MIRA INFORM REPORT

 

 

Report No. :

329445

Report Date :

03.07.2015

 

IDENTIFICATION DETAILS

 

Name :

TRAFIGURA AG

 

 

Registered Office :

Zürichstrasse 31, Postfach 4268, 6002 Luzern/LU

 

 

Country :

Switzerland

 

 

Financials (as on) :

30.09.2014

 

 

Year of Establishment :

1993

 

 

Com. Reg. No.:

100.3.018.024-7

 

 

Legal Form :

Company Limited by Shares

 

 

Line of Business :

·         Wholesale of Metals and Metal Ores.

·         Wholesale of Solid, Liquid and Gaseous Fuels and Related Products

 

 

No. of Employees :

65

 

 

RATING & COMMENTS

 

MIRA’s Rating :

Ba

 

RATING

STATUS

PROPOSED CREDIT LINE

41-55

Ba

Overall operation is considered normal. Capable to meet normal commitments.

Satisfactory

 

 

Maximum Credit Limit :

CHF 1,000,000.--

 

 

Status :

Satisfactory

 

 

Payment Behaviour :

Slow but correct

 

 

Litigation :

Clear

 

 

NOTES:

Any query related to this report can be made on e-mail: infodept@mirainform.com while quoting report number, name and date.

 

 

ECGC Country Risk Classification List – March 31, 2015

 

Country Name

Previous Rating

(31.12.2014)

Current Rating

(31.03.2015)

Switzerland

A1

A1

 

Risk Category

ECGC Classification

Insignificant

 

A1

Low

 

A2

Moderate

 

B1

High

 

B2

Very High

 

C1

Restricted

 

C2

Off-credit

 

D

 

 

SWITZERLAND - ECONOMIC OVERVIEW

 

Switzerland is a peaceful, prosperous, and modern market economy with low unemployment, a highly skilled labor force, and a per capita GDP among the highest in the world. Switzerland's economy benefits from a highly developed service sector, led by financial services, and a manufacturing industry that specializes in high-technology, knowledge-based production. Its economic and political stability, transparent legal system, exceptional infrastructure, efficient capital markets, and low corporate tax rates also make Switzerland one of the world's most competitive economies. The Swiss have brought their economic practices largely into conformity with the EU's to enhance their international competitiveness, but some trade protectionism remains, particularly for its small agricultural sector. The fate of the Swiss economy is tightly linked to that of its neighbors in the euro zone, which purchases half of all Swiss exports. The global financial crisis of 2008 and resulting economic downturn in 2009 stalled demand for Swiss exports, and put Switzerland into a recession. During this period the Swiss National Bank (SNB) implemented a zero-interest rate policy to boost the economy as well as prevent appreciation of the franc, and Switzerland's economy began to recover in 2010. The sovereign debt crises unfolding in neighboring euro-zone countries, however, coupled with ongoing economic instability in Russia and other eastern European economies continues to pose a significant risk to the Swiss economy, driving up demand for the Swiss franc by investors seeking a safe-haven currency. In January of 2015, the SNB abandoned the Swiss franc’s peg to the Euro, roiling global currency markets and making active SNB intervention a necessary hallmark of present-day Swiss monetary policy. The independent SNB has upheld its zero-interest rate policy and conducted major market interventions to prevent further appreciation of the Swiss franc, but parliamentarians have urged it to do more to weaken the currency. The franc's strength has made Swiss exports less competitive and weakened the country's growth outlook; GDP growth fell below 2% per year during 2011-13. In recent years, Switzerland has responded to increasing pressure from neighboring countries and trading partners, including the EU, the US, and international institutions to reform its banking secrecy laws. In response to that international pressure, the Swiss government has agreed to conform to OECD regulations on administrative assistance in tax matters, including tax evasion. The Swiss government has also renegotiated its double taxation agreements with numerous countries, including the US, to incorporate OECD standards, while openly considering the possibility of imposing taxes on bank deposits held by foreigners.

