date of Financial Data:

30-Jun-2013

 

1 Year Growth

-17.0%

NA

-2.5%

 

Market Data

Quote Symbol:

6728

Exchange:

Tokyo Stock Exchange

Currency:

JPY

Stock Price:

953.0

Stock Price Date:

10-11-2013

52 Week Price Change %:

93.3

Market Value (mil):

47,036,208.0

 

SEDOL:

6599483

ISIN:

JP3126190002

 

Equity and Dept Distribution:

IPO:4/04. All WAS & EPS & O/S before IPO are pro forma. FY'04 & 05 1Q's use pro fomra # as well. FY'06 Q1 WAS and O/S were estimated. FY'07 1Q & Q3,FY'08 Q1 WAS & DWAS were estimated and WAS was used as o/s. FY'08 Q3 DWAS & o/s were estimated.

 

 

Subsidiaries

Company

Percentage Owned

Country

Ulvac Techno Ltd

100%

JAPAN

Ulvac Kyushu Corporation

100%

JAPAN

Ulvac Tohoku Inc

100%

JAPAN

Ulvac Corporate Center

100%

JAPAN

Ulvac Kiko Inc

100%

JAPAN

Ulvac-Riko Inc

100%

JAPAN

Ulvac Technologies Inc

100%

JAPAN

Ulvac Taiwan Inc

100%

TAIWAN

Ulvac Korea Ltd

100%

SOUTH KOREA

Reliance Electric Ltd

100%

UK

Ulvac-PHI Inc

100%

USA

Ulvac Cryogenics Inc

100%

USA

Ulvac Singapore Pte Ltd

100%

SINGAPORE

Ulvac (Suzhou) Co Ltd

100%

PEOPLE'S REPUBLIC OF CHINA

Ulvac Orient (Chengdu) Co Ltd

100%

PEOPLE'S REPUBLIC OF CHINA

Ulvac Tianma Electric (Jin Jiang) Co Ltd

100%

PEOPLE'S REPUBLIC OF CHINA

Ulvac Vacuum Furnace (Shenyang) Co Ltd

100%

PEOPLE'S REPUBLIC OF CHINA

Ulvac Equipment Sales Inc

100%

JAPAN

 

 

 

 

Shareholders

 

 

Major Shareholders

Taiyo Fund LP (17.3%); Nippon Life Insurance Company (6.5%)

 

 

 

 

Key Corporate Relationships

Auditor:

PricewaterhouseCoopers LLP

 

Auditor:

PricewaterhouseCoopers Aarata, PricewaterhouseCoopers LLP

 

 

 

 

 

 

 

 

Corporate Structure News

 

Company Name

Company Type

Location

Country

Industry

Sales
(USD mil)

Employees

ULVAC, Inc.

Parent

Chigasaki-Shi

Japan

Machinery and Equipment Manufacturing

1,865.5

6,579

ULVAC Tohoku, Inc.

Subsidiary

Aomori

Japan

Medical Equipment and Supplies

 

600

Ulvac Korea, Ltd.

Subsidiary

Pyeongtaek-si, Gyeonggi-Do

Korea, Republic of

Machinery and Equipment Manufacturing

349.4

475

ULVAC Kyushu Corporation

Subsidiary

Fukuoka

Japan

Machinery and Equipment Manufacturing

 

393

ULVAC KIKO, Inc.

Subsidiary

Saito, Miyazaki

Japan

Machinery and Equipment Manufacturing

 

286

ULVAC KIKO, Inc. - Overseas Division

Division

Yokohama, Kanagawa

Japan

Machinery and Equipment Manufacturing

 

200

ULVAC COATING CORPORATION

Subsidiary

Chichibu, Saitama

Japan

Non-Metallic Mineral Product Manufacturing

 

156

ULCOAT TAIWAN, Inc.

Subsidiary

T'ainan

Taiwan

Semiconductor and Other Electronic Component Manufacturing

 

100

ULVAC-PHI, Inc.

Subsidiary

Chigasaki, Kanagawa

Japan

Electromedical and Control Instruments Manufacturing

 

120

Physical Electronics Inc.

Division

Chanhassen, MN

United States

Electromedical and Control Instruments Manufacturing

7.2

80

Physical Electronics GmbH

Division

Ismaning, Bayern

Germany

Electromedical and Control Instruments Manufacturing

 

30

ULVAC-Riko, Inc.

Subsidiary

Yokohama, Kanagawa

Japan

Electromedical and Control Instruments Manufacturing

 

100

ULVAC Cryogenics, Inc.

Subsidiary

Chigasaki, Kanagawa

Japan

Machinery and Equipment Manufacturing

 

80

RAS Co., Ltd

Subsidiary

Yokohama, Kanagawa

Japan

Semiconductor and Other Electronic Component Manufacturing

 

70

Tigold Corporation

Subsidiary

Chigasaki, Kanagawa

Japan

Metal Products Manufacturing

 

70

Tigold Corporation - Chiba Plant

Facility

Chiba

Japan

Machinery and Equipment Manufacturing

 

 

ULVAC Technologies, Inc.

Subsidiary

Methuen, MA

United States

Semiconductor and Other Electronic Component Manufacturing

10.2

50

ULVAC TAIWAN INC

Subsidiary

Hsin-chu

Taiwan

Electronics Wholesale

 

50

ULVAC CORPORATE CENTER Ltd.

Subsidiary

Tokyo

Japan

Miscellaneous Professional Services

 

35

ULVAC SINGAPORE PTE LTD

Subsidiary

Singapore

Singapore

Industrial Machinery Repair and Maintenance

 

30

ULVAC Corporation

Subsidiary

Tokyo

Japan

Consulting Services

 

26

ULVAC Korea Precision Co., Ltd.

Subsidiary

Seoul

Korea, Republic of

Machinery and Equipment Manufacturing

 

22

ULVAC GmbH

Subsidiary

Garching B. München, Bayern

Germany

Machinery and Equipment Manufacturing

 

20

Ulvac Kyushu Corporation

Subsidiary

Kirishima, Kagoshima

Japan

Machinery and Equipment Manufacturing

355.8

 

ULVAC MALAYSIA SDN. BHD.

Subsidiary

Shah Alam, Selangor

Malaysia

Electronics Wholesale

7.0

 

Reliance Electric Ltd.

Subsidiary

Yokohama, Kanagawa

Japan

Electromedical and Control Instruments Manufacturing

 

 

ULVAC EQUIPMENT SALES, Inc.

Subsidiary

Tokyo

Japan

Machinery Wholesale

 

 

Hong Kong ULVAC Co., Ltd.

Subsidiary

Kowloon

Hong Kong

Electronics Wholesale

 

 

ULVAC, Inc. - Kagoshima Plant

Facility

Kirishima, Kagoshima

Japan

Machinery and Equipment Manufacturing

 

 

FINE SURFACE TECHNOLOGY CO., LTD.

Subsidiary

Chichibu, Saitama

Japan

Metal Products Manufacturing

 

 

Initium,Inc. - Chigasaki Factory

Facility

Chigasaki, Kanagawa

Japan

Electromedical and Control Instruments Manufacturing

 

 

Sanko ULVAC Co., Ltd.

Subsidiary

Nagoya

Japan

Machinery Wholesale

 

 

UF TECH, Ltd.

Subsidiary

Pyeongtaek, Gyeonggi-Do

Korea, Republic of

Machinery Wholesale

 

 

Pure Surface Technology, Ltd.

Subsidiary

Pyeongtaek, Geyonggi-Do

Korea, Republic of

Miscellaneous Professional Services

 

 

ULTRA CLEAN PRECISION TECHNOLOGIES CORP.

Subsidiary

T'ainan

Taiwan

Electrical Equipment and Appliances Manufacturing

 

 

ULVAC, Inc. - Fuji Susono Plant

Facility

Susono, Shizuoka

Japan

Semiconductor and Other Electronic Component Manufacturing

 

 

ULVAC ENGINEERING, Inc.

Subsidiary

Chigasaki, Kanagawa

Japan

Machinery and Equipment Manufacturing

 

 

ULVAC Materials (Suzhou) Co., Ltd.

Subsidiary

Suzhou

China

Machinery Wholesale

 

 

ULVAC SOFTWARE CREATIVE TECHNOLOGY, Co., Ltd.

Subsidiary

Taipei

Taiwan

Computer Programming

 

 

ULVAC (China) Holding Co., Ltd.

Subsidiary

Shanghai

China

Investment Services

 

 

ULVAC Vacuum Furnace (Shenyang) Co., Ltd.

Subsidiary

Shenyang

China

Motor Vehicle Parts Manufacturing

 

 

ULVAC AUTOMATION TAIWAN INC.

Subsidiary

Taipei

Taiwan

Electromedical and Control Instruments Manufacturing

 

 

ULVAC Techno, Ltd.

Subsidiary

Chigasaki, Kanagawa

Japan

Industrial Machinery Repair and Maintenance

 

 

ULVAC Materials Korea, Ltd.

Subsidiary

P'aju, Kyonggi-Do

Korea, Republic of

Miscellaneous Professional Services

 

 

ULVAC, Inc. - Chiba Tomisato Plant

Facility

Tomisato, Chiba

Japan

Machinery and Equipment Manufacturing

 

 

ULVAC (SUZHOU) Co., Ltd.

Subsidiary

Suzhou, Jiangsu

China

Semiconductor and Other Electronic Component Manufacturing

 

 

ULVAC (SHANGHAI) Co., Ltd.

Subsidiary

Shanghai

China

Industrial Machinery Repair and Maintenance

 

 

ULVAC Research Center TAIWAN, Inc

Subsidiary

Hsin-chu

Taiwan

Research and Development Services

 

 

 

 

Executives Report

 

Board of Directors

 

Name

Title

Function

 

Hidenori Suwa

 

Chairman

Chairman

 

Akinori Bo

 

Senior Managing Executive Officer, Director

Director/Board Member

 

Age: 59

 

Shuzo Ikeda

 

Independent Director

Director/Board Member

 

 

Biography:

Mr. Shuzo Ikeda has been serving as Independent Director in ULVAC, Inc. since September 27, 2012. He is also serving as Vice President and Representative Director in Japan Industrial Solutions, Ltd. He used to work for a bank under the new name of Mizuho Corporate Bank, Ltd., as well as Mizuho Securities Co., Ltd.