 

Source : CIA

 

Company Name

 

TRAFIGURA AG

 

 

Operating address

 

Zürichstrasse 31

Postfach 4268

6002 Luzern/LU

Switzerland/CH

 

Telephone:                   041 4197425

 

Web site:                      http://www.trafigura.com

E-mail:                         info@trafigura.com

 

WIN Worldbox No.:       CH0000440296

VAT-No.:                      CHE-116.301.376 MWST

UID-No.:                       CHE103407775

 

 

Profile

 

Established:                 1993

Line of Business:          Consumer goods wholesale

Industry Division:          Wholesale trade

Industry-code (NACE):  4672       Wholesale of metals and metal ores

                                    4671       Wholesale of solid, liquid and gaseous fuels and related products

Import/Export:              Import, Export

Banks:                          unknown

 

 

Operational Figures

 

Coverage:                    Company

Figures:                        estimated

Financial year:              2015

Employees:                  65

 

 


Activity

 

The Group is one of the world’s leading international commodity traders, specializing in the oil, minerals and metals markets, with 81 offices in 54 countries in Europe, Africa, Asia, Australia, and North, Central and South America. In the US, Trafigura has offices in Houston, Texas and Stamford, Connecticut.

 

 

Real Estate

 

Information on property ownership was not available.

 

 

Company Registe

 

Company No:               100.3.018.024-7

UID-No.:                       CHE103407775

Legal form:                   Company limited by shares

Registration:                 20.07.1995

Legal status:                 active

Responsible Register:   Handelsregister des Kantons Luzern

History:                        Date of Incorporation Statutes: 14.07.1995

 

Entry          Deleted      Name

active                           Trafigura AG

 

Entry          Deleted      Legal domicile

active                           Luzern, Switzerland

 

Entry          Deleted      Address

30.03.2009                    Zürichstrasse 31, 6002 Luzern/LU, Switzerland/CH

                  30.03.2009  Zürichstrasse 5, 6002 Luzern/LU, Switzerland/CH

 

Entry          Deleted      Capital

active                           Share Capital CHF 100,000, paidup CHF 100,000

 

Entry          Deleted      Capital Structure

active                           100 Registered shares with restricted transferability of CHF 1,000.--

 

Entry          Deleted      Activity

active                           Management, administration, funding and support of industrial and technical services; trade, especially of raw materials, with Group companies and with third parties; investment in and management of funds, goods and rights; granting of collateral for debt obligations of group members and their companies, investments, acquisition and sale of real property, acquisition, sale, management and use of intellectual property and know-how.

 

Entry          Deleted      Remarks

active                           Publishing authority: SHAB Swiss Gazette

active                           Shares: The registered shares are subject to transfer restrictions.

active                           Reports: Notifications shall be by registered letter.

 

 

Official Administration

 

Title                                           Name

President                                    Marco Schumacher

                                                  Citizen: Luzern, Switzerland

                                                  Residential address: 6052 Hergiswil /NW, Switzerland

                                                  joint signature of two

                                                  Registered since: 17.05.2002

Director                                      Jeffrey Laurence Kopp

                                                  Citizen: United States of America

                                                  Residential address: Katy/Texas, United States of America

                                                  joint signature of two

                                                  Registered since: 22.07.2009

Director                                      Benjamin James Luckock

                                                  Citizen: United Kingdom

                                                  Residential address:  Cologny, Switzerland

                                                  joint signature of two

                                                  Registered since: 01.04.2011

 

 

Management

 

Title                                           Name

Member with signing authority      Konstantin Vladimirov Guenevski

                                                  Citizen: Bulgaria

                                                  Residential address: Horw, Switzerland

                                                  joint signature of two, Restricted signatory powers

                                                  Registered since: 27.09.2013

Member with signing authority      Douglas M. Pratt

                                                  Citizen: United States of America

                                                  Residential address: Stamford , United States of America

                                                  joint signature of two, Restricted signatory powers

                                                  Registered since: 16.02.2012

Member with signing authority      Craig William Thomas

                                                  Citizen: United Kingdom

                                                  Residential address: Houston , United States of America

                                                  joint signature of two, Restricted signatory powers

                                                  Registered since: 06.12.2001

 

 


External Positions

 

Title                                           Name

Auditor                                       Ernst & Young AG

                                                  Residential address: Zürich, Switzerland

                                                  Id: CH-020.9.001.069-0

 

 

Ultimate Parent Company

 

Name:                          Trafigura Beheer BV

City/Country:                Amsterdam, Netherlands/NL

 

 

Financial Data Trafigura Beheer BV

 

Consolidation:              consolidated (Segment)

Industry:                       Trade/Industry

 

Fiscal year end:                                     30.09.2014        30.09.2013        30.09.2012        30.09.2011

Number of months:                                      12                    12                    12                    12

Currency:                                                mil. USD           mil. USD          mil. USD           mil. USD

Statement norm:                                          IAS

 

Balance Sheet

Intangible fixed assets                                     533.6                499.9                516.3                282.1

Land and buildings                                          740.2                700.4             1,216.8                540.3

Other tangible fixed assets                           2,270.2             1,985.9             2,308.1             1,342.7

Tangible fixed assets                                    3,010.4             2,686.3             3,524.9             1,883.0

Financial fixed assets                                   3,318.5             4,414.1                578.9             1,115.0

other fixed assets                                         1,017.7                177.6

Fixed assets                                                7,880.2             7,777.9             4,620.1             3,280.1

 

Stocks                                                         7,905.2             7,856.3             9,409.6             7,697.1

Trade accounts receivable                             7,156.9           15,793.8             5,932.9             6,948.2

Cash & Cash Equivalents                              3,709.5             3,735.7             3,333.9             2,853.1

Securities                                                     1,660.3             3,633.7                239.3                512.9

other trade accounts                                     8,961.9                  85.1             4,616.3             4,103.9

Accruals                                                       2,300.8             1,144.4             8,034.8             6,741.8

Other current assets                                    16,632.5             8,598.9           16,224.3           14,211.7

Current assets                                           31,694.6           32,249.0           31,566.8           28,857.0

 

Total assets                                               39,574.8           40,026.9           36,186.9           32,137.1

 

Capital                                                               0.2                491.5                182.0                209.0

Other shareholders funds                              5,255.5             4,548.2             3,507.5             3,242.7

Total shareholders equity                            5,255.7             5,039.7             3,689.5             3,451.7

 

Minority interests                                             301.5                264.0                867.0                706.7

long term debt (financial debts)                     6,175.7             5,774.3             4,188.1             2,613.4

Provisions                                                        24.0                  36.2                332.6                  58.8

Other non current liabilities                               588.6                629.7

Non current liabilities                                  6,788.3             6,440.2             4,520.7             2,672.2

 

short term debt (financial debts)                  14,967.0           13,241.2           13,423.4           12,998.5

Trade accounts payable                                3,761.8           11,094.7             2,275.8             2,799.5

Accruals                                                       6,518.0                141.1             8,776.9             6,597.8

other accounts payable                                 1,982.5             3,806.0             2,633.6             2,910.7

other current liabilities                                   8,500.5             3,947.1           11,410.5             9,508.5

Current liabilities                                       27,229.3           28,283.0           27,109.7           25,306.5

 

Shareh. equity, min. int. & liabilities          39,574.8           40,026.9           36,186.9           32,137.1

 

Profit and loss account

Sales                                                        127,612.6          133,026.2         120,419.4          121,592.1

Net sales                                                  127,612.6          133,026.2         120,419.4          121,592.1

Other operating revenue                                   484.2             1,428.0                   6.9                  22.3

Operating revenue                                   128,096.8          134,454.2         120,426.3          121,614.4