 

Age: 54

 

Masasuke Matsudai

 

Executive Officer, Chief Director of Sales, Director

Director/Board Member

 

 

Biography:

Mr. Masasuke Matsudai was named Executive Officer, Chief Director of Sales and Director in ULVAC, Inc. effective July 1, 2013. He joined the Company in April 1981. His previous titles include Director of 1st Technology in Electronic Equipment Business Unit, Manager of 4th G Technology Office in Electronic & Ion Equipment Business Unit, Director of FPD Business and Director of 1st FPD Business.

 

Age: 55

 

Takashi Minagawa

 

Independent Director

Director/Board Member

 

 

Biography:

Mr. Takashi Minagawa has been serving as Independent Director in ULVAC, Inc. since September 27, 2012. He is also serving as Chairman of the Board and Representative Director in another Japan-based company. He used to work for Nippon Life Insurance Company and served as President and Representative Director in Nissay Asset Management Co., Ltd.

 

Age: 65

 

Mitsuru Motoyoshi

 

Executive Officer, Manager of Business Planning Office, Director

Director/Board Member

 

 

Biography:

Mr. Mitsuru Motoyoshi has been serving as Executive Officer, Manager of Business Planning Office and Director of ULVAC, Inc. since July 2012. He joined the Company in April 1980. His previous titles include Director of Accounting, Director of Administration in Ultrahigh Vacuum Business Unit, Specialized Manager of Business Planning Office and Director of Ultrahigh Vacuum Business.

 

Age: 56

 

Yoshinobu Nakano

 

Board Member

Director/Board Member

 

 

Hisaharu Obinata

 

Executive President, Representative Director

Director/Board Member

 

 

Biography:

Mr. Hisaharu Obinata has been serving as Executive President and Representative Director in ULVAC, Inc. since September 27, 2012. He joined the Company in April 1972 and served as Managing Director and Director of 3rd Business. He used to serve as President and Chief Executive Officer in a subsidiary ULVAC Technologies, Inc. and President and Representative Director in another subsidiary ULVAC TECHNO, Ltd. He obtained his Bachelor's degree from Niigata University.

 

Age: 63

 

Education:

Niigata University, B

 

Hideyuki Odagi

 

Executive Officer, Deputy Chief Director of Sales, Director

Director/Board Member

 

 

Biography:

Mr. Hideyuki Odagi was named Executive Officer, Deputy Chief Director of Sales and Director in ULVAC, Inc. effective July 1, 2013. He joined the Company in April 1981. His previous titles include Director of Design in Electronic Equipment Business Unit, Director of 1st Technology in 2nd Electronic Equipment Business Unit, Director of Electronic Equipment Business and Director of Electronic and Apex Equipment Business.

 

Age: 54

 

 

Executives

 

Name

Title

Function

 

Hisaharu Obinata

 

Executive President, Representative Director

President

 

Biography:

Mr. Hisaharu Obinata has been serving as Executive President and Representative Director in ULVAC, Inc. since September 27, 2012. He joined the Company in April 1972 and served as Managing Director and Director of 3rd Business. He used to serve as President and Chief Executive Officer in a subsidiary ULVAC Technologies, Inc. and President and Representative Director in another subsidiary ULVAC TECHNO, Ltd. He obtained his Bachelor's degree from Niigata University.

 

Age: 63

 

Education:

Niigata University, B

 

Akinori Bo

 

Senior Managing Executive Officer, Director

Division Head Executive

 

 

Age: 59

 

Hiroyuki Hirano

 

Executive Officer, Chief Director of Promotion

Division Head Executive

 

 

Biography:

Mr. Hiroyuki Hirano was named Executive Officer and Chief Director of Promotion in ULVAC, Inc. effective July 1, 2013. He joined the Company in April 1980. His previous titles include Manager of Procurement Center, Director of Industrial Equipment Business, Director of 1st Technology in 2nd Electronic Equipment Business Unit and Director of Measuring Equipment Technology.

 

Age: 55

 

Setsuo Iwashita

 

Managing Executive Officer, General Manager of Subsidiary

Division Head Executive

 

 

Biography:

Mr. Setsuo Iwashita was named Managing Executive Officer in ULVAC, Inc., as well as Vice Chairman of the Board and General Manager in a China-based subsidiary, effective September 26, 2013. He joined the Company in March 1984 and previously served as Director of China General Affairs and Director.

 

Age: 60

 

Masasuke Matsudai

 

Executive Officer, Chief Director of Sales, Director

Division Head Executive

 

 

Biography:

Mr. Masasuke Matsudai was named Executive Officer, Chief Director of Sales and Director in ULVAC, Inc. effective July 1, 2013. He joined the Company in April 1981. His previous titles include Director of 1st Technology in Electronic Equipment Business Unit, Manager of 4th G Technology Office in Electronic & Ion Equipment Business Unit, Director of FPD Business and Director of 1st FPD Business.

 

Age: 55

 

Mitsuru Motoyoshi

 

Executive Officer, Manager of Business Planning Office, Director

Division Head Executive

 

 

Biography:

Mr. Mitsuru Motoyoshi has been serving as Executive Officer, Manager of Business Planning Office and Director of ULVAC, Inc. since July 2012. He joined the Company in April 1980. His previous titles include Director of Accounting, Director of Administration in Ultrahigh Vacuum Business Unit, Specialized Manager of Business Planning Office and Director of Ultrahigh Vacuum Business.

 

Age: 56

 

Shizuo Nakamura

 

Managing Executive Officer, President of Subsidiary

Division Head Executive

 

 

Takao Nakamura

 

Executive Officer, Director of Finance, Director of Accounting

Division Head Executive

 

 

Biography:

Mr. Takao Nakamura has been serving as Executive Officer, Director of Accounting and Director of Finance in ULVAC, Inc. since September 26, 2013. He joined the Company in April 2007 and served as Director. He used to work for Nippon Life Insurance Company.

 

Age: 60

 

Hideyuki Odagi

 

Executive Officer, Deputy Chief Director of Sales, Director

Division Head Executive

 

 

Biography:

Mr. Hideyuki Odagi was named Executive Officer, Deputy Chief Director of Sales and Director in ULVAC, Inc. effective July 1, 2013. He joined the Company in April 1981. His previous titles include Director of Design in Electronic Equipment Business Unit, Director of 1st Technology in 2nd Electronic Equipment Business Unit, Director of Electronic Equipment Business and Director of Electronic and Apex Equipment Business.

 

Age: 54

 

Choong Ryul Paik

 

Executive Officer, President of Subsidiary

Division Head Executive

 

 

Kazuya Saito

 

Executive Officer, Manager of Technology Planning Office, Director of Super Materials Research Institute

Division Head Executive

 

 

Biography:

Mr. Kazuya Saito has been serving as Executive Officer, Manager of Technology Planning Office and Director of Super Materials Research Institute in ULVAC, Inc. since September 27, 2012. He joined the Company in April 1983. His previous titles include Director of 3rd Research in Chiba Super Materials Research Institute, Director of Chiba Super Materials Research Institute, Deputy Director of 2nd FPD Business and Director.

 

Age: 52

 

Yoshifumi Sato

 

Executive Officer, Director of Accounting

Division Head Executive

 

 

Biography:

Mr. Yoshifumi Sato has been serving as Executive Officer and Director of Accounting in ULVAC, Inc. since September 27, 2012. He joined the Company in April 1980. His previous titles include Director of Human Resources, Director of Finance and Director.

 

Age: 56

 

Yoshio Sunaga

 

Senior Managing Executive Officer

Division Head Executive

 

 

Biography:

Mr. Yoshio Sunaga was named Senior Managing Executive Officer in ULVAC, Inc. effective June 30, 2013. He joined the Company in April 1972. His previous titles include Senior Managing Director, Director of UCF Special Marketing, Chief Director of Material Business, Director of CMD Development in Electronic Equipment Business Unit, Director of 1st Electronic Equipment Business, Chief Director of FPD Business, Managing Director and Vice President.

 

Age: 64

 

Akira Umeda

 

Executive Officer, Manager of Structural Reform Office in Business Planning Office

Division Head Executive

 

 

Paik Choong Ryul

 

Executive Officer

Administration Executive

 

 

Masatoshi Yamamoto

 

Executive Officer

Administration Executive

 

 

Senshu Asada

 

Auditor

Accounting Executive

 

 

Hironobu Machidori

 

Corporate Auditor

Accounting Executive

 

 

Takao Nonaka

 

Auditor

Accounting Executive

 

 

Nobuo Ohi

 

Corporate Auditor

Accounting Executive

 

 

Susumu Sakaguchi

 

Corporate Auditor

Accounting Executive

 

 



Significant Developments

 

 

Ulvac Inc Lowers Consolidated Full-year Forecast for FY 2013; Expects Extraordinary Loss for FY 2013; Cancels Year-end Dividend for FY 2013

Jun 05, 2013


Ulvac Inc announced that it has lowered the consolidated full-year forecast for revenue from JPY 171,000 million to JPY 165,000 million, operating profit from JPY 6,200 million to JPY 5,400 million, ordinary profit from JPY 4,600 million to JPY 3,800 million, net profit (loss) from JPY 2,300 million to JPY (5,200 million) and earning (loss) per share from JPY 46.61 to JPY (105.38) for the fiscal year ending June 30, 2013. The Company expects JPY 5.8 billion extraordinary loss on restructure of business for the fiscal year ending June 2013. The Company has canceled the year-end dividend for the fiscal year ending June 2013.

R&I Withdraws Rating on Ulvac Inc

Feb 14, 2013


Rating and Investment Information, Inc. (R&I) announced that it has withdrawn the rating on Ulvac Inc of "BB".