 

Cost of goods sold                                  125,567.5          130,134.1         117,677.8          119,254.3

Gross profit                                                 2,529.3             4,320.1             2,748.5             2,360.1

Other operating expenses                             1,004.7             1,668.9             1,506.2             1,106.4

Operating result                                          1,524.6             2,651.2             1,242.3             1,253.7

 

other financial revenues                                   320.0                169.2                549.0                616.2

Financial income                                             320.0                169.2                549.0                616.2

Interest expenses                                                                    528.7

other financial expenses                                  541.8                  13.0                497.5                422.4

Financial expenses                                          541.8                541.7                497.5                422.4

Financial result                                               -221.8               -372.5                 51.5                193.8

Result before extraordinary items                1,302.8             2,278.7             1,293.8             1,447.5

 

Extraordinary Result                                            0.0                                           0.0                   0.0

Result before taxes                                      1,302.8             2,278.7             1,293.8             1,447.5

 

Taxes                                                             222.8                  97.4                199.4                180.2

Result before minority interests                     1,080.0             2,181.3             1,094.4             1,267.3

minority interests                                               40.3                149.1                130.0                156.9

Result for the financial year                         1,039.7             2,032.2                964.4             1,110.4

 

Cash flow

Depreciation                                                   192.0                                       269.7                138.0

Cash flow                                                     1,272.0                                     1,364.1             1,405.3

Cash flow from operating activities                 -954.7                                     1,246.5               -350.0

Investments in tangible fixed assets              1,351.3                                     1,058.0                675.2

Cash flow from investing activities               -1,484.5                                    -1,588.5               -959.7

Cash flow from financing activities                2,936.1                                       822.8             2,674.2

Change in liquidity                                           496.9                                       480.8             1,364.5

Liquidity at beginning of the year                   3,212.6                                     2,853.1             1,488.6

Liquidity at end of the year                            3,709.5                                     3,333.9             2,853.1

 

Notes

Cost of employees                                          544.9                                       621.7                567.5

Added value                                                 2,039.7                                     2,185.2             2,153.0

Working Capital                                          11,300.3                                   13,066.7           11,845.8

Net Current Assets                                        4,465.3             3,966.0             4,457.1             3,550.5

Sales per Employee                                          24.0                                       234.7                284.1

Gross cost land and buildings                         956.7                                     1,391.2                641.2

Gross cost other tangible fixed assets          2,674.5                                     2,813.3             1,679.4

Gross cost total                                           3,631.2                                     4,204.5             2,320.6

 

Employees  at year end                                   5,326                                          513                   428

 

 

Owner/-s

 

No. of Owner/-s:           1

Owner:                         The company is foreign owned.

 

Class:                          100%

Type:                           direct

Name:                          Trafigura Trade Investments BV

City/Country:                Amsterdam, Netherlands/NL

Interest:                        100,00% voting right, 100,00% capital interest

 

 

Sisters

 

Name:                          TRAFIGURA PTE. LTD.

City/Country:                SINGAPORE, Singapore/SG

 

 

Investments

 

Class:                          100%

Name:                          Trafigura Holding GmbH

City/Country:                Luzern/LU, Switzerland/CH

Interest:                        100,00% voting right, 100,00% capital interest (since 05.11.2013)

 

Class:                          100%

Name:                          Trafigura Terminals LLC

City/Country:                Houston, United States of America/US

Interest:                        100,00% voting right, 100,00% capital interest

 

 

Financials

 

Balance sheet publication:     

The subject company does not publish balance sheet or turnover figures.

 

 

Legal Actions

 

Control date       Year                       No.             Amount CHF     Status

19.11.2012          2012                           0                                      Legal actions

31.12.2011          2011                           0                                      Legal actions

31.12.2010          2010                           0                                      Legal actions

31.12.2009          2009                           0                                      Legal actions

31.12.2008          2008                           0                                      Legal actions

25.09.2006          2006                           0                                      Legal actions

31.12.2005          2005                           0                                      Legal actions

31.12.2004          2004                           0                                      Legal actions

Official bankruptcy reports:

No bankruptcy publications available on the subject.

 

An updated legal action check is only available against proof of interest. e.g. a copy of an enquiry letter, and order or invoice relating to the subject company.

 

 

Sanctions List

 

The company has been listed in the following sanction databases:

WorldCompliance

 

With the following information :

 

Trafigura AG (908918)

Aliases           N/A

NickNames     N/A

Category        Enforcement

Sub Category Environmental Crimes

Level  N/A

Data source    US-U.S. Environmental Protection Agency

Designation    N/A

Primary Country          CH

Case  Fined $73,465 by the U.S. Environmental Protection Agency (EPA) - April 18, 2012

National ID      N/A

Other ID          N/A

Passport #      N/A

Last Updated  02/04/2013

Additional Information

According to the U.S. Environmental Protection Agency; April 18, 2012: An Administrative Settlement Agreement (ASA) is made and entered into by and between the United States Environmental Protection Agency (EPA) and Trafigura AG having an office at 1401 McKinney Street, Suite 2375, Houston, TX 06901. The purpose of this ASA is to resolve Trafigura AG’s violations of the Clean Air Act (CAA) and the Renewable Fuel Standards regulations promulgated thereunder at 4 C.F.R. Part 80, Subpart M (RFS2 Regulations). Trafigura AG agreed to pay a civil penalty of $73.465 to the United States of America within thirty (30) calendar days of the effective date of this ASA (penalty due date), but not before the effective date. Late payment of the penalty is subject to interest and fees. According to the U.S. Environmental Protection Agency; November 07, 2011: The Environmental Protection Agency has commenced an investigation into Trafigura AG regarding whether Trafigura used invalid Renewable Identification Numbers (RINs) to meet your 2010 Renewable Volume Obligation (RVO) under the Clean Air Act (CAA). Based on the information available to the EPA as a result of this investigation, EPA determined that Clean Green Fuels, LLC (Clean Green Fuels) created invalid RINs, and that Trafigura used some of the RINs created by Clean Green Fuels in an effort to satisfy your 2010 RVO. Use of invalid RINs to satisfy RVOs is a violation of the EPA's regulations governing RINs and renewable fuels. 40 C.F.R. § 80.1460(c). Based on available information, the EPA has determined that Trafigura used the 737,250 invalid RINs. These RINs are invalid because they do not represent renewable fuel. The company that generated these RINs, Clean Green Fuels, neither produced nor imported any biodiesel as necessary to legally generate these RINs. This determination is based upon the EPA's inspection of the purported production facility and subsequent investigation. The EPA issues under Sections 205 and 211 of the CAA, 42 U.S.C. §§ 7524 and 7545, for the violations described above, Sections 205 and 211 of the CAA authorize the EPA to assess a civil penalty of up to $37,500 for every day for each violation, plus the economic benefit or savings resulting from each violation. 42 U.S.C. §§ 7524, 7545(d). According to the bbc.co.uk; July 23, 2010: In July, 2010 a Dutch court found Trafigura guilty of illegally exporting toxic waste from Amsterdam and concealing the nature of the cargo. In 2006, Trafigura transported waste alleged to have been involved in the injury of thousands of people in Ivory Coast. The firm was fined 1million euros for its ship, the Probo Koala, transiting Amsterdam with its cargo. In 2007 Trafigura paid $160 million to the government of Ivory Coast without admitting liability. Trafigura also paid $50 million in an out-of-court settlement to individuals in Ivory Coast who said they had been injured when the waste was spread on dumps around Abidjan. According to the U.S. Department of Treasury; 2006: On May 25, 2006, as a result of an Oil for Food investigation conducted by Immigration and Customs Enforcement (ICE), the Southern District of Texas U.S. Attorney’s Office filed a criminal Information charging Trafigura AG, a Swiss corporation, with two counts of violating 18 USC 542, entry of goods by false statement. The company was convicted of falsely representing to Houston area energy companies that a total of more than 500,000 barrels of imported Iraqi oil sold to them on two occasions in 2001 had been obtained in compliance with the Oil for Food Program. As a result of a plea agreement, Trafigura AG was required to pay a criminal fine of $8 million and to forfeit $9,937,551.19, pursuant to 18 USC 982(a)(2)(B). In addition, Trafigura AG was required to pay civil penalties to the United States in the amount of $1.9 million executed through a written settlement agreement with the Office of Foreign Assets Control (OFAC), U.S. Department of the Treasury.