 

 

 

News

 

 

MASK AND METHOD FOR FORMING FILM USING MASK
European Patents (55 Words)

21-Oct-2013

 

 

ULVAC Inc Files Patent Application for Method for Manufacturing Solar Cell Etching Device and CVD Device
Indian Patent News (260 Words)

18-Oct-2013

 

 

Supporting member and carrier, and method of supporting
U.S. Patents (144 Words)

14-Oct-2013

 

 

MANUFACTURING METHOD FOR SOLAR CELL
European Patents (43 Words)

14-Oct-2013

 

 

WIPO PUBLISHES PATENT OF ULVAC, INC TITLED AS "DRY ETCHING METHOD"
Plus Patent News (270 Words)

14-Oct-2013

 

 

WIPO PUBLISHES PATENT OF ULVAC FOR "DRY ETCHING METHOD" (JAPANESE INVENTORS)
U.S. Fed News (263 Words)

11-Oct-2013

 

 

WIPO PUBLISHES PATENT OF ULVAC KIKO FOR "PUMP DEVICE" (JAPANESE INVENTORS)
U.S. Fed News (188 Words)

09-Oct-2013

 

 

US Patent Issued to ULVAC on Oct. 8 for "Supporting member and carrier, and method of supporting" (Japanese Inventors)
U.S. Fed News (193 Words)

08-Oct-2013

 

 

WIPO PUBLISHES PATENT OF PAUL E. LARSON, JOHN S. HAMMOND, GREGORY L. FISHER, ULVAC-PHI AND RON M. HEEREN FOR "METHOD AND APPARATUS TO PROVIDE...
U.S. Fed News (298 Words)

04-Oct-2013

 

 

Patent Issued for Method of Controlling Transfer Robot
Computer Weekly News (1277 Words)

02-Oct-2013

 

 

Method of controlling transfer robot
U.S. Patents (157 Words)

30-Sep-2013

 


Annual Income Statement

 

 

30-Jun-2013

30-Jun-2012

30-Jun-2011

30-Jun-2010

30-Jun-2009

Period Length

12 Months

12 Months

12 Months

12 Months

12 Months

UpdateType/Date

Updated Normal
30-Jun-2013

Updated Normal
30-Jun-2012

Updated Normal
30-Jun-2011

Updated Normal
30-Jun-2010

Updated Normal
30-Jun-2009

Filed Currency

JPY

JPY

JPY

JPY

JPY

Exchange Rate (Period Average)

87.565262

78.601914

83.072254

91.59515

98.728525

Auditor

PricewaterhouseCoopers LLP

Arata Auditing Firm

PricewaterhouseCoopers LLP

PricewaterhouseCoopers LLP

PricewaterhouseCoopers LLP

Auditor Opinion

Unqualified

Unqualified with Explanation

Unqualified

Unqualified with Explanation

Unqualified with Explanation

 

 

 

 

 

 

    Net Sales

1,865.5

2,503.8

2,793.2

2,421.6

2,267.1

Revenue

1,865.5

2,503.8

2,793.2

2,421.6

2,267.1

Total Revenue

1,865.5

2,503.8

2,793.2

2,421.6

2,267.1

 

 

 

 

 

 

    Cost of Revenue

1,443.4

2,143.1

2,252.1

1,978.1

1,872.1

Cost of Revenue, Total

1,443.4

2,143.1

2,252.1

1,978.1

1,872.1

Gross Profit

422.1

360.7

541.1

443.4

395.0

 

 

 

 

 

 

    Selling/General/Administrative Expense

201.1

245.2

318.6

219.5

211.4

    Labor & Related Expense

93.1

114.8

118.8

101.2

90.4

Total Selling/General/Administrative Expenses

294.2

359.9

437.3

320.6

301.8

Research & Development

44.4

66.7

68.7

56.4

50.7

    Depreciation

13.7

15.3

12.8

13.9

14.3

Depreciation/Amortization

13.7

15.3

12.8

13.9

14.3

    Restructuring Charge

69.5

314.7

-

-

0.0

    Impairment-Assets Held for Use

0.0

10.5

72.2

18.2

11.1

    Impairment-Assets Held for Sale

-

-

-

0.0

3.8

    Other Unusual Expense (Income)

9.6

22.1

55.8

-14.0

3.7

Unusual Expense (Income)

79.2

347.3

128.0

4.2

18.7

Total Operating Expense

1,874.8

2,932.3

2,899.0

2,373.3

2,257.5

 

 

 

 

 

 

Operating Income

-9.4

-428.5

-105.7

48.3

9.6

 

 

 

 

 

 

        Interest Expense - Non-Operating

-17.8

-20.9

-18.7

-17.8

-14.0

    Interest Expense, Net Non-Operating

-17.8

-20.9

-18.7

-17.8

-14.0

        Interest Income - Non-Operating

1.9

2.6

1.6

1.1

1.5

        Investment Income - Non-Operating

16.2

1.1

6.1

4.3

-20.3

    Interest/Investment Income - Non-Operating

18.1

3.8

7.7

5.4

-18.8

Interest Income (Expense) - Net Non-Operating Total

0.3

-17.1

-11.0

-12.3

-32.9

Gain (Loss) on Sale of Assets

1.2

-

-

0.0

0.2

    Other Non-Operating Income (Expense)

1.4

16.8

6.1

13.8

6.8

Other, Net

1.4

16.8

6.1

13.8

6.8

Income Before Tax

-6.5

-428.8

-110.7

49.8

-16.2

 

 

 

 

 

 

Total Income Tax

29.1

198.1

-5.5

33.8

-12.9

Income After Tax

-35.6

-626.9

-105.1

16.0

-3.3

 

 

 

 

 

 

    Minority Interest

-7.9

-9.1

0.3

7.4

11.6

Net Income Before Extraord Items

-43.5

-635.9

-104.8

23.3

8.2

Net Income

-43.5

-635.9

-104.8

23.3

8.2

 

 

 

 

 

 

    Preferred Dividends

-6.0

-

-

-

-

    Miscellaneous Earnings Adjustment

-

0.0

-

-

0.0

Total Adjustments to Net Income

-6.0

0.0

-

-

0.0

Income Available to Common Excl Extraord Items

-49.5

-635.9

-104.8

23.3

8.2

 

 

 

 

 

 

Income Available to Common Incl Extraord Items

-49.5

-635.9

-104.8

23.3

8.2

 

 

 

 

 

 

Basic/Primary Weighted Average Shares

49.3

49.3

49.3

45.9

42.9

Basic EPS Excl Extraord Items

-1.00

-12.89

-2.12

0.51

0.19

Basic/Primary EPS Incl Extraord Items

-1.00

-12.89

-2.12

0.51

0.19

Dilution Adjustment

0.0

0.0

0.0

0.0

0.0

Diluted Net Income

-49.5

-635.9

-104.8

23.3

8.2

Diluted Weighted Average Shares

49.3

49.3

49.3

50.1

46.5

Diluted EPS Excl Extraord Items

-1.00

-12.89

-2.12

0.47

0.18

Diluted EPS Incl Extraord Items

-1.00

-12.89

-2.12

0.47

0.18

Dividends per Share - Common Stock Primary Issue

0.00

0.00

0.00

0.23

0.21

Gross Dividends - Common Stock

0.0

0.0

0.0

11.3

9.1

Interest Expense, Supplemental

17.8

20.9

18.7

17.8

14.0

Depreciation, Supplemental

91.0

115.7

129.0

130.5

124.8

Total Special Items

78.0

347.3

128.0

4.2

18.4

Normalized Income Before Tax

71.5

-81.5

17.3

54.0

2.2

 

 

 

 

 

 

Effect of Special Items on Income Taxes

27.3

121.6

44.8

1.5

6.4

Inc Tax Ex Impact of Sp Items

56.4

319.6

39.3

35.3

-6.4

Normalized Income After Tax

15.1

-401.1

-21.9

18.7

8.6

 

 

 

 

 

 

Normalized Inc. Avail to Com.

1.2

-410.2

-21.6

26.1

20.2

 

 

 

 

 

 

Basic Normalized EPS

0.02

-8.31

-0.44

0.57

0.47

Diluted Normalized EPS

0.02

-8.31

-0.44

0.52

0.43

Research & Development Exp, Supplemental

57.0

90.2

99.4

87.4

84.5

Reported Operating Profit

69.8

-81.2

22.3

52.5

35.3

Reported Ordinary Profit

71.5

-82.7

17.3

54.0

8.5

Normalized EBIT

69.8

-81.2

22.3

52.5

28.3

Normalized EBITDA

160.8

34.5

151.3

183.0

153.1

    Current Tax - Total

26.8

30.6

-

-

-

Current Tax - Total

26.8

30.6

-

-

-

    Deferred Tax - Total

2.3

167.5

-

-

-

Deferred Tax - Total

2.3

167.5

-

-

-

Income Tax - Total

29.1

198.1

-

-

-

Interest Cost - Domestic

3.7

5.3

4.9

4.2

3.8

Service Cost - Domestic

19.5

23.2

24.4

20.7

21.5

Prior Service Cost - Domestic

-0.3

-0.4

-0.3

-0.3

0.8

Expected Return on Assets - Domestic

-1.0

-1.6

-1.4

-1.7

-1.9

Actuarial Gains and Losses - Domestic

1.0

2.6

2.9

2.8

2.8

Transition Costs - Domestic

-

-

-

3.5

3.4

Other Pension, Net - Domestic

0.0

-4.0

2.7

-

-

Domestic Pension Plan Expense

22.9

25.2

33.2

29.2

30.4

Total Pension Expense

22.9

25.2

33.2

29.2

30.4

Discount Rate - Domestic

2.00%

2.00%

2.00%

2.00%

2.00%

Expected Rate of Return - Domestic

1.00%

1.00%

1.00%

1.00%

1.00%

Total Plan Interest Cost

3.7

5.3

4.9

4.2

3.8

Total Plan Service Cost

19.5

23.2

24.4

20.7

21.5

Total Plan Expected Return

-1.0

-1.6

-1.4

-1.7

-1.9

Total Plan Other Expense

0.0

-4.0

2.7

-

-

 

 

 

Annual Balance Sheet

Financials in: USD (mil)

 

 

 

30-Jun-2013

30-Jun-2012

30-Jun-2011

30-Jun-2010

30-Jun-2009

UpdateType/Date

Updated Normal
30-Jun-2013

Updated Normal
30-Jun-2012

Updated Normal
30-Jun-2011

Updated Normal
30-Jun-2010

Updated Normal
30-Jun-2009

Filed Currency

JPY

JPY

JPY

JPY

JPY

Exchange Rate

98.239969

79.390941

80.76

88.49

96.485

Auditor

PricewaterhouseCoopers LLP

Arata Auditing Firm

PricewaterhouseCoopers LLP

PricewaterhouseCoopers LLP

PricewaterhouseCoopers LLP

Auditor Opinion

Unqualified

Unqualified with Explanation

Unqualified

Unqualified with Explanation

Unqualified with Explanation

 

 

 

 

 

 

    Cash & Equivalents

454.0

357.7

449.0

354.0

238.2

Cash and Short Term Investments

454.0

357.7

449.0

354.0

238.2

        Accounts Receivable - Trade, Gross

605.9

816.3

996.6

1,000.4

802.5

        Provision for Doubtful Accounts

-5.7

-8.0

-10.6

-2.4

-3.3

    Trade Accounts Receivable - Net

600.2

808.3

986.1

998.1

799.2

Total Receivables, Net

600.2

808.3

986.1

998.1

799.2

    Inventories - Finished Goods

48.2

59.2

68.9

70.9

54.3

    Inventories - Work In Progress

290.6

492.7

632.9

555.2

731.1

    Inventories - Raw Materials

108.3

168.9

181.0

138.7

108.2

Total Inventory

447.1

720.9

882.7

764.8

893.6

    Deferred Income Tax - Current Asset

15.0

17.1

84.4

65.8

61.8

    Other Current Assets

46.9

76.6

86.5

68.3

72.8

Other Current Assets, Total

61.9

93.7

170.9

134.1

134.6

Total Current Assets

1,563.2

1,980.5

2,488.7

2,250.9

2,065.7

 

 

 

 

 

 

        Buildings

820.5

963.2

953.5

840.9

761.5

        Land/Improvements

96.8

120.8

124.0

117.1

108.4

        Machinery/Equipment

791.5

906.1

1,035.6

935.5

849.1

        Construction in Progress

26.1

81.5

110.7

89.3

89.8

        Other Property/Plant/Equipment

17.5

36.3

38.7

34.8

25.0

    Property/Plant/Equipment - Gross

1,752.4

2,107.9

2,262.6

2,017.6

1,833.7

    Accumulated Depreciation

-1,021.4

-1,176.3

-1,184.1

-1,005.2

-833.1

Property/Plant/Equipment - Net

730.9

931.6

1,078.5

1,012.4

1,000.6

Goodwill, Net

0.9

1.7

2.2

5.4

0.8

Intangibles, Net

53.8

70.4

65.7

43.9

38.9

    LT Investment - Affiliate Companies

33.9

47.5

47.1

67.8

-

    LT Investments - Other

19.3

18.9

25.0

17.1

53.9

Long Term Investments

53.2

66.3

72.0

84.9

53.9

    Deferred Income Tax - Long Term Asset

22.4

27.2

108.5

75.0

75.8

    Other Long Term Assets

51.9

66.8

67.7

73.4

61.0

Other Long Term Assets, Total

74.4

94.0

176.2

148.4

136.8

Total Assets

2,476.5

3,144.6

3,883.3

3,546.0

3,296.6

 

 

 

 

 

 

Accounts Payable

291.6

386.6

712.7

661.3

401.8

Accrued Expenses

13.1

17.7

21.3

18.9

15.9

Notes Payable/Short Term Debt

704.9

1,167.4

763.1

345.6

669.5

Current Portion - Long Term Debt/Capital Leases

144.1

11.4

220.7

220.1

196.8

    Customer Advances

141.2

130.2

190.6

137.9

121.4

    Income Taxes Payable

7.9

9.8

21.1

12.8

7.7

    Deferred Income Tax - Current Liability

1.7

6.1

0.1

0.0

0.0

    Other Current Liabilities

161.9

343.0

237.9

181.0

159.6

Other Current liabilities, Total

312.7

489.2

449.6

331.6

288.8

Total Current Liabilities

1,466.4

2,072.3

2,167.4

1,577.5

1,572.8

 

 

 

 

 

 

    Long Term Debt

238.0

346.8

337.7

583.8

560.2

    Capital Lease Obligations

7.7

12.1

34.8

43.3

56.7

Total Long Term Debt

245.7

358.9

372.4

627.1

616.9

Total Debt

1,094.7

1,537.7

1,356.3

1,192.8

1,483.2

 

 

 

 

 

 

    Deferred Income Tax - LT Liability

14.6

8.7

0.3

0.0

0.0

Deferred Income Tax

14.6

8.7

0.3

0.0

0.0

Minority Interest

41.9

52.0

47.3

47.5

62.6

    Reserves

3.4

4.3

3.6

0.0

0.0

    Pension Benefits - Underfunded

130.7

165.9

184.0

168.4

152.6

    Other Long Term Liabilities

10.6

15.8

16.0

14.6

19.9

Other Liabilities, Total

144.8

186.0

203.7

183.0

172.5

Total Liabilities

1,913.4

2,677.8

2,791.1

2,435.1

2,424.8

 

 

 

 

 

 

    Redeemable Convertible Preferred Stock

152.7

-

-

-

-

Redeemable Preferred Stock

152.7

-

-

-

-

    Common Stock

136.1

262.9

258.5

235.9

139.6

Common Stock

136.1

262.9

258.5

235.9

139.6

Additional Paid-In Capital

301.3

278.4

273.7

249.7

152.3

Retained Earnings (Accumulated Deficit)

-30.2

10.6

629.4

686.7

620.1

Treasury Stock - Common

-0.1

-0.1

-0.1

-0.1

-0.1

Unrealized Gain (Loss)

3.4

-0.6

-0.2

-0.3

1.5

    Translation Adjustment

-0.1

-84.4

-69.0

-61.1

-41.5

    Other Equity

0.0

0.0

-

-

-

Other Equity, Total

-0.1

-84.4

-69.0

-61.1

-41.5

Total Equity

563.1

466.8

1,092.2

1,110.8

871.9

 

 

 

 

 

 

Total Liabilities & Shareholders’ Equity

2,476.5

3,144.6

3,883.3

3,546.0

3,296.6

 

 

 

 

 

 

    Shares Outstanding - Common Stock Primary Issue

49.3

49.3

49.3

49.3

42.9

Total Common Shares Outstanding

49.3

49.3

49.3

49.3

42.9

Treasury Shares - Common Stock Primary Issue

0.0

0.0

0.0

0.0

0.0

    Shares Outstanding - Preferred Stock Primary Issue

0.0

-

-

-

-

Total Preferred Stock Outstanding

0.0

-

-

-

-

Treasury Shares - Preferred Primary Issue

0.0

-

-

-

-

Employees

6,579

6,981

7,878

7,169

6,871

Number of Common Shareholders

22,291

27,167

24,859

29,114

23,526

Deferred Revenue - Current

141.2

130.2

190.6

137.9

121.4

Total Long Term Debt, Supplemental

375.6

559.7

538.3

786.7

741.5

Long Term Debt Maturing within 1 Year

137.6

212.9

200.6

202.9

181.3

Long Term Debt Maturing in Year 2

87.3

167.7

158.5

337.0

156.9

Long Term Debt Maturing in Year 3

43.6

105.0

114.3

131.7

275.6

Long Term Debt Maturing in Year 4

15.1

51.7

51.3

81.7

80.8

Long Term Debt Maturing in Year 5

91.1

18.4

13.6

33.3

43.8

Long Term Debt Maturing in 2-3 Years

131.0

272.7

272.8

468.7

432.5

Long Term Debt Maturing in 4-5 Years

106.2

70.2

64.8

115.0

124.6

Long Term Debt Matur. in Year 6 & Beyond

0.8

3.9

0.0

0.0

3.1

Total Capital Leases, Supplemental

14.4

23.5

54.9

60.5

72.2

Capital Lease Payments Due in Year 1

6.6

11.4

20.1

17.2

15.5

Capital Lease Payments Due in Year 2

2.9

6.6

20.1

16.4

16.2

Capital Lease Payments Due in Year 3

2.6

2.2

11.8

16.6

16.4

Capital Lease Payments Due in Year 4

1.3

2.0

1.5

9.5

15.1

Capital Lease Payments Due in Year 5

0.5

0.7

1.2

0.3

8.2

Capital Lease Payments Due in 2-3 Years

5.5

8.9

31.9

33.0

32.6

Capital Lease Payments Due in 4-5 Years

1.8

2.6

2.7

9.8

23.3

Cap. Lease Pymts. Due in Year 6 & Beyond

0.4

0.6

0.2

0.5

0.7

Pension Obligation - Domestic

221.2

255.2

322.2

280.2

239.1

Plan Assets - Domestic

110.0

105.7

153.7

123.6

90.0

Funded Status - Domestic

-111.2

-149.5

-168.5

-156.7

-149.1

Total Funded Status

-111.2

-149.5

-168.5

-156.7

-149.1

Discount Rate - Domestic

2.00%

2.00%

2.00%

2.00%

2.00%

Expected Rate of Return - Domestic

1.00%

1.00%

1.00%

1.00%

1.00%

Prepaid Benefits - Domestic

0.0

0.0

1.3

1.1

0.8

Accrued Liabilities - Domestic

-122.7

-155.7

-173.2

-157.6

-142.4

Other Assets, Net - Domestic

-11.5

-6.2

-3.5

0.2

7.6

Net Assets Recognized on Balance Sheet

-134.3

-162.0

-175.5

-156.3

-134.0

Total Plan Obligations

221.2

255.2

322.2

280.2

239.1

Total Plan Assets

110.0

105.7

153.7

123.6

90.0

 

 

 

Annual Cash Flows

Financials in: USD (mil)

 

 

 

30-Jun-2013

30-Jun-2012

30-Jun-2011

30-Jun-2010

30-Jun-2009

Period Length

12 Months

12 Months

12 Months

12 Months

12 Months

UpdateType/Date

Updated Normal
30-Jun-2013

Updated Normal
30-Jun-2012

Updated Normal
30-Jun-2011

Updated Normal
30-Jun-2010

Updated Normal
30-Jun-2009

Filed Currency

JPY

JPY

JPY

JPY

JPY

Exchange Rate (Period Average)

87.565262

78.601914

83.072254

91.59515

98.728525

Auditor

PricewaterhouseCoopers LLP

Arata Auditing Firm

PricewaterhouseCoopers LLP

PricewaterhouseCoopers LLP

PricewaterhouseCoopers LLP

Auditor Opinion

Unqualified

Unqualified with Explanation

Unqualified

Unqualified with Explanation

Unqualified with Explanation

 

 

 

 

 

 

Net Income/Starting Line

-6.5

-428.8

-110.7

49.8

-16.2

    Depreciation

91.0

115.7

129.0

130.5

124.8

Depreciation/Depletion

91.0

115.7

129.0

130.5

124.8

    Unusual Items

69.5

325.2

72.2

16.9

14.8

    Equity in Net Earnings (Loss)