 

 

Payment experiences

 

Payment experiences from pre-legal collection cases:

No payment experiences from pre-legal collection cases are available.

 

Payment experiences from collection cases:

No payment experiences from legal collection cases are available.

 

Mode of payment / Business conduct:

There are no complaints about the mode of payment and the business conduct.

 

 

Remarks

 

Note: The VAT number - CHE-116.301.376 MWST - is the Group VAT number.

 

 

Credit Information

 

Financial Statements:    The company does not disclose any financial statements. Third parties are not permitted any insight into the financial affairs. It is therefore difficult to make a proper assessment of the actual situation.

 

Financial Situation:        The financial situation appears to be good.

 

Payment experiences:   Payments are made with arranged conditions.

 

Maximum Credit:           CHF 1,000,000.--

 


 

FOREIGN EXCHANGE RATES

 

Currency

Unit

Indian Rupees

US Dollar

1

Rs.63.57

UK Pound

1

Rs.99.20

Euro

1

Rs.70.35

 

INFORMATION DETAILS

 

Analysis Done by :

DIV

 

 

Report Prepared by :

NIT

 

 

RATING EXPLANATIONS

 

RATING

STATUS

PROPOSED CREDIT LINE

 

>86

Aaa

Possesses an extremely sound financial base with the strongest capability for timely payment of interest and principal sums

 

Unlimited

 

71-85

Aa

Possesses adequate working capital. No caution needed for credit transaction. It has above average (strong) capability for payment of interest and principal sums

 

Large

 

56-70

A

Financial & operational base are regarded healthy. General unfavourable factors will not cause fatal effect. Satisfactory capability for payment of interest and principal sums

 

Fairly Large

 

41-55

Ba

Overall operation is considered normal. Capable to meet normal commitments.

 

Satisfactory

 

26-40

B

Capability to overcome financial difficulties seems comparatively below average.

 

Small

 

11-25

Ca

Adverse factors are apparent. Repayment of interest and principal sums in default or expected to be in default upon maturity

 

Limited with full security

 

<10

C

Absolute credit risk exists. Caution needed to be exercised

 

Credit not recommended

 

--

NB

New Business

--

 

This score serves as a reference to assess SC’s credit risk and to set the amount of credit to be extended. It is calculated from a composite of weighted scores obtained from each of the major sections of this report. The assessed factors and their relative weights (as indicated through %) are as follows:

 

Financial condition (40%)            Ownership background (20%)                  Payment record (10%)

Credit history (10%)                   Market trend (10%)                                Operational size (10%)

 

PRIVATE & CONFIDENTIAL : This information is provided to you at your request, you having employed MIPL for such purpose. You will use the information as aid only in determining the propriety of giving credit and generally as an aid to your business and for no other purpose. You will hold the information in strict confidence, and shall not reveal it or make it known to the subject persons, firms or corporations or to any other. MIPL does not warrant the correctness of the information as you hold it free of any liability whatsoever. You will be liable to and indemnify MIPL for any loss, damage or expense, occasioned by your breach or non observance of any one, or more of these conditions

This report is issued at your request without any risk and responsibility on the part of MIRA INFORM PRIVATE LIMITED (MIPL) or its officials.