-0.2

4.1

-0.7

1.2

-0.1

    Other Non-Cash Items

-49.0

48.4

49.9

-20.5

19.5

Non-Cash Items

20.3

377.7

121.4

-2.3

34.1

    Accounts Receivable

124.7

181.3

101.4

-141.3

24.9

    Inventories

131.9

56.1

-50.5

202.7

-163.1

    Accounts Payable

-49.5

-333.5

-16.6

238.2

-245.9

    Accrued Expenses

-1.8

-3.9

0.5

2.6

-4.2

    Taxes Payable

-10.6

12.2

2.4

2.1

0.5

    Other Liabilities

16.1

-59.7

38.1

5.9

-23.1

    Other Operating Cash Flow

-58.3

-25.0

-1.8

-4.3

-54.0

Changes in Working Capital

152.5

-172.6

73.6

305.9

-465.0

Cash from Operating Activities

257.3

-108.0

213.4

483.8

-322.3

 

 

 

 

 

 

    Purchase of Fixed Assets

-66.1

-154.6

-202.3

-95.9

-148.9

Capital Expenditures

-66.1

-154.6

-202.3

-95.9

-148.9

    Acquisition of Business

-1.5

-2.5

-

0.0

9.4

    Sale of Business

4.6

-

-

-

-

    Sale of Fixed Assets

-

-

8.6

29.5

25.0

    Sale/Maturity of Investment

18.0

4.6

34.8

7.8

7.6

    Purchase of Investments

-19.4

-0.5

-27.3

-59.9

-35.8

    Other Investing Cash Flow

13.0

8.9

7.6

-0.3

0.4

Other Investing Cash Flow Items, Total

14.6

10.5

23.8

-22.8

6.6

Cash from Investing Activities

-51.5

-144.1

-178.6

-118.7

-142.3

 

 

 

 

 

 

    Other Financing Cash Flow

-12.3

-4.4

-3.5

0.8

-0.3

Financing Cash Flow Items

-12.3

-4.4

-3.5

0.8

-0.3

    Cash Dividends Paid - Common

0.0

0.0

-12.4

-9.1

-9.1

Total Cash Dividends Paid

0.0

0.0

-12.4

-9.1

-9.1

        Sale/Issuance of Common

171.3

-

0.0

161.7

0.0

    Common Stock, Net

171.3

-

0.0

161.7

0.0

Issuance (Retirement) of Stock, Net

171.3

-

0.0

161.7

0.0

    Short Term Debt, Net

-98.7

186.1

361.2

-370.7

321.8

        Long Term Debt Issued

107.4

237.2

88.2

203.5

355.3

        Long Term Debt Reduction

-208.9

-258.3

-407.4

-241.9

-147.9

    Long Term Debt, Net

-101.6

-21.1

-319.3

-38.4

207.5

Issuance (Retirement) of Debt, Net

-200.3

164.9

42.0

-409.1

529.3

Cash from Financing Activities

-41.3

160.5

26.0

-255.7

519.9

 

 

 

 

 

 

Foreign Exchange Effects

18.5

-4.3

0.4

-2.2

-6.1

Net Change in Cash

183.0

-96.0

61.3

107.2

49.1

 

 

 

 

 

 

Net Cash - Beginning Balance

321.8

454.5

368.7

217.3

172.0

Net Cash - Ending Balance

504.8

358.5

430.0

324.5

221.1

Cash Interest Paid

17.6

21.0

18.3

17.7

14.2

Cash Taxes Paid

32.1

42.5

25.3

19.6

24.3

 

 

Annual Income Statement

 

 

 

 

30-Jun-2013

30-Jun-2012

30-Jun-2011

30-Jun-2010

30-Jun-2009

Period Length

12 Months

12 Months

12 Months

12 Months

12 Months

UpdateType/Date

Updated Normal
30-Jun-2013

Updated Normal
30-Jun-2012

Updated Normal
30-Jun-2011

Updated Normal
30-Jun-2010

Updated Normal
30-Jun-2009

Filed Currency

JPY

JPY

JPY

JPY

JPY

Exchange Rate (Period Average)

87.565262

78.601914

83.072254

91.59515

98.728525

Auditor

PricewaterhouseCoopers LLP

Arata Auditing Firm

PricewaterhouseCoopers LLP

PricewaterhouseCoopers LLP

PricewaterhouseCoopers LLP

Auditor Opinion

Unqualified

Unqualified with Explanation

Unqualified

Unqualified with Explanation

Unqualified with Explanation

 

 

 

 

 

 

    Net Sales

1,865.5

2,503.8

2,793.2

2,421.6

2,267.1

Total Revenue

1,865.5

2,503.8

2,793.2

2,421.6

2,267.1

 

 

 

 

 

 

    Cost of Sales

1,443.4

2,143.1

2,252.1

1,978.1

1,865.1

    Other Total SGA

104.1

-

-

-

-

    Other Selling/General/Admin. Expense

-

127.4

-

-

-

    Payroll

79.7

97.6

97.4

82.4

73.7

    Allowance for bonus

2.8

4.6

7.4

5.5

5.1

    Provision for directors' bonuses

2.7

2.5

2.1

2.2

1.6

    Periodic pension cost

6.5

7.3

9.2

9.0

8.5

    Res.dir.'s retire.benefits

1.4

2.8

2.8

2.0

1.6

    Depreciation

13.7

15.3

12.8

13.9

14.3

    Traveling & communication exp.

11.6

15.6

17.8

14.0

14.9

    Commission expenses

22.7

20.8

22.4

18.8

19.8

    Research & Development expense

44.4

66.7

68.7

56.4

50.7

    Provision for doubtful accounts(SGA)

-1.1

-2.6

13.1

1.7

1.3

    Loss on bad debts

0.0

0.5

44.6

0.0

-

    Support fee for sales

63.8

83.4

88.8

77.7

70.0

    Other SGA

-

-

131.8

107.3

105.4

    SP Rev. Allow. Doubt. Acct.

-

0.0

-0.3

-0.5

-0.1

    Subsidy

-2.0

-1.1

-2.2

-17.2

0.0

    SP Rev. G on business reorganiz. L

-

-

-

0.0

-1.1

    SP Prior year overhead absorbt

-

-

-

-

0.0

    SP Other SP Gains

0.0

-0.2

-0.2

-0.1

-0.6

    SP L.Retire.Fix Asset

-

-

2.6

6.0

11.1

    SP L.Val.Inv.Secs.

-

-

-

0.0

3.8

    SP L on deduction fixed assets

-

-

0.0

1.3

0.0

    SP Impairment of Fixed Asset

0.0

10.5

69.6

10.9

0.0

    SP L on val. of inventories

-

-

-

0.0

6.4

    Business structure improvement expenses

69.5

314.7

-

-

-

    SP Loss on business reorganization

-

-

-

-

0.0

    SP Loss on disaster

-

0.0

41.2

0.0

-

    SP L on adjustment for changes of accoun

-

0.0

2.5

0.0

-

    SP Other SP Losses

11.7

23.4

14.9

3.8

5.5

    NOP L.Val.Inventory

-

-

-

-

0.0

    NOP L.Retire.Inventory

-

-

-

-

0.6

Total Operating Expense

1,874.8

2,932.3

2,899.0

2,373.3

2,257.5

 

 

 

 

 

 

    NOP Interest Income

1.9

2.6

1.6

1.1

1.5

    Gain On Sales Of Investment Securities

-

1.1

-

-

-

    NOP Dividend Income

2.0

2.0

1.5

1.7

1.0

    Rounding adjustment Income Statement

0.0

-

-

-

-

    Commission for syndicate loan

-4.2

-

-

-

-

    Other Non-Operating Income (Expense)

-

0.1

-

-

-

    Commitment fee

-

-5.0

-

-

-

    NOP Commission Rcvd.

-

-

0.0

1.8

1.5

    NOP Rent Income

-

-

0.0

2.0

1.1

    NOP Equity Gains

0.2

0.0

0.7

0.0

0.1

    NOP Exchange Gains

14.0

2.0

3.9

3.8

0.0

    NOP Oversea Branch Tax Refund

-

-

-

0.0

0.8

    NOP Insurance income÷nd

3.7

5.6

4.8

0.8

2.9

    NOP Subsidy Income

-

3.8

0.0

4.1

3.2

    NOP Compensation income

0.0

9.4

0.0

2.8

0.0

    NOP Other Non-Ops.Income

13.8

10.3

11.7

9.4

6.3

    NOP Interest Exp.

-17.8

-20.9

-18.7

-17.8

-14.0

    NOP Exchange Loss

-

-

-

0.0

-21.6

    NOP Equity losses

0.0

-4.1

0.0

-1.2

0.0

    NOP Cost of Rent

-

-

-

-

0.0

    NOP Other Non-Ops.Exp.

-11.9

-7.2

-10.4

-7.2

-9.0

    Gain On Sales Of Noncurrent Assets

1.2

-

-

-

-

    SP G.Sale Fix Asset

-

-

-

0.0

0.2

    SP G.Sale Inv.Secs.

-

-

-

-

0.1

Net Income Before Taxes

-6.5

-428.8

-110.7

49.8

-16.2

 

 

 

 

 

 

Total income taxes

29.1

198.1

-5.5

33.8

-12.9

Net Income After Taxes

-35.6

-626.9

-105.1

16.0

-3.3

 

 

 

 

 

 

    Minority interests in income

-7.9

-9.1

0.3

7.4

11.6

Net Income Before Extra. Items

-43.5

-635.9

-104.8

23.3

8.2

Net Income

-43.5

-635.9

-104.8

23.3

8.2

 

 

 

 

 

 

    Distribution for Prefer Shares

-6.0

-

-

-

-

    Miscellaneous Earnings Adjustment

-

0.0

-

-

-

    Earning Adjustment

-

-

-

-

0.0

Income Available to Com Excl ExtraOrd

-49.5

-635.9

-104.8

23.3

8.2

 

 

 

 

 

 

Income Available to Com Incl ExtraOrd

-49.5

-635.9

-104.8

23.3

8.2

 

 

 

 

 

 

Basic Weighted Average Shares

49.3

49.3

49.3

45.9

42.9

Basic EPS Excluding ExtraOrdinary Items

-1.00

-12.89

-2.12

0.51

0.19

Basic EPS Including ExtraOrdinary Items

-1.00

-12.89

-2.12

0.51

0.19

Dilution Adjustment

0.0

0.0

0.0

0.0

0.0

Diluted Net Income

-49.5

-635.9

-104.8

23.3

8.2

Diluted Weighted Average Shares

49.3

49.3

49.3

50.1

46.5

Diluted EPS Excluding ExtraOrd Items

-1.00

-12.89

-2.12

0.47

0.18

Diluted EPS Including ExtraOrd Items

-1.00

-12.89

-2.12

0.47

0.18

DPS-Ordinary Shares

0.00

0.00

0.00

0.23

0.21

Gross Dividends - Common Stock

0.0

0.0

0.0

11.3

9.1

Normalized Income Before Taxes

71.5

-81.5

17.3

54.0

2.2

 

 

 

 

 

 

Inc Tax Ex Impact of Sp Items

56.4

319.6

39.3

35.3

-6.4

Normalized Income After Taxes

15.1

-401.1

-21.9

18.7

8.6

 

 

 

 

 

 

Normalized Inc. Avail to Com.

1.2

-410.2

-21.6

26.1

20.2

 

 

 

 

 

 

Basic Normalized EPS

0.02

-8.31

-0.44

0.57

0.47

Diluted Normalized EPS

0.02

-8.31

-0.44

0.52

0.43

Research And Development Expense(SGA)

44.4

66.7

-

-

-

Research and Development Expenses(COGS)

12.6

23.4

-

-

-

Research and Development (SGA)

-

-

68.7

56.4

50.7

Research and Development (COGS)

-

-

30.6

31.0

33.9

Interest Expense

17.8

20.9

18.7

17.8

14.0

BC - Depreciation of Fixed Assets

91.0

-

-

-

-

Dep. of Tangible Assets-Current Portion

-

115.7

-

-

-

Depreciation

-

-

129.0

130.5

124.8

    Income taxes-current

26.8

30.6

-

-

-

Current Tax - Total

26.8

30.6

-

-

-

    Income taxes-deferred

2.3

167.5

-

-

-

Deferred Tax - Total

2.3

167.5

-

-

-

Income Tax - Total

29.1

198.1

-

-

-

Reported Operating Profit

69.8

-81.2

22.3

52.5

35.3

Reported Ordinary Profit

71.5

-82.7

17.3

54.0

8.5

Service Cost

19.5

23.2

24.4

20.7

21.5

Interest Cost

3.7

5.3

4.9

4.2

3.8

Expected Return on Plan Assets

-1.0

-1.6

-1.4

-1.7

-1.9

Accouting Changes

-

-

-

3.5

3.4

Actuarial Gains & Losses

1.0

2.6

2.9

2.8

2.8

Prior service cost

-0.3

-0.4

-0.3

-0.3

0.8

Extraordinary Addl Other Retire. compt

0.0

-4.0

-

-

-

Exp. on change of cacul. of pension cost

-

0.0

2.7

-

-

Domestic Pension Plan Expense

22.9

25.2

33.2

29.2

30.4

Total Pension Expense

22.9

25.2

33.2

29.2

30.4

Discount Rate(MIN)-Retirement Cost(Domes

2.00%

2.00%

-

-

-

Discount rate

-

-

2.00%

2.00%

2.00%

Expected return on assets(MIN)-Retiremen

1.00%

1.00%

-

-

-

Expected rate of return

-

-

1.00%

1.00%

1.00%

 

 

 

Annual Balance Sheet

Financials in: USD (mil)

 

 

 

30-Jun-2013

30-Jun-2012

30-Jun-2011

30-Jun-2010

30-Jun-2009

UpdateType/Date

Updated Normal
30-Jun-2013

Updated Normal
30-Jun-2012

Updated Normal
30-Jun-2011

Updated Normal
30-Jun-2010

Updated Normal
30-Jun-2009

Filed Currency

JPY

JPY

JPY

JPY

JPY

Exchange Rate

98.239969

79.390941

80.76

88.49

96.485

Auditor

PricewaterhouseCoopers LLP

Arata Auditing Firm

PricewaterhouseCoopers LLP

PricewaterhouseCoopers LLP

PricewaterhouseCoopers LLP

Auditor Opinion

Unqualified

Unqualified with Explanation

Unqualified

Unqualified with Explanation

Unqualified with Explanation

 

 

 

 

 

 

    Cash & Depo.

454.0

357.7

449.0

354.0

238.2

    Notes and accounts receivable-trade

605.9

816.3

996.6

1,000.4

802.5

    Inventories - merchandise&finished goods

48.2

59.2

68.9

70.9

54.3

    Inventories-Work In Process

290.6

492.7

632.9

555.2

731.1

    Inventories-Raw materials&supplies

108.3

168.9

181.0

138.7

108.2

    Dfrd.Income Tax

15.0

17.1

84.4

65.8

61.8

    Other Current

46.9

76.6

86.5

68.3

72.8

    Allow.Doubt.Acct.

-5.7

-8.0

-10.6

-2.4

-3.3

Total current assets

1,563.2

1,980.5

2,488.7

2,250.9

2,065.7

 

 

 

 

 

 

    Buildings & structures, gross

820.5

963.2

953.5

840.9

761.5

    Accum Dep & Impairment Loss of Buildings

-402.2

-457.3

-416.6

-345.7

-283.8

    Machinery, equipment and vehicles

649.0

738.5

862.4

782.8

703.6

    Acc. Depre&Impair-Machine,Equip&Vehicle

-482.4

-546.2

-601.5

-518.1

-435.2

    Tools, furniture and fixtures

142.5

167.6

173.2

152.7

145.5

    Acc. Depre&Impair-Tool,Furniture&Fixture

-125.0

-146.0

-146.9

-127.1

-112.0

    Land

96.8

120.8

124.0

117.1

108.4

    Constr.in Progre.

26.1

81.5

110.7

89.3

89.8

    Lease assets, gross

17.5

36.3

38.7

34.8

25.0

    Accumulated depreciation-Lease Assets

-11.9

-26.7

-19.1

-14.3

-2.2

    Goodwill

0.9

1.7

2.2

5.4

0.8

    Lease assets, Intangible

1.5

0.9

0.1

0.2

0.1

    Software rights

14.6

22.8

25.0

12.1

13.9

    Other Intangible

37.7

46.7

40.6

31.7

24.9

    Investment Securities - Balancing value

19.3

-

-

-

-

    Other LT investment

-

18.9

-

-

-

    Invest.Secs.

-

-

25.0

17.1

53.9

    Invt Secs Noncons, Asc, Affd Cos

20.2

32.2

-

-

-

    Invts in Capital Noncons, Ascd, Affd Cos

13.7

15.3

-

-

-

    Inv't partnership-nonconsol.affil. & sub

-

-

32.0

28.8

-

    Equity secs.-nonconsol affil. & sub.

-

-

15.0

39.0

-

    Other - Balancing value

34.4

-

-

-

-

    Rounding adjustment Assets

0.0

-

-

-

-

    Other Other Long Term Assets

-

48.1

-

-

-

    Rounding adjustment Assets

-

0.0

-

-

-

    Sec.Depo.

18.4

24.7

24.1

21.8

18.1

    Deferred tax assets

22.4

27.2

108.5

75.0

75.8

    Other Asset

-

-

51.5

55.5

46.5

    Allow.Doubt.Acct.

-0.8

-5.9

-7.9

-3.3

-3.6

    Provision for loss on LT investments

-

-

0.0

-0.7

0.0

Total Assets

2,476.5

3,144.6

3,883.3

3,546.0

3,296.6

 

 

 

 

 

 

    Notes and accounts payable-trade

291.6

386.6

712.7

661.3

401.8

    Short-term Loans Payable

704.9

-

-

-

-

    Short-term loans payable

-

1,041.5

639.3

345.6

617.7

    Current Portion of Lg-term Loans Payable

137.4

-

-

-

-

    LT borrowings (current)

-

-

200.3

200.4

181.3

    Cur.Port.Bond

-

-

0.2

2.5

-

    Curr. Lease obligation

6.6

11.4

20.1

17.2

15.5

    Commercial papers

0.0

126.0

123.8

0.0

51.8

    Inc.Tax Pybl.

7.9

9.8

21.1

12.8

7.7

    Advance received

141.2

130.2

190.6

137.9

121.4

    Dfrd.Tax Liab.

1.7

6.1

0.1

0.0

0.0

    Allow.for Bonus

10.7

15.2

19.1

16.6

14.3

    Provision for directors'' bonuses

2.4

2.5

2.1

2.3

1.6

    Product Warranty

19.0

20.5

20.1

14.1

26.5

    provision for disaster

-

-

2.0

0.0

-

    Provision for business structure improve

-

-

4.4

0.0

-

    Provision for loss on order received

33.2

95.1

32.2

8.4

0.0

    Other Current

109.7

227.4

179.2

158.5

133.1

Total Current Liabilities

1,466.4

2,072.3

2,167.4

1,577.5

1,572.8

 

 

 

 

 

 

    Corp.Bond

0.2

0.5

0.7

0.9

2.1

    Bond with stock purchase warrants

-

-

0.0

175.2

160.6

    Long-term loans payable

237.8

346.3

336.9

407.7

397.5

    Lease obligation

7.7

12.1

34.8

43.3

56.7

Total Long Term Debt

245.7

358.9

372.4

627.1

616.9

 

 

 

 

 

 

    Provision For Retirement Benefits

122.7

155.7

173.2

157.6

142.4

    Asset retirement obligations

3.4

4.3

3.6

0.0

-

    Provision for directors'' retirement ben

8.0

10.1

10.8

10.8

10.3

    Deferred tax liabilities

14.6

8.7

0.3

0.0

0.0

    Res. Business reorganization

-

-

-

-

0.0

    Other Liab.

10.6

15.8

16.0

14.6

19.9

    Minority Interest

41.9

52.0

47.3

47.5

62.6

Total Liabilities

1,913.4

2,677.8

2,791.1

2,435.1

2,424.8

 

 

 

 

 

 

    Redeemable Convertible Preferred Stock

152.7

-

-

-

-

    Other Equity

0.0

-

-

-

-

    Rounding adjustment Equity

-

0.0

-

-

-

    Common Stock

136.1

262.9

258.5

235.9

139.6

    Capital surplus

301.3

278.4

273.7

249.7

152.3

    Retained Earnings

-30.2

10.6

629.4

686.7

620.1

    Valuation difference on available-for-sa

3.4

-0.6

-0.2

-0.3

1.5

    Transl.Adjust.

-0.1

-84.4

-69.0

-61.1

-41.5

    Treasury Stock

-0.1

-0.1

-0.1

-0.1

-0.1

Total Equity

563.1

466.8

1,092.2

1,110.8

871.9

 

 

 

 

 

 

Total Liabilities & Shareholders' Equity

2,476.5

3,144.6

3,883.3

3,546.0

3,296.6

 

 

 

 

 

 

    S/O-Ordinary Shares

49.3

49.3

49.3

49.3

42.9

Total Common Shares Outstanding

49.3

49.3

49.3

49.3

42.9

T/S-Ordinary Shares

0.0

0.0

0.0

0.0

0.0

    S/O-Preference Shares

0.0

-

-

-

-

Total Preferred Shares Outstanding

0.0

-

-

-

-

T/S-Preference Shares

0.0

-

-

-

-

Advance

141.2

130.2

190.6

137.9

121.4

Full-Time Employees

6,579

6,981

7,878

7,169

6,871

Total Number of Shareholders

22,291

27,167

-

-

-

Number of Common Shareholders

-

-

24,859

29,114

23,526

Within One Year

0.2

0.3

-

-

-

Division And End Of Current Period Remai

137.4

212.6

-

-

-

LT debt maturing within 1yr

-

-

200.6

202.9

181.3

Over One Year And Within Two Years

0.2

0.3

-

-

-

Lns Pble Maturing over a Yr within 2 Yrs

87.1

167.5

-

-

-

LT debt maturing within 2yr

-

-

158.5

337.0

156.9

Over Two Years And Within Three Years

0.0

0.3

-

-

-

Lns Pble Maturg over 2 Yrs within 3 Yrs

43.6

104.7

-

-

-

LT debt maturing within 3yr

-

-

114.3

131.7

275.6

Lns Pble Maturg over 3 Yrs within 4 Yrs

15.1

51.7

-

-

-

LT debt maturing within 4yr

-

-

51.3

81.7

80.8

Lns Pble Maturg over 4 Yrs within 5 Yrs

91.1

18.4

-

-

-

LT debt maturing within 5yr

-

-

13.6

33.3

43.8

Other LT debt

0.8

3.9

-

-

-

LT debt Remaing Maturities

-

-

0.0

-

3.1

Total Long Term Debt, Supplemental

375.6

559.7

538.3

786.7

741.5

Capital Lease due within 1Yr.

6.6

11.4

20.1

17.2

15.5

Cap Lease Maturg over a Yr within 2 Yrs

2.9

6.6

-

-

-

Capital Lease due within 2Yr.

-

-

20.1

16.4

16.2

Cap Lease Maturg over 2 Yr within 3 Yrs

2.6

2.2

-

-

-

Capital Lease due within 3Yr.

-

-

11.8

16.6

16.4

Cap Lease Maturg over 3 Yr within 4 Yrs

1.3

2.0

-

-

-

Capital Lease due within 4Yr.

-

-

1.5

9.5

15.1

Cap Lease Maturg over 4 Yr within 5 Yrs

0.5

0.7

-

-

-

Capital Lease due within 5Yr.

-

-

1.2

0.3

8.2

Other Capital Lease

0.4

0.6

-

-

-

Capital Lease Remaining

-

-

0.2

0.5

0.7

Total Capital Leases, Supplemental

14.4

23.5

54.9

60.5

72.2

Pension Obligation

221.2

255.2

322.2

280.2

239.1

Fair Value of Plan Assets

110.0

105.7

153.7

123.6

90.0

Funded Status

-111.2

-149.5

-168.5

-156.7

-149.1

Total Funded Status

-111.2

-149.5

-168.5

-156.7

-149.1

Discount Rate

2.00%

2.00%

2.00%

2.00%

2.00%

Expected Return on Plan Assets

1.00%

1.00%

1.00%

1.00%

1.00%

Accounting Change

-

-

-

-

3.4

Unrecognized Actuarial Gains & Losses

-3.8

-3.4

0.4

4.0

7.9

Unrecognized prior service cost

-7.7

-2.8

-3.9

-3.8

-3.7

Prepaid Plan Assets

0.0

0.0

1.3

1.1

0.8

Accrued Pension Liabilities

-122.7

-155.7

-173.2

-157.6

-142.4

Net Assets Recognized on Balance Sheet

-134.3

-162.0

-175.5

-156.3

-134.0

 

Annual Cash Flows

Financials in: USD (mil)

 

 

 

30-Jun-2013

30-Jun-2012

30-Jun-2011

30-Jun-2010

30-Jun-2009

Period Length

12 Months

12 Months

12 Months

12 Months

12 Months

UpdateType/Date

Updated Normal
30-Jun-2013

Updated Normal
30-Jun-2012

Updated Normal
30-Jun-2011

Updated Normal
30-Jun-2010

Updated Normal
30-Jun-2009

Filed Currency

JPY

JPY

JPY

JPY

JPY

Exchange Rate (Period Average)

87.565262

78.601914

83.072254

91.59515

98.728525

Auditor

PricewaterhouseCoopers LLP

Arata Auditing Firm

PricewaterhouseCoopers LLP

PricewaterhouseCoopers LLP

PricewaterhouseCoopers LLP

Auditor Opinion

Unqualified

Unqualified with Explanation

Unqualified

Unqualified with Explanation

Unqualified with Explanation

 

 

 

 

 

 

Loss before income taxes

-6.5

-428.8

-110.7

49.8

-16.2

    Depreciation

91.0

115.7

129.0

130.5

124.8

    Business structure improvement expenses

69.5

314.7

-

-

-

    Impairment losses on assets

0.0

10.5

69.6

10.9

0.0

    Increase (decrease) in allowance for dou

-5.6

-4.9

12.0

-1.8

2.9

    Increase (decrease) in provision for bon

-1.8

-3.9

0.5

2.6

-4.2

    Increase (decrease) in provision for ret

-4.0

-20.6

0.6

2.2

12.4

    Increase (decrease) in provision for dir

-0.2

-0.9

-1.1

-0.2

1.0

    Increase (decrease) in provision for los

-49.2

63.0

22.1

0.0

-

    Increase (decrease) in provision for pro

1.2

0.5

4.6

-14.2

-5.9

    L.Retire.Fix Asset

-

-

2.6

6.0

11.1

    G.Sale Inv.Secs.

-

-

-

0.0

-0.1

    L.Val.Inv.Secs.

-

-

-

0.0

3.8

    Int.&Div.Income

-3.9

-4.7

-3.2

-2.8

-2.5

    Interest Expenses

17.8

20.9

18.7

17.8

14.0

    Subsidy Income

-5.2

-4.9

-3.8

-21.3

-3.2

    Equity in (earnings) losses of affiliate

-0.2

4.1

-0.7

1.2

-0.1

    Decrease (increase) in notes and account

124.7

181.3

101.4

-141.3

24.9

    Decrease (increase) in inventories

131.9

56.1

-50.5

202.7

-163.1

    Increase (decrease) in notes and account

-49.5

-333.5

-16.6

238.2

-245.9

    Increase (decrease) in advances received

16.1

-59.7

38.1

5.9

-23.1

    Increase (decrease) in accrued consumpti

-10.6

12.2

2.4

2.1

0.5

    Rounding adjustment Cash flow

0.0

-

-

-

-

    Increase in cash and cash equivalents du

2.0

-

-

-

-

    Payments for extra retirement payments

-55.4

-

-

-

-

    Increase in cash and cash equivalents fr

-

0.0

-

-

-

    Other Operating Cash Flow

-

0.0

-

-

-

    Other, net

40.8

33.7

38.5

30.0

-18.1

    Interest & Div. Income

4.0

4.8

3.4

3.0

2.6

    Interest Paid

-17.6

-21.0

-18.3

-17.7

-14.2

    Income Tax Paid

-32.1

-42.5

-25.3

-19.6

-24.3

    Newly Consolid.

-

-

-

-

0.7

    Adjustment

-

-

0.0

-

-

Cash from Operating Activities

257.3

-108.0

213.4

483.8

-322.3

 

 

 

 

 

 

    Proceeds from sales of stocks of subsidi

4.6

-

-

-

-

    Time Depo.Made

-19.4

-0.5

-12.1

-13.3

-18.9

    Time Depo.Matured

18.0

4.6

34.8

7.8

7.3

    Sale Inv.Secs.

-

-

-

0.0

0.3

    Purch.Inv.Secs.

-

0.0

-9.4

-28.0

-0.1

    Purch.Subsid.Secs.

-

0.0

-5.8

-18.6

-16.8

    Purchase of stocks of subsidiaries and a

-1.5

-2.5

-

-

-

    Inflow due to purch. subs.' secs.

-

-

-

0.0

9.4

    Rounding adjustment Cash flow

0.0

-

-

-

-

    Loans Made

-

-

-

-

0.0

    Loans Collected

-

-

-

-

0.0

    Purchase of property, plant and equipmen

-66.1

-154.6

-202.3

-95.9

-148.9

    Sale PPE

-

-

8.6

29.5

25.0

    Proceeds from prefectural government''s

6.8

6.7

5.5

7.3

3.2

    LT Prepaid Purch.

-

-

-

0.0

-4.4

    Other, net

6.1

2.2

2.1

-7.6

1.6

Cash from Investing Activities

-51.5

-144.1

-178.6

-118.7

-142.3

 

 

 

 

 

 

    Net increase (decrease) in short-term lo

15.5

186.1

240.9

-316.1

331.9

    Net increase (decrease) in commercial pa

-114.2

0.0

120.4

-54.6

-10.1

    Proceeds from long-term loans payable

107.4

237.2

88.2

203.5

285.0

    Repayment of long-term loans payable

-193.7

-223.5

-201.9

-221.5

-142.6

    Repayment of finance lease

-15.3

-34.8

-18.9

-20.4

-5.3

    Proceed from sale and lease back

-

-

-

0.0

70.3

    Redemption of bonds with subscription ri

-

0.0

-186.6

0.0

-

    Issue Stock

171.3

-

0.0

161.7

0.0

    Rounding adjustment Cash flow

0.0

0.0

-

-

-

    Minority closely-held inv'ts

-

-

-

-

0.0

    Dividend Paid

0.0

0.0

-12.4

-9.1

-9.1

    Minority Div.Paid

-12.8

-4.6

-0.6

-0.3

-0.3

    Other, net

0.4

0.2

-2.9

1.1

0.0

Cash from Financing Activities

-41.3

160.5

26.0

-255.7

519.9

 

 

 

 

 

 

Foreign Exchange Effects

18.5

-4.3

0.4

-2.2

-6.1

Net increase (decrease) in cash and cash

183.0

-96.0

61.3

107.2

49.1

 

 

 

 

 

 

Net Cash - Beginning Balance

321.8

454.5

368.7

217.3

172.0

Net Cash - Ending Balance

504.8

358.5

430.0

324.5

221.1

    Cash Interest Paid

17.6

21.0

18.3

17.7

14.2

    Cash Taxes Paid

32.1

42.5

25.3

19.6

24.3

 

 

Financial Health

 

 

 

Key Indicators USD (mil)

 

Quarter
Ending
30-Jun-2013

Quarter
Ending
Yr Ago

Annual
Year End
30-Jun-2013

1 Year
Growth

3 Year
Growth

5 Year
Growth

Total Revenue1 (?)

490.8

21.68%

1,865.5

-17.00%

-9.69%

-7.50%

Research & Development1 (?)

-

-

44.4

-25.87%

-9.06%

-4.64%

Operating Income1 (?)

-32.2

-

-9.4

-

-

-

Income Available to Common Excl Extraord Items1 (?)

-44.2

-

-49.5

-

-

-

Basic EPS Excl Extraord Items1 (?)

-0.90

-

-1.00

-

-

-

Capital Expenditures2 (?)

66.1

-52.37%

66.1

-52.37%

-12.99%

-26.64%

Cash from Operating Activities2 (?)

257.3

-

257.3

-

-20.18%

-7.64%

Free Cash Flow (?)

170.4

-

170.4

-

-22.18%

21.62%

Total Assets3 (?)

2,476.5

-2.55%

2,476.5

-2.55%

-8.13%

-4.30%

Total Liabilities3 (?)

1,913.4

-11.58%

1,913.4

-11.58%

-4.45%

-2.65%

Total Long Term Debt3 (?)

245.7

-15.28%

245.7

-15.28%

-24.23%

-11.36%

Employees3 (?)

-

-

6579

-5.76%

-2.82%

0.69%

Total Common Shares Outstanding3 (?)

49.3

0.00%

49.3

0.00%

0.00%

2.84%

1-ExchangeRate: JPY to USD Average for Period

98.564314

 

87.565262

 

 

 

2-ExchangeRate: JPY to USD Average for Period

87.565262

 

87.565262

 

 

 

3-ExchangeRate: JPY to USD Period End Date

98.239969

 

98.239969

 

 

 

Key Ratios

 

30-Jun-2013

30-Jun-2012

30-Jun-2011

30-Jun-2010

30-Jun-2009

Profitability

Gross Margin (?)

22.63%

14.41%

19.37%

18.31%

17.42%

Operating Margin (?)

-0.50%

-17.11%

-3.79%

1.99%

0.42%

Pretax Margin (?)

-0.35%

-17.13%

-3.96%

2.06%

-0.71%

Net Profit Margin (?)

-2.65%

-25.40%

-3.75%

0.96%

0.36%

Financial Strength

Current Ratio (?)

1.07

0.96

1.15

1.43

1.31

Long Term Debt/Equity (?)

0.44

0.77

0.34

0.56

0.71

Total Debt/Equity (?)

1.94

3.29

1.24

1.07

1.70

Management Effectiveness

Return on Assets (?)

-1.26%

-17.50%

-2.78%

0.46%

-0.11%

Return on Equity (?)

-11.20%

-79.81%

-9.34%

2.34%

0.94%

Efficiency

Receivables Turnover (?)

2.65

2.74

2.76

2.68

2.92

Inventory Turnover (?)

2.50

2.62

2.69

2.35

2.20

Asset Turnover (?)

0.66

0.70

0.74

0.70

0.72

Market Valuation USD (mil)

Enterprise Value2 (?)

1,314.0

.

Price/Sales (TTM) (?)

0.29

Enterprise Value/Revenue (TTM) (?)

0.79

.

Price/Book (MRQ) (?)

1.17

Enterprise Value/EBITDA (TTM) (?)

9.17

.

Market Cap1 (?)

479.4

1-ExchangeRate: JPY to USD on 11-Oct-2013

98.109887

 

 

 

2-ExchangeRate: JPY to USD on 30-Jun-2013

98.239969

 

 

 

 

 

 Annual Ratios

 

 

 

30-Jun-2013

30-Jun-2012

30-Jun-2011

30-Jun-2010

30-Jun-2009

Financial Strength

Current Ratio (?)

1.07

0.96

1.15

1.43

1.31

Quick/Acid Test Ratio (?)

0.72

0.56

0.66

0.86

0.66

Working Capital1 (?)

96.8

-91.7

321.3

673.4

492.9

Long Term Debt/Equity (?)

0.44

0.77

0.34

0.56

0.71

Total Debt/Equity (?)

1.94

3.29

1.24

1.07

1.70

Long Term Debt/Total Capital (?)

0.15

0.18

0.15

0.27

0.26

Total Debt/Total Capital (?)

0.66

0.77

0.55

0.52

0.63

Payout Ratio (?)

0.00%

0.00%

0.00%

45.06%

111.07%

Effective Tax Rate (?)

-

-

-

67.92%

-

Total Capital1 (?)

1,657.7

2,004.5

2,448.4

2,303.6

2,355.1

 

 

 

 

 

 

Efficiency

Asset Turnover (?)

0.66

0.70

0.74

0.70

0.72

Inventory Turnover (?)

2.50

2.62

2.69

2.35

2.20

Days In Inventory (?)

146.07

139.23

135.56

155.01

165.84

Receivables Turnover (?)

2.65

2.74

2.76

2.68

2.92

Days Receivables Outstanding (?)

137.57

133.35

132.10

136.12

124.86

Revenue/Employee2 (?)

252,740

355,096

364,712

349,636

337,621

Operating Income/Employee2 (?)

-1,267

-60,773

-13,805

6,974

1,430

EBITDA/Employee2 (?)

11,060

-44,361

3,040

25,809

20,014

 

 

 

 

 

 

Profitability

Gross Margin (?)

22.63%

14.41%

19.37%

18.31%

17.42%

Operating Margin (?)

-0.50%

-17.11%

-3.79%

1.99%

0.42%

EBITDA Margin (?)

4.38%

-12.49%

0.83%

7.38%

5.93%

EBIT Margin (?)

-0.50%

-17.11%

-3.79%

1.99%

0.42%

Pretax Margin (?)

-0.35%

-17.13%

-3.96%

2.06%

-0.71%

Net Profit Margin (?)

-2.65%

-25.40%

-3.75%

0.96%

0.36%

R&D Expense/Revenue (?)

2.38%

2.67%

2.46%

2.33%

2.23%

COGS/Revenue (?)

77.37%

85.59%

80.63%

81.69%

82.58%

SG&A Expense/Revenue (?)

15.77%

14.37%

15.66%

13.24%

13.31%

 

 

 

 

 

 

Management Effectiveness

Return on Assets (?)

-1.26%

-17.50%

-2.78%

0.46%

-0.11%

Return on Equity (?)

-11.20%

-79.81%

-9.34%

2.34%

0.94%

 

 

 

 

 

 

Valuation

Free Cash Flow/Share2 (?)

3.45

-5.27

0.23

8.14

-11.24

Operating Cash Flow/Share 2 (?)

4.65

-2.17

4.45

10.15

-7.69

1-ExchangeRate: JPY to USD Period End Date

98.239969

79.390941

80.76

88.49

96.485

2-ExchangeRate: JPY to USD Average for Period

98.239969

79.390941

80.76

88.49

96.485

 

Current Market Multiples

Market Cap/Earnings (TTM) (?)

-9.91

Market Cap/Equity (MRQ) (?)

0.85

Market Cap/Revenue (TTM) (?)

0.29

Market Cap/EBIT (TTM) (?)

7.69

Market Cap/EBITDA (TTM) (?)

3.34

Enterprise Value/Earnings (TTM) (?)

-27.21

Enterprise Value/Equity (MRQ) (?)

2.33

Enterprise Value/Revenue (TTM) (?)

0.79

Enterprise Value/EBIT (TTM) (?)

21.11

Enterprise Value/EBITDA (TTM) (?)

9.17

 


 

FOREIGN EXCHANGE RATES

 

Currency

Unit

Indian Rupees

US Dollar

1

Rs.61.63

UK Pound

1

Rs.99.94

Euro

1

Rs.85.14

 

 

INFORMATION DETAILS

 

Report Prepared by :

NIS

 

 

RATING EXPLANATIONS

 

RATING

STATUS

 

 

PROPOSED CREDIT LINE

>86

Aaa

Possesses an extremely sound financial base with the strongest capability for timely payment of interest and principal sums

 

Unlimited

71-85

Aa

Possesses adequate working capital. No caution needed for credit transaction. It has above average (strong) capability for payment of interest and principal sums

 

Large

56-70

A

Financial & operational base are regarded healthy. General unfavourable factors will not cause fatal effect. Satisfactory capability for payment of interest and principal sums

 

Fairly Large

41-55

Ba

Overall operation is considered normal. Capable to meet normal commitments.

 

Satisfactory

26-40

B

Capability to overcome financial difficulties seems comparatively below average.

 

Small

11-25

Ca

Adverse factors are apparent. Repayment of interest and principal sums in default or expected to be in default upon maturity

 

Limited with full security

<10

C

Absolute credit risk exists. Caution needed to be exercised

 

 

Credit not recommended

--

NB

New Business

 

--

 

This score serves as a reference to assess SC’s credit risk and to set the amount of credit to be extended. It is calculated from a composite of weighted scores obtained from each of the major sections of this report. The assessed factors and their relative weights (as indicated through %) are as follows:

 

Financial condition (40%)            Ownership background (20%)                  Payment record (10%)

Credit history (10%)                   Market trend (10%)                                Operational size (10%)

 

PRIVATE & CONFIDENTIAL : This information is provided to you at your request, you having employed MIPL for such purpose. You will use the information as aid only in determining the propriety of giving credit and generally as an aid to your business and for no other purpose. You will hold the information in strict confidence, and shall not reveal it or make it known to the subject persons, firms or corporations or to any other. MIPL does not warrant the correctness of the information as you hold it free of any liability whatsoever. You will be liable to and indemnify MIPL for any loss, damage or expense, occasioned by your breach or non observance of any one, or more of these conditions

This report is issued at your request without any risk and responsibility on the part of MIRA INFORM PRIVATE LIMITED (MIPL) or its officials